SBSE-A/A 0001879943 XXXXXXXX true false 519438 Morgan Stanley Europe SE 98-1445426 519438 0001879943 GROSSE GALLUSSTRASSE 18 FRANKFURT 2M 60312 49 69 2166-0 Anna Hynes 49 69 2166-2540 anna.hynes@morganstanley.com Anna Hynes 49 69 2166-2540 Anna.Hynes@morganstanley.com Morgan Stanley Europe SE 519438 Y N N Y BaFIN, Bundesbank The policies and procedures of Morgan Stanley Europe SE (the Firm) only permit the Firm to rely on substituted compliance in connection with security-based swap activities that satisfy the relevant conditions to substituted compliance listed in paragraph (a) of the Order Granting Conditional Substituted Compliance in Connection with Certain Requirements Applicable to Non-U.S. Security-Based Swap Dealers and Major Security-Based Swap Participants Subject to Regulation in the Federal Republic of Germany (the Order). The Firm has also established and maintained policies and procedures reasonably designed to satisfy the German and European law provisions cited in paragraphs (b) through (f) of the Order, where applicable, for those provisions of paragraphs (b) through (f) where the Firm has elected substituted compliance, and any additional relevant conditions on substituted compliance imposed in those paragraphs. Y Swap Dealer N Morgan Stanley Europe SE (MSESE) is Morgan Stanley's European investment firm. Its services include capital raising; financial advisory services, including advice on mergers and acquisitions, restructurings, real estate and project finance; sales, trading, financing and market making activities in equity and fixed income securities and related products, including foreign exchange and commodities; and investment activities. MSESE currently operates branches in Spain, The Netherlands, France, Poland, Sweden and Italy. N N N N Y Morgan Stanley Europe SE 519438 Y Y N N N Y 8 Y Morgan Stanley Europe SE 519438 Anna Jean Hynes Chief Compliance Officer 02/2021 11/2020 N 534998 Oliver Markus Behrens Chief Executive Officer 06/2019 02/2015 N 522593 Jana Isabelle Waehrisch Chief Financial Officer 06/2019 08/2018 N 522597 Hanns Christoph Siebold Chief Operating Officer 06/2019 07/1996 N 522598 Andre Munkelt Director 06/2019 01/2006 N 522601 Philipp Lingnau Head of Business Unit Division or Function 06/2019 08/2000 N 522603 Martin Borghetto Head of Business Unit Division or Function 06/2019 07/1995 N 522602 Martin Heinrich Luehrs Head of Business Unit 11/2021 01/2021 N 542937 Morgan Stanley Europe SE 519438 INITIAL Item 13A Deloitte GmbH Wirtschaftsprufungsgesellschaft Franklinstrasse 50 Frankfurt 2M 60486 02-13-2019 Item 13B BME Clearing (Banco Mercado de Espana) PLAZA DE LA LEALTAD, 1 Madrid U3 28014 08-06-2018 Item 13B Cassa di Compensazione e Garanzia S.p.A. (CCG VIA TOMACELLI 146 Rome L6 00186 10-09-2018 Item 13B CCP Austria Abwicklungsstelle fur Borsengeschafte GmbH (CCP.A) Strauchgasse 1-3 vienna C4 1010 09-06-2018 Item 13B European Commodity Clearing AUGUSTUSPLATZ 9, Leipzig Saxony 2M 04109 01-21-2018 Morgan Stanley Europe Holding SE Corporation 0522865

Grosse Gallusstrasse 18 Frankfurt 2M 60312

is involved in effecting The applicant is wholly-owned by Morgan Stanley Europe Holdings SE, which is involved in effecting security-based swaps indirectly through its ownership of the applicant. Morgan Stanley Europe SE Morgan Stanley Europe Holding SE 519438 N N N N N N N N N N N N N N N N N N N N N N N N N N Morgan Stanley Europe SE 519438 Firm C T Corporation System 28 Liberty Street New York NY 10005 Anna Hynes Anna Hynes Chief Compliance Officer 10-29-2021 Australian Securities and Investments Commission (ASIC) C3 Financial Services and Markets Authority C9 Ontario Securities Commission (OSC) Z4 02-22-2022 Morgan Stanley Europe SE Samiul Hoque Samiul Hoque Compliance