0001193125-23-084885.txt : 20230330 0001193125-23-084885.hdr.sgml : 20230330 20230330121051 ACCESSION NUMBER: 0001193125-23-084885 CONFORMED SUBMISSION TYPE: 8-A12B PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20230330 DATE AS OF CHANGE: 20230330 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DoubleLine ETF Trust CENTRAL INDEX KEY: 0001886172 IRS NUMBER: 876641637 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 8-A12B SEC ACT: 1934 Act SEC FILE NUMBER: 001-41343 FILM NUMBER: 23778500 BUSINESS ADDRESS: STREET 1: 2002 NORTH TAMPA STREET CITY: TAMPA STATE: FL ZIP: 33602 BUSINESS PHONE: (213) 633-8200 MAIL ADDRESS: STREET 1: 2002 NORTH TAMPA STREET CITY: TAMPA STATE: FL ZIP: 33602 8-A12B 1 d437595d8a12b.htm 8-A12B 8-A12B

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM 8-A

 

 

FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES

PURSUANT TO SECTION 12(b) OR (g) OF

THE SECURITIES EXCHANGE ACT OF 1934

 

 

DOUBLELINE ETF TRUST

(Exact name of registrant as specified in its charter)

 

 

 

Delaware   See Below
(State of incorporation or organization)   (I.R.S. Employer Identification No.)

2002 North Tampa Street

Suite 200

Tampa, Florida 33602

(Address of principal executive offices, including zip code)

Securities to be registered pursuant to Section 12(b) of the Act:

 

Title of Each Class

to be so Registered

  

Name of Exchange on which

each Class is to be so registered

  

I.R.S. Employer
Identification Number

DoubleLine Commercial Real Estate ETF   NYSE Arca, Inc.   92-1941603
DoubleLine Mortgage ETF   NYSE Arca, Inc.   92-1975789

 

 

If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective upon filing pursuant to General Instruction A.(c), please check the following box.  ☒:

If this form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is to become effective pursuant to General Instruction A.(d), please check the following box.  ☐:

Securities Act registration statement file number to which this form relates:

333-260030

Securities to be registered pursuant to Section 12(g) of the Act:

None.

 

 

 

INFORMATION REQUIRED IN REGISTRATION STATEMENT

Item 1. Description of Registrant’s Securities to be Registered.

A description of the shares is set forth in Post-Effective Amendment No. 4 to the Registrant’s Registration Statement on Form N-1A (the “Registration Statement”) (File Nos. 333-260030; 811-23746), as filed with the U.S. Securities and Exchange Commission (the “SEC”) via EDGAR on March 30, 2023, which description is incorporated herein by reference. Any form of supplement to the Registration Statement that is subsequently filed with the SEC that relates to the shares is hereby also incorporated herein by reference.

Item 2. Exhibits.

 

A.

Registrant’s Certificate of Trust dated September 27, 2021 is incorporated herein by reference to Exhibit (a)(1) of the Registrant’s Registration Statement on Form N-1A (File Nos. 333-260030; 811-23746), as filed with the SEC via EDGAR Accession No. 0001193125-21-291129 on October 4, 2021.

 

B.

Registrant’s Amended and Restated Agreement and Declaration of Trust dated March 28, 2022, is incorporated herein by reference to Exhibit (a)(2) of Pre-Effective Amendment No. 4 to the Registrant’s Registration Statement on Form N-1A (File Nos. 333-260030; 811-23746), as filed with the SEC via EDGAR Accession No. 0001193125-22-086761 on March 28, 2022.

 

C.

Registrant’s By-Laws dated October 29, 2021, are incorporated herein by reference to Exhibit (b) of Pre-Effective Amendment No. 1 to the Registrant’s Registration Statement on Form N-1A (File Nos. 333-260030; 811-23746), as filed with the SEC via EDGAR Accession No. 0001193125-21-369405 on December 30, 2021.

SIGNATURE

Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the Registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereto duly authorized.

 

    DOUBLELINE ETF TRUST
Date: March 30, 2023    
    By:   /s/ Ronald R. Redell
      Ronald R. Redell
      Trustee and President