0001883085-24-000038.txt : 20240409
0001883085-24-000038.hdr.sgml : 20240409
20240409090307
ACCESSION NUMBER: 0001883085-24-000038
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240408
FILED AS OF DATE: 20240409
DATE AS OF CHANGE: 20240409
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Rosen Tami
CENTRAL INDEX KEY: 0001970282
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-41430
FILM NUMBER: 24831292
MAIL ADDRESS:
STREET 1: 90 PARK AVE
CITY: NEW YORK
STATE: NY
ZIP: 10016
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Pagaya Technologies Ltd.
CENTRAL INDEX KEY: 0001883085
STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199]
ORGANIZATION NAME: 02 Finance
IRS NUMBER: 000000000
STATE OF INCORPORATION: L3
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: AZRIELI SARONA BLDG, 54TH FLOOR
STREET 2: DERECH MENACHEM BEGIN 121
CITY: TEL-AVIV
STATE: L3
ZIP: 000000
BUSINESS PHONE: (646) 710-7714
MAIL ADDRESS:
STREET 1: AZRIELI SARONA BLDG, 54TH FLOOR
STREET 2: DERECH MENACHEM BEGIN 121
CITY: TEL-AVIV
STATE: L3
ZIP: 000000
3
1
wk-form3_1712667778.xml
FORM 3
X0206
3
2024-04-08
0
0001883085
Pagaya Technologies Ltd.
PGY
0001970282
Rosen Tami
90 PARK AVE
NEW YORK
NY
10016
0
1
0
0
Chief People Officer
Class A Ordinary Share
18818
D
Incentive Stock Option (right to buy)
51.36
2031-12-29
Class A Ordinary Share
2920
D
Incentive Stock Option (right to buy)
10.68
2031-03-17
Class A Ordinary Share
237463
D
Incentive Stock Option (right to buy)
10.68
2031-06-27
Class A Ordinary Share
28028
D
Incentive Stock Option (right to buy)
51.36
2031-12-29
Class A Ordinary Share
389
D
Non-Qualified Stock Option (right to buy)
51.36
2031-12-29
Class A Ordinary Share
21994
D
Non-Qualified Stock Option (right to buy)
12.24
2033-02-24
Class A Ordinary Share
7460
D
Non-Qualified Stock Option (right to buy)
51.36
2031-12-29
Class A Ordinary Share
7590
D
Non-Qualified Stock Option (right to buy)
12.24
2033-02-24
Class A Ordinary Share
8174
D
Restricted Stock Unit
0
Class A Ordinary Share
62500
D
Represents total shares prior to the acquisition of shares on April 5, 2024.
2/5th, 1/5th and 2/5th of the shares subject to the option shall become vested and exercisable on March 31, 2025, June 30, 2025 and March 31, 2026, respectively.
Became fully vested and exercisable on February 29, 2024.
Subject to both time-based vesting and performance-based vesting conditions.
Time-based vesting condition: 1/4th of the shares subject to the option became vested on March 31, 2023, and 1/4th of the shares subject to the option shall become vested every twelve months thereafter.
Performance-based vesting condition: 1/2nd of the shares subject to the option became vested on June 22, 2022, 1/3rd of the shares subject to the option became vested on August 21, 2022, and the remainder of the shares subject to the option shall become vested with the attainment of meeting the remaining performance goal specified in the option agreement.
1/7th of the shares subject to the option became vested and exercisable on March 31, 2024, 1/7th of the shares subject to the option shall become vested and exercisable every three months thereafter.
Became fully vested and exercisable on December 31, 2023.
1/4th of the total 125,000 restricted stock units initially subject to this award vested on each of October 31, 2023 and January 31, 2024, and 1/8th of the total units initially subject to this award vest every three months thereafter.
/s/ Tami Rosen
2024-04-09