0000890163-23-000002.txt : 20230201 0000890163-23-000002.hdr.sgml : 20230201 20230201153644 ACCESSION NUMBER: 0000890163-23-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20221231 FILED AS OF DATE: 20230201 DATE AS OF CHANGE: 20230201 EFFECTIVENESS DATE: 20230201 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Cowen Prime Advisors LLC CENTRAL INDEX KEY: 0001875920 IRS NUMBER: 270423711 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-21310 FILM NUMBER: 23576529 BUSINESS ADDRESS: STREET 1: 599 LEXINGTON AVENUE STREET 2: 20TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2127027157 MAIL ADDRESS: STREET 1: 599 LEXINGTON AVENUE STREET 2: 20TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false false false 0001875920 XXXXXXXX 12-31-2022 12-31-2022 false Cowen Prime Advisors LLC

599 Lexington Avenue 20th Floor New York NY 10022

13F HOLDINGS REPORT 028-21310 N Rep Poppell 212-702-7157 /s/ Rep Poppell New York NY 01-31-2023 0 192 242977 INFORMATION TABLE 2 infotable.xml AT&T INC COM Stock 00206R102 18 973 SH SOLE 0 0 18 ABBOTT LABS COM Stock 002824100 55 500 SH SOLE 0 0 55 ABBVIE INC COM Stock 00287Y109 397 2454 SH SOLE 0 0 397 ACCURAY INC COM Stock 004397105 868 415538 SH SOLE 0 0 868 ADVANCED MICRO DEVICES INC COM Stock 007903107 32 500 SH SOLE 0 0 32 ALPHABET INC CAP STK CL C Stock 02079K107 248 2800 SH SOLE 0 0 248 ALPHABET INC CAP STK CL A Stock 02079K305 247 2800 SH SOLE 0 0 247 ALTRIA GROUP INC COM Stock 02209S103 69 1500 SH SOLE 0 0 69 AMERICAN ELEC PWR CO INC COM Stock 025537101 43 450 SH SOLE 0 0 43 AMERICAN EXPRESS CO COM Stock 025816109 30 200 SH SOLE 0 0 30 ANALOG DEVICES INC COM Stock 032654105 3015 18382 SH SOLE 0 0 3015 ANNALY CAPITAL MANAGEMENT IN COM NEW Stock 035710839 252 11950 SH SOLE 0 0 252 APA CORPORATION COM Stock 03743Q108 21 450 SH SOLE 0 0 21 APOLLO GLOBAL MGMT INC COM Stock 03769M106 2610 40920 SH SOLE 0 0 2610 APPLE INC COM Stock 037833100 621 4780 SH SOLE 0 0 621 APPLIED DNA SCIENCES INC COM Stock 03815U300 163 98301 SH SOLE 0 0 163 APYX MEDICAL CORPORATION COM Stock 03837C106 1419 606282 SH SOLE 0 0 1419 ARES MANAGEMENT CORPORATION CL A COM STK Stock 03990B101 157 2300 SH SOLE 0 0 157 ARES CAPITAL CORP COM Stock 04010L103 277 15000 SH SOLE 0 0 277 ASPEN AEROGELS INC COM Stock 04523Y105 12402 1051925 SH SOLE 0 0 12402 ASTRAZENECA PLC SPONSORED ADR Stock 046353108 3527 52020 SH SOLE 0 0 3527 AUGMEDIX INC COM Stock 05105P107 1158 742100 SH SOLE 0 0 1158 BRT APARTMENTS CORP COM Stock 055645303 1244 63344 SH SOLE 0 0 1244 BAKER HUGHES COMPANY CL A Stock 05722G100 12 400 SH SOLE 0 0 12 BANK AMERICA CORP COM Stock 060505104 25 760 SH SOLE 0 0 25 BANK MONTREAL QUE COM Stock 063671101 68 753 SH SOLE 0 0 68 BARRICK GOLD CORP COM Stock 067901108 17 1000 SH SOLE 0 0 17 BERKSHIRE HATHAWAY INC DEL CL B NEW Stock 084670702 4135 13385 SH SOLE 0 0 4135 BLACKSTONE INC COM Stock 09260D107 304 4100 SH SOLE 0 0 304 BRIGHTHOUSE FINL INC COM Stock 10922N103 17 326 SH SOLE 0 0 17 BRISTOL-MYERS SQUIBB CO COM Stock 110122108 151 2100 SH SOLE 0 0 151 CAPSTONE GREEN ENERGY CORP COM Stock 14067D508 27 18569 SH SOLE 0 0 27 CASSAVA SCIENCES INC COM Stock 14817C107 34 1143 SH SOLE 0 0 34 CEVA INC COM Stock 157210105 1883 73604 SH SOLE 0 0 1883 CHEMOURS CO COM Stock 163851108 7 220 SH SOLE 0 0 7 CHROMADEX CORP COM NEW Stock 171077407 127 75357 SH SOLE 0 0 127 CISCO SYS INC COM Stock 17275R102 5 100 SH SOLE 0 0 5 CITIGROUP INC COM NEW Stock 172967424 2 35 SH SOLE 0 0 2 COCA COLA CO COM Stock 191216100 64 1000 SH SOLE 0 0 64 COLGATE PALMOLIVE CO COM Stock 194162103 28 350 SH SOLE 0 0 28 COMSCORE INC COM Stock 20564W105 2642 2277600 SH SOLE 0 0 2642 CONSTELLATION ENERGY CORP COM Stock 21037T109 590 6841 SH SOLE 0 0 590 CORNING INC COM Stock 219350105 120 3750 SH SOLE 0 0 120 CORTEVA INC COM Stock 22052L104 603 10252 SH SOLE 0 0 603 CRESCENT CAP BDC INC COM Stock 225655109 157 12300 SH SOLE 0 0 157 CROWN CASTLE INC COM Stock 22822V101 2143 15800 SH SOLE 0 0 2143 CYTOSORBENTS CORP COM NEW Stock 23283X206 64 41200 SH SOLE 0 0 64 DCP MIDSTREAM LP COM UT LTD PTN Stock 23311P100 62 1600 SH SOLE 0 0 62 DARDEN RESTAURANTS INC COM Stock 237194105 35 250 SH SOLE 0 0 35 DEERE & CO COM Stock 244199105 643 1500 SH SOLE 0 0 643 DIGIMARC CORP NEW COM Stock 25381B101 7778 420642 SH SOLE 0 0 7778 DISNEY WALT CO COM Stock 254687106 1 10 SH SOLE 0 0 1 DOMINION ENERGY INC COM Stock 25746U109 80 1300 SH SOLE 0 0 80 DOW INC COM Stock 260557103 1277 25352 SH SOLE 0 0 1277 DUPONT DE NEMOURS INC COM Stock 26614N102 1286 18745 SH SOLE 0 0 1286 DURECT CORP COM NEW Stock 266605500 162 46930 SH SOLE 0 0 162 EATON VANCE TAX-MANAGED GLOB COM Stock 27829F108 20 2700 SH SOLE 0 0 20 EBAY INC. COM Stock 278642103 41 1000 SH SOLE 0 0 41 ECOLAB INC COM Stock 278865100 153 1051 SH SOLE 0 0 153 EHEALTH INC COM Stock 28238P109 2 405 SH SOLE 0 0 2 EMERSON ELEC CO COM Stock 291011104 72 750 SH SOLE 0 0 72 EMPIRE ST RLTY OP L P UNIT LTD PRTNSP Stock 292102100 84 12904 SH SOLE 0 0 84 ENERGY TRANSFER L P COM UT LTD PTN Stock 29273V100 445 37500 SH SOLE 0 0 445 ENTERPRISE PRODS PARTNERS L COM Stock 293792107 1871 77580 SH SOLE 0 0 1871 EVERSPIN TECHNOLOGIES INC COM Stock 30041T104 61 10887 SH SOLE 0 0 61 EXELON CORP COM Stock 30161N101 1176 27200 SH SOLE 0 0 1176 EXXON MOBIL CORP COM Stock 30231G102 372 3370 SH SOLE 0 0 372 META PLATFORMS INC CL A Stock 30303M102 12 100 SH SOLE 0 0 12 FORD MTR CO DEL COM Stock 345370860 23 2000 SH SOLE 0 0 23 FRANCHISE GROUP INC COM Stock 35180X105 7188 301770 SH SOLE 0 0 7188 GSI TECHNOLOGY INC COM Stock 36241U106 708 409052 SH SOLE 0 0 708 GANNETT CO INC COM Stock 36472T109 819 403240 SH SOLE 0 0 819 GENERAL ELECTRIC CO COM NEW Stock 369604301 225 2681 SH SOLE 0 0 225 GINKGO BIOWORKS HOLDINGS INC CL A SHS Stock 37611X100 25 15000 SH SOLE 0 0 25 GLOBAL PARTNERS LP COM UNITS Stock 37946R109 144 4150 SH SOLE 0 0 144 GOLUB CAP BDC INC COM Stock 38173M102 792 60200 SH SOLE 0 0 792 HP INC COM Stock 40434L105 5 200 SH SOLE 0 0 5 HALLIBURTON CO COM Stock 406216101 4 100 SH SOLE 0 0 4 HARMONIC INC COM Stock 413160102 10692 816181 SH SOLE 0 0 10692 HEALTHPEAK PROPERTIES INC COM Stock 42250P103 201 8000 SH SOLE 0 0 201 HELMERICH & PAYNE INC COM Stock 423452101 15 300 SH SOLE 0 0 15 HEWLETT PACKARD ENTERPRISE C COM Stock 42824C109 3 200 SH SOLE 0 0 3 INFINERA CORP NOTE 2.125 9/0 Stock 45667GAC7 1253 1280000 SH SOLE 0 0 1253 INGERSOLL RAND INC COM Stock 45687V106 85 1632 SH SOLE 0 0 85 INSPIRED ENTMT INC COM Stock 45782N108 12642 997800 SH SOLE 0 0 12642 INTEL CORP COM Stock 458140100 42 1600 SH SOLE 0 0 42 INTERNATIONAL BUSINESS MACHS COM Stock 459200101 1672 11870 SH SOLE 0 0 1672 INTERNATIONAL FLAVORS&FRAGRA COM Stock 459506101 1442 13750 SH SOLE 0 0 1442 ITERIS INC NEW COM Stock 46564T107 10804 3473900 SH SOLE 0 0 10804 ITRON INC COM Stock 465741106 13 250 SH SOLE 0 0 13 JPMORGAN CHASE & CO COM Stock 46625H100 187 1395 SH SOLE 0 0 187 JOHNSON & JOHNSON COM Stock 478160104 4409 24960 SH SOLE 0 0 4409 KKR & CO INC COM Stock 48251W104 2328 50150 SH SOLE 0 0 2328 KALEYRA INC COM Stock 483379103 60 79481 SH SOLE 0 0 60 KIMBERLY-CLARK CORP COM Stock 494368103 68 500 SH SOLE 0 0 68 KINDER MORGAN INC DEL COM Stock 49456B101 2224 123010 SH SOLE 0 0 2224 KOPIN CORP COM Stock 500600101 658 530400 SH SOLE 0 0 658 KRAFT HEINZ CO COM Stock 500754106 14 333 SH SOLE 0 0 14 KYNDRYL HLDGS INC COMMON STOCK Stock 50155Q100 386 34720 SH SOLE 0 0 386 LANTHEUS HLDGS INC COM Stock 516544103 1132 22207 SH SOLE 0 0 1132 LENNAR CORP CL A Stock 526057104 136 1500 SH SOLE 0 0 136 LENNAR CORP CL B Stock 526057302 2 30 SH SOLE 0 0 2 LEONARDO DRS INC COM Stock 52661A108 313 24500 SH SOLE 0 0 313 LIGHTNING EMOTORS INC COM Stock 53228T101 1 3000 SH SOLE 0 0 1 LOCKHEED MARTIN CORP COM Stock 539830109 195 400 SH SOLE 0 0 195 LOWES COS INC COM Stock 548661107 68 340 SH SOLE 0 0 68 LUMENTUM HLDGS INC COM Stock 55024U109 7 142 SH SOLE 0 0 7 MPLX LP COM UNIT REP LTD Stock 55336V100 224 6809 SH SOLE 0 0 224 MSC INDL DIRECT INC CL A Stock 553530106 8 100 SH SOLE 0 0 8 MACOM TECH SOLUTIONS HLDGS I COM Stock 55405Y100 5513 87528 SH SOLE 0 0 5513 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP Stock 559080106 1747 34800 SH SOLE 0 0 1747 MCDONALDS CORP COM Stock 580135101 174 661 SH SOLE 0 0 174 MERCK & CO INC COM Stock 58933Y105 44 400 SH SOLE 0 0 44 MERCURY SYS INC COM Stock 589378108 63 1400 SH SOLE 0 0 63 METLIFE INC COM Stock 59156R108 1140 15750 SH SOLE 0 0 1140 MICRO FOCUS INTL PLC SPON ADR NEW Stock 594837403 0 20 SH SOLE 0 0 0 MICROSOFT CORP COM Stock 594918104 1643 6850 SH SOLE 0 0 1643 MORGAN STANLEY COM NEW Stock 617446448 27 318 SH SOLE 0 0 27 NVE CORP COM NEW Stock 629445206 2539 39213 SH SOLE 0 0 2539 NATIONAL RESH CORP COM NEW Stock 637372202 261 7000 SH SOLE 0 0 261 NATIONAL RETAIL PROPERTIES I COM Stock 637417106 46 1000 SH SOLE 0 0 46 NEOGEN CORP COM Stock 640491106 308 20200 SH SOLE 0 0 308 NEOGENOMICS INC COM NEW Stock 64049M209 377 40800 SH SOLE 0 0 377 RITHM CAPITAL CORP COM NEW Stock 64828T201 45 5500 SH SOLE 0 0 45 NORTHROP GRUMMAN CORP COM Stock 666807102 246 450 SH SOLE 0 0 246 NOVARTIS AG SPONSORED ADR Stock 66987V109 9 100 SH SOLE 0 0 9 NOVO-NORDISK A S ADR Stock 670100205 440 3250 SH SOLE 0 0 440 NUTANIX INC CL A Stock 67059N108 897 34430 SH SOLE 0 0 897 OCCIDENTAL PETE CORP W EXP 08/03/202 Stock 674599162 3 68 SH SOLE 0 0 3 ORACLE CORP COM Stock 68389X105 32 394 SH SOLE 0 0 32 ORBITAL INFRASTRUCTURE GRP I COM Stock 68559A109 355 1801549 SH SOLE 0 0 355 ORGANON & CO COMMON STOCK Stock 68622V106 1 40 SH SOLE 0 0 1 OXFORD SQUARE CAP CORP COM Stock 69181V107 175 56212 SH SOLE 0 0 175 PDF SOLUTIONS INC COM Stock 693282105 40824 1431404 SH SOLE 0 0 40824 PTC INC COM Stock 69370C100 7416 61777 SH SOLE 0 0 7416 PAYCHEX INC COM Stock 704326107 208 1800 SH SOLE 0 0 208 PAYPAL HLDGS INC COM Stock 70450Y103 74 1034 SH SOLE 0 0 74 PENN ENTERTAINMENT INC COM Stock 707569109 2 75 SH SOLE 0 0 2 PEPSICO INC COM Stock 713448108 42 230 SH SOLE 0 0 42 PFIZER INC COM Stock 717081103 3375 65860 SH SOLE 0 0 3375 PHARMING GROUP NV SPON ADS Stock 71716E105 238 21610 SH SOLE 0 0 238 PHILIP MORRIS INTL INC COM Stock 718172109 101 1000 SH SOLE 0 0 101 PLAINS ALL AMERN PIPELINE L UNIT LTD PARTN Stock 726503105 40 3400 SH SOLE 0 0 40 PROCTER AND GAMBLE CO COM Stock 742718109 91 600 SH SOLE 0 0 91 PROSPECT CAP CORP COM Stock 74348T102 9 1300 SH SOLE 0 0 9 QUANTUMSCAPE CORP COM CL A Stock 74767V109 6 1000 SH SOLE 0 0 6 QUICKLOGIC CORP COM NEW Stock 74837P405 81 15808 SH SOLE 0 0 81 QUOTIENT TECHNOLOGY INC COM Stock 749119103 1563 455637 SH SOLE 0 0 1563 SOCIETAL CDMO INC COM Stock 75629F109 6425 4312400 SH SOLE 0 0 6425 RESEARCH SOLUTIONS INC COM Stock 761025105 48 25000 SH SOLE 0 0 48 RIBBON COMMUNICATIONS INC COM Stock 762544104 1098 393403 SH SOLE 0 0 1098 SHELL PLC SPON ADS Stock 780259305 6 112 SH SOLE 0 0 6 RUMBLEON INC COM CL B Stock 781386305 115 17800 SH SOLE 0 0 115 SPDR GOLD TR GOLD SHS Stock 78463V107 3 20 SH SOLE 0 0 3 SCHLUMBERGER LTD COM STK Stock 806857108 45 835 SH SOLE 0 0 45 MATIV HOLDINGS INC COM Stock 808541106 102 4900 SH SOLE 0 0 102 SEMPRA COM Stock 816851109 124 800 SH SOLE 0 0 124 SHARECARE INC COM CL A Stock 81948W104 5030 3144000 SH SOLE 0 0 5030 SOLID POWER INC CLASS A COM Stock 83422N105 5 2000 SH SOLE 0 0 5 STARBUCKS CORP COM Stock 855244109 3449 34770 SH SOLE 0 0 3449 SUBURBAN PROPANE PARTNERS L UNIT LTD PARTN Stock 864482104 76 5013 SH SOLE 0 0 76 SYNCHRONOSS TECHNOLOGIES INC COM Stock 87157B103 40 64349 SH SOLE 0 0 40 SYSCO CORP COM Stock 871829107 14 185 SH SOLE 0 0 14 TARGA RES CORP COM Stock 87612G101 36 496 SH SOLE 0 0 36 TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS Stock 881624209 593 65040 SH SOLE 0 0 593 TEXAS INSTRS INC COM Stock 882508104 2762 16716 SH SOLE 0 0 2762 3-D SYS CORP DEL COM NEW Stock 88554D205 3976 537316 SH SOLE 0 0 3976 THRYV HLDGS INC COM NEW Stock 886029206 16662 876930 SH SOLE 0 0 16662 TRANSACT TECHNOLOGIES INC COM Stock 892918103 2595 410675 SH SOLE 0 0 2595 T2 BIOSYSTEMS INC COM NEW Stock 89853L203 2 1684 SH SOLE 0 0 2 UNILEVER PLC SPON ADR NEW Stock 904767704 73 1445 SH SOLE 0 0 73 UNITED PARCEL SERVICE INC CL B Stock 911312106 52 300 SH SOLE 0 0 52 UNITEDHEALTH GROUP INC COM Stock 91324P102 265 500 SH SOLE 0 0 265 UPHEALTH INC COM NEW Stock 91532B200 25 15584 SH SOLE 0 0 25 VERIZON COMMUNICATIONS INC COM Stock 92343V104 172 4367 SH SOLE 0 0 172 VIAVI SOLUTIONS INC COM Stock 925550105 7 712 SH SOLE 0 0 7 VISHAY INTERTECHNOLOGY INC COM Stock 928298108 60 2804 SH SOLE 0 0 60 VISHAY PRECISION GROUP INC COM Stock 92835K103 8 200 SH SOLE 0 0 8 VOLITIONRX LTD COM Stock 928661107 430 177043 SH SOLE 0 0 430 WABTEC COM Stock 929740108 11 106 SH SOLE 0 0 11 WARNER BROS DISCOVERY INC COM SER A Stock 934423104 2 233 SH SOLE 0 0 2 WESTERN MIDSTREAM PARTNERS L COM UNIT LP INT Stock 958669103 102 3813 SH SOLE 0 0 102 WILLIAMS COS INC COM Stock 969457100 33 1000 SH SOLE 0 0 33 ALLEGION PLC ORD SHS Stock G0176J109 70 666 SH SOLE 0 0 70 GENIUS SPORTS LIMITED SHARES CL A Stock G3934V109 6065 1698850 SH SOLE 0 0 6065 SEAGATE TECHNOLOGY HLDNGS PL ORD SHS Stock G7997R103 297 5650 SH SOLE 0 0 297 TRANE TECHNOLOGIES PLC SHS Stock G8994E103 311 1850 SH SOLE 0 0 311 ALCON AG ORD SHS Stock H01301128 1 20 SH SOLE 0 0 1 ALLOT LTD SHS Stock M0854Q105 333 96914 SH SOLE 0 0 333 COGNYTE SOFTWARE LTD ORD SHS Stock M25133105 284 91400 SH SOLE 0 0 284 KORNIT DIGITAL LTD SHS Stock M6372Q113 2043 88950 SH SOLE 0 0 2043 STRATASYS LTD SHS Stock M85548101 24 2000 SH SOLE 0 0 24