0000899243-22-000403.txt : 20220104 0000899243-22-000403.hdr.sgml : 20220104 20220104143922 ACCESSION NUMBER: 0000899243-22-000403 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220101 FILED AS OF DATE: 20220104 DATE AS OF CHANGE: 20220104 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Neukomm Daniel CENTRAL INDEX KEY: 0001886757 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-56348 FILM NUMBER: 22505317 MAIL ADDRESS: STREET 1: 1550 LEIGH AVENUE CITY: SAN JOSE STATE: CA ZIP: 95125 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TPCO Holding Corp. CENTRAL INDEX KEY: 0001876945 STANDARD INDUSTRIAL CLASSIFICATION: AGRICULTURE PRODUCTION - CROPS [0100] IRS NUMBER: 981566338 STATE OF INCORPORATION: A1 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1550 LEIGH AVENUE CITY: SAN JOSE STATE: CA ZIP: 95125 BUSINESS PHONE: 647-823-9692 MAIL ADDRESS: STREET 1: 1550 LEIGH AVENUE CITY: SAN JOSE STATE: CA ZIP: 95125 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2022-01-01 0 0001876945 TPCO Holding Corp. GRAMF 0001886757 Neukomm Daniel 1550 LEIGH AVENUE SAN JOSE CA 95125 1 0 0 0 Common Shares 2022-01-01 4 M 0 506 A 5562 D Common Shares 9323664 I See Footnote Restricted Stock Units 2022-01-01 4 M 0 506 0.00 D Common Shares 506 14664 D Restricted stock units ("RSUs") convert into Common Shares on a one-for-one basis. These shares are held by GRHP Investments, LLC Mr. Neukomm's wife has a minority interest in GRHP Investments, LLC. Mr. Neukomm disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest. On June 1, 2021, the reporting person was granted 20,226 RSU's, 25% of which vested 180 days after the grant date (the "Initial Vesting Period"). The remaining RSUs vest in 30 equal monthly installments beginning on the first day of the first month following the Initial Vesting Period. By: /s/ Daniel Neukomm 2022-01-04