0001209191-23-055915.txt : 20231117
0001209191-23-055915.hdr.sgml : 20231117
20231117200015
ACCESSION NUMBER: 0001209191-23-055915
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20231115
FILED AS OF DATE: 20231117
DATE AS OF CHANGE: 20231117
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: McDonough Claire
CENTRAL INDEX KEY: 0001890925
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-41042
FILM NUMBER: 231420500
MAIL ADDRESS:
STREET 1: C/O RIVIAN AUTOMOTIVE, INC.
STREET 2: 14600 MYFORD ROAD
CITY: IRVINE
STATE: CA
ZIP: 92618
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Rivian Automotive, Inc. / DE
CENTRAL INDEX KEY: 0001874178
STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLES & PASSENGER CAR BODIES [3711]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 14600 MYFORD ROAD
CITY: IRVINE
STATE: CA
ZIP: 92618
BUSINESS PHONE: (888) 748-4261
MAIL ADDRESS:
STREET 1: 14600 MYFORD ROAD
CITY: IRVINE
STATE: CA
ZIP: 92618
4
1
doc4.xml
FORM 4 SUBMISSION
X0508
4
2023-11-15
0
0001874178
Rivian Automotive, Inc. / DE
RIVN
0001890925
McDonough Claire
C/O RIVIAN AUTOMOTIVE, INC.
14600 MYFORD ROAD
IRVINE
CA
92606
0
1
0
0
Chief Financial Officer
1
Class A Common Stock
2023-11-15
4
F
0
1727
16.90
D
176295
D
Class A Common Stock
2023-11-16
4
S
0
3265
17.08
D
173030
D
1,727 shares of Class A Common Stock were withheld by the Company for the purposes of satisfying tax withholding obligations in connection with the vesting of 4,992 Restricted Stock Units on November 15, 2023.
The closing price of the Company's Class A Common Stock on November 14, 2023.
The shares of Class A Common Stock beneficially owned by the Reporting Person following the transactions reported on this Form 4 are subject to a lock-up agreement (the "Lock-Up Agreement") between the Reporting Person and Morgan Stanley & Co. LLC, Goldman Sachs & Co. LLC, and J.P. Morgan Securities LLC, dated October 5, 2023 (the "Lock-up Date") pursuant to which the shares of Class A Common Stock reported herein cannot be sold for 60 days following the Lock-up Date, subject to certain enumerated exceptions in the Lock-Up Agreement.
The sale reported in this transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 14, 2023. The sale was made under an exception to the restrictions under the Lock-Up Agreement for an "Existing Trading Plan" (as defined therein).
/s/ Jamie Chung, Attorney-in-fact
2023-11-17