0001883085-24-000038.txt : 20240409 0001883085-24-000038.hdr.sgml : 20240409 20240409090307 ACCESSION NUMBER: 0001883085-24-000038 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240408 FILED AS OF DATE: 20240409 DATE AS OF CHANGE: 20240409 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Rosen Tami CENTRAL INDEX KEY: 0001970282 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-41430 FILM NUMBER: 24831292 MAIL ADDRESS: STREET 1: 90 PARK AVE CITY: NEW YORK STATE: NY ZIP: 10016 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Pagaya Technologies Ltd. CENTRAL INDEX KEY: 0001883085 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] ORGANIZATION NAME: 02 Finance IRS NUMBER: 000000000 STATE OF INCORPORATION: L3 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: AZRIELI SARONA BLDG, 54TH FLOOR STREET 2: DERECH MENACHEM BEGIN 121 CITY: TEL-AVIV STATE: L3 ZIP: 000000 BUSINESS PHONE: (646) 710-7714 MAIL ADDRESS: STREET 1: AZRIELI SARONA BLDG, 54TH FLOOR STREET 2: DERECH MENACHEM BEGIN 121 CITY: TEL-AVIV STATE: L3 ZIP: 000000 3 1 wk-form3_1712667778.xml FORM 3 X0206 3 2024-04-08 0 0001883085 Pagaya Technologies Ltd. PGY 0001970282 Rosen Tami 90 PARK AVE NEW YORK NY 10016 0 1 0 0 Chief People Officer Class A Ordinary Share 18818 D Incentive Stock Option (right to buy) 51.36 2031-12-29 Class A Ordinary Share 2920 D Incentive Stock Option (right to buy) 10.68 2031-03-17 Class A Ordinary Share 237463 D Incentive Stock Option (right to buy) 10.68 2031-06-27 Class A Ordinary Share 28028 D Incentive Stock Option (right to buy) 51.36 2031-12-29 Class A Ordinary Share 389 D Non-Qualified Stock Option (right to buy) 51.36 2031-12-29 Class A Ordinary Share 21994 D Non-Qualified Stock Option (right to buy) 12.24 2033-02-24 Class A Ordinary Share 7460 D Non-Qualified Stock Option (right to buy) 51.36 2031-12-29 Class A Ordinary Share 7590 D Non-Qualified Stock Option (right to buy) 12.24 2033-02-24 Class A Ordinary Share 8174 D Restricted Stock Unit 0 Class A Ordinary Share 62500 D Represents total shares prior to the acquisition of shares on April 5, 2024. 2/5th, 1/5th and 2/5th of the shares subject to the option shall become vested and exercisable on March 31, 2025, June 30, 2025 and March 31, 2026, respectively. Became fully vested and exercisable on February 29, 2024. Subject to both time-based vesting and performance-based vesting conditions. Time-based vesting condition: 1/4th of the shares subject to the option became vested on March 31, 2023, and 1/4th of the shares subject to the option shall become vested every twelve months thereafter. Performance-based vesting condition: 1/2nd of the shares subject to the option became vested on June 22, 2022, 1/3rd of the shares subject to the option became vested on August 21, 2022, and the remainder of the shares subject to the option shall become vested with the attainment of meeting the remaining performance goal specified in the option agreement. 1/7th of the shares subject to the option became vested and exercisable on March 31, 2024, 1/7th of the shares subject to the option shall become vested and exercisable every three months thereafter. Became fully vested and exercisable on December 31, 2023. 1/4th of the total 125,000 restricted stock units initially subject to this award vested on each of October 31, 2023 and January 31, 2024, and 1/8th of the total units initially subject to this award vest every three months thereafter. /s/ Tami Rosen 2024-04-09