0001209191-22-057709.txt : 20221117
0001209191-22-057709.hdr.sgml : 20221117
20221117184829
ACCESSION NUMBER: 0001209191-22-057709
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20221115
FILED AS OF DATE: 20221117
DATE AS OF CHANGE: 20221117
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: McDonough Claire
CENTRAL INDEX KEY: 0001890925
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-41042
FILM NUMBER: 221400100
MAIL ADDRESS:
STREET 1: C/O RIVIAN AUTOMOTIVE, INC.
STREET 2: 14600 MYFORD ROAD
CITY: IRVINE
STATE: CA
ZIP: 92618
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Rivian Automotive, Inc. / DE
CENTRAL INDEX KEY: 0001874178
STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLES & PASSENGER CAR BODIES [3711]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 14600 MYFORD ROAD
CITY: IRVINE
STATE: CA
ZIP: 92618
BUSINESS PHONE: (888) 748-4261
MAIL ADDRESS:
STREET 1: 14600 MYFORD ROAD
CITY: IRVINE
STATE: CA
ZIP: 92618
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2022-11-15
0
0001874178
Rivian Automotive, Inc. / DE
RIVN
0001890925
McDonough Claire
C/O RIVIAN AUTOMOTIVE, INC.
14600 MYFORD ROAD
IRVINE
CA
92606
0
1
0
0
Chief Financial Officer
Class A Common Stock
2022-11-15
4
M
0
12500
21.72
A
95386
D
Class A Common Stock
2022-11-15
4
S
0
12500
35.00
D
82886
D
Class A Common Stock
2022-11-15
4
S
0
1735
34.38
D
81151
D
Class A Common Stock
2022-11-16
4
S
0
3257
34.28
D
77894
D
Stock Option
21.72
2022-11-15
4
M
0
12500
0.00
D
2028-01-26
Class A Common Stock
12500
737500
D
The sale reported in this transaction was effected automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 2, 2021, as last amended on August 19, 2022.
The sale reported in this transaction represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of Restricted Stock Units ("RSUs"). This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations in connection with the vesting of RSUs to be funded by a "sell to cover" transaction, and does not represent a discretionary trade by the Reporting Person.
The stock option vests in 5 substantially equal yearly installments beginning on the first anniversary of February 1, 2021.
/s/ Claire McDonough
2022-11-17