0001209191-23-053285.txt : 20231020 0001209191-23-053285.hdr.sgml : 20231020 20231020210008 ACCESSION NUMBER: 0001209191-23-053285 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231020 FILED AS OF DATE: 20231020 DATE AS OF CHANGE: 20231020 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gruner Kjell CENTRAL INDEX KEY: 0001933737 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-41042 FILM NUMBER: 231338341 MAIL ADDRESS: STREET 1: C/O HARLEY-DAVIDSON, INC. STREET 2: 3700 W JUNEAU AVENUE CITY: MILWAUKEE STATE: WI ZIP: 53208 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Rivian Automotive, Inc. / DE CENTRAL INDEX KEY: 0001874178 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLES & PASSENGER CAR BODIES [3711] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 14600 MYFORD ROAD CITY: IRVINE STATE: CA ZIP: 92618 BUSINESS PHONE: (888) 748-4261 MAIL ADDRESS: STREET 1: 14600 MYFORD ROAD CITY: IRVINE STATE: CA ZIP: 92618 4 1 doc4.xml FORM 4 SUBMISSION X0508 4 2023-10-20 0 0001874178 Rivian Automotive, Inc. / DE RIVN 0001933737 Gruner Kjell C/O RIVIAN AUTOMOTIVE, INC. 14600 MYFORD ROAD IRVINE CA 92606 0 1 0 0 Chief Commercial Officer 0 Class A Common Stock 2023-10-20 4 A 0 434972 0.00 A 434972 D Stock Option 16.72 2023-10-20 4 A 0 260984 0.00 A 2033-10-20 Class A Common Stock 260984 260984 D Represents an award of 434,972 restricted stock units ("RSUs") which will vest on each of the next sixteen quarterly anniversaries after November 15, 2023. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock and has no expiration date. The stock option will vest annually as to 25% of the underlying shares over the next four anniversaries of October 20, 2023. /s/ Jamie Chung, Attorney-in-fact 2023-10-20