0001209191-22-057709.txt : 20221117 0001209191-22-057709.hdr.sgml : 20221117 20221117184829 ACCESSION NUMBER: 0001209191-22-057709 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221115 FILED AS OF DATE: 20221117 DATE AS OF CHANGE: 20221117 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: McDonough Claire CENTRAL INDEX KEY: 0001890925 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-41042 FILM NUMBER: 221400100 MAIL ADDRESS: STREET 1: C/O RIVIAN AUTOMOTIVE, INC. STREET 2: 14600 MYFORD ROAD CITY: IRVINE STATE: CA ZIP: 92618 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Rivian Automotive, Inc. / DE CENTRAL INDEX KEY: 0001874178 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLES & PASSENGER CAR BODIES [3711] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 14600 MYFORD ROAD CITY: IRVINE STATE: CA ZIP: 92618 BUSINESS PHONE: (888) 748-4261 MAIL ADDRESS: STREET 1: 14600 MYFORD ROAD CITY: IRVINE STATE: CA ZIP: 92618 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2022-11-15 0 0001874178 Rivian Automotive, Inc. / DE RIVN 0001890925 McDonough Claire C/O RIVIAN AUTOMOTIVE, INC. 14600 MYFORD ROAD IRVINE CA 92606 0 1 0 0 Chief Financial Officer Class A Common Stock 2022-11-15 4 M 0 12500 21.72 A 95386 D Class A Common Stock 2022-11-15 4 S 0 12500 35.00 D 82886 D Class A Common Stock 2022-11-15 4 S 0 1735 34.38 D 81151 D Class A Common Stock 2022-11-16 4 S 0 3257 34.28 D 77894 D Stock Option 21.72 2022-11-15 4 M 0 12500 0.00 D 2028-01-26 Class A Common Stock 12500 737500 D The sale reported in this transaction was effected automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 2, 2021, as last amended on August 19, 2022. The sale reported in this transaction represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of Restricted Stock Units ("RSUs"). This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations in connection with the vesting of RSUs to be funded by a "sell to cover" transaction, and does not represent a discretionary trade by the Reporting Person. The stock option vests in 5 substantially equal yearly installments beginning on the first anniversary of February 1, 2021. /s/ Claire McDonough 2022-11-17