0001209191-22-062341.txt : 20221221 0001209191-22-062341.hdr.sgml : 20221221 20221221163017 ACCESSION NUMBER: 0001209191-22-062341 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221220 FILED AS OF DATE: 20221221 DATE AS OF CHANGE: 20221221 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kroeger Harald CENTRAL INDEX KEY: 0001565080 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-41042 FILM NUMBER: 221478768 MAIL ADDRESS: STREET 1: C/O RIVIAN AUTOMOTIVE, INC. STREET 2: 14600 MYFORD ROAD CITY: IRVINE STATE: CA ZIP: 92606 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Rivian Automotive, Inc. / DE CENTRAL INDEX KEY: 0001874178 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLES & PASSENGER CAR BODIES [3711] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 14600 MYFORD ROAD CITY: IRVINE STATE: CA ZIP: 92618 BUSINESS PHONE: (888) 748-4261 MAIL ADDRESS: STREET 1: 14600 MYFORD ROAD CITY: IRVINE STATE: CA ZIP: 92618 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2022-12-20 1 0001874178 Rivian Automotive, Inc. / DE RIVN 0001565080 Kroeger Harald C/O RIVIAN AUTOMOTIVE, INC. 14600 MYFORD ROAD IRVINE CA 92606 1 0 0 0 Class A Common Stock 2022-12-20 4 D 0 9074 0.00 D 5775 D Class A Common Stock 2022-12-20 4 F 0 1734 22.03 D 4041 D As a result of Mr. Kroeger's resignation as a member of the Board of Directors of Rivian Automotive, Inc. (the "Company") on December 20, 2022 (i) 9,074 unvested Restricted Stock Units ("RSUs") previously granted were forfeited and (ii) 5,775 vested RSUs were settled, pursuant to the prior election of Mr. Kroeger to defer such RSU settlement until his termination of service as a director. 1,734 shares of Class A Common Stock were withheld by the Company for the purposes of satisfying tax withholding obligations in connection with the 5,775 RSUs being settled. The closing price of the Company's Class A Common Stock on December 19, 2022. /s/ Claire McDonough, Attorney-in-Fact 2022-12-21