UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM
(Amendment No. 1)
(Mark One)
For the fiscal year ended
OR
For the transition period from ______ to ______
Commission file number:
(Exact name of registrant as specified in its charter)
| (State or other jurisdiction
of | (I.R.S. Employer |
|
| ||
| (Address of principal executive offices) | (Zip Code) |
(Registrant’s telephone number, including area code)
Securities registered pursuant to Section 12(b) of the Act:
| Title of each class | Trading Symbol(s) | Name of each exchange on which registered | ||
Securities registered pursuant to Section 12(g) of the Act: None
Indicate by check mark if the registrant is a
well-known seasoned issuer, as defined in Rule 405 of the Securities Act. Yes ☐
Indicate by check mark if the registrant is not
required to file reports pursuant to Section 13 or Section 15(d) of the Act. Yes ☐
Indicate by check mark whether the registrant
(1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months
(or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements
for the past 90 days.
Indicate by check mark whether the registrant
has submitted electronically every Interactive Data File required to be submitted pursuant to Rule 405 of Regulation S-T (§ 232.405
of this chapter) during the preceding 12 months (or for such shorter period that the registrant was required to submit such files).
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, a smaller reporting company, or an emerging growth company. See the definitions of “large accelerated filer,” “accelerated filer,” “smaller reporting company,” and “emerging growth company” in Rule 12b-2 of the Exchange Act.
| Large accelerated filer | ☐ | Accelerated filer | ☐ |
| ☒ | Smaller reporting company | ||
| Emerging growth company |
If an emerging growth company, indicate by check
mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting
standards provided pursuant to Section 13(a) of the Exchange Act.
Indicate by check mark whether the registrant
has filed a report on and attestation to its management’s assessment of the effectiveness of its internal control over financial
reporting under Section 404(b) of the Sarbanes-Oxley Act (15 U.S.C. 7262(b)) by the registered public accounting firm that prepared or
issued its audit report.
If securities are registered pursuant to Section
12(b) of the Act, indicate by check mark whether the financial statements of the registrant included in the filing reflect the correction
of an error to previously issued financial statements.
Indicate by check mark whether any of those error corrections are restatements that required a recovery analysis of incentive-based compensation received by any of the registrant’s executive officers during the relevant recovery period pursuant to §240.10D-1(b). ☐
Indicate by check mark whether the registrant
is a shell company (as defined in Rule 12b-2 of the Act). Yes ☐ No
As of July 11, 2025 the last business day of the
registrant’s most recently completed second fiscal quarter, the aggregate market value of the ordinary shares outstanding, other
than securities held by persons who may be deemed affiliates of the registrant, computed by reference to the closing sales price of $0.088
on July 11, 2025, for the Class A ordinary shares, trading on such date, as reported on The Nasdaq Capital Market, was $
As of July 11, 2025, there were
DOCUMENTS INCORPORATED BY REFERENCE
explanatory note
This Amendment No. 1 on Form 10-K/A (this “Amendment”) is being filed solely to amend the Annual Report on Form 10-K of Graphjet Technology (the “Company”) for the fiscal year ended September 30, 2024, originally filed with the U.S. Securities and Exchange Commission on July 15, 2025 (the “Original Filing”), to file, as Exhibit 97.1, the Company’s Clawback Policy.
No other changes have been made to the Original Filing. This Amendment does not reflect events occurring after the filing of the Original Filing and does not modify or update any of the other disclosures contained therein in any way.
part IV
Item 15. Exhibits and Financial Statement Schedules
| Exhibit No. | Description | |
| 97.1* | Clawback Policy | |
| 104* | Cover page Interactive Data File (formatted as inline XBRL and contained in Exhibit 101) |
| * | Filed herewith |
SIGNATURES
Pursuant to the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| Date: August 5, 2025 | GRAPHJET TECHNOLOGY | |
| By: | /s/ Chris Lai | |
| Chris Lai Ther Wei | ||
| Chief Executive Officer | ||
| (Principal Executive Officer and Principal Financial and Accounting Officer) | ||
Pursuant to the requirements of the Securities Exchange Act of 1934, this report has been signed below by the following persons on behalf of the registrant and in the capacities and on the dates indicated.
| Name | Position | Date | ||
| /s/ Chris Lai | Chief Executive Officer, Chief Financial Officer, and Director | August 5, 2025 | ||
| Chris Lai Ther Wei | (Principal Executive Officer and Principal Financial and Accounting Officer) | |||
| /s/ Ang Chee Yong | Independent Director | August 5, 2025 | ||
| Ang Chee Yong | ||||
| /s/ Chen Siow Woon | Director | August 5, 2025 | ||
| Chen Siow Woon | ||||
| /s/ Pwa Yee Guo | Director | August 5, 2025 | ||
| Pwa Yee Guo | ||||
| /s/ Tan Song Jie | Director | August 5, 2025 | ||
| Tan Song Jie |