-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IDee1Mk/9mCXwOXYO1O40NHsslfDhgBMYbrKhE2bKAKffVKsj0WapgrA8BKqY0ek Y2spbEOkPBkAoAE7Jhpjag== 0000018734-98-000001.txt : 19980324 0000018734-98-000001.hdr.sgml : 19980324 ACCESSION NUMBER: 0000018734-98-000001 CONFORMED SUBMISSION TYPE: U-12-IB PUBLIC DOCUMENT COUNT: 4 FILED AS OF DATE: 19980323 SROS: NONE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CENTRAL POWER & LIGHT CO /TX/ CENTRAL INDEX KEY: 0000018734 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 740550600 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: U-12-IB SEC ACT: SEC FILE NUMBER: 012-00075 FILM NUMBER: 98570941 BUSINESS ADDRESS: STREET 1: 539 N CARANCAHUA ST CITY: CORPUS CHRISTI STATE: TX ZIP: 78401 BUSINESS PHONE: 5128815300 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: CENTRAL POWER & LIGHT CO /TX/ CENTRAL INDEX KEY: 0000018734 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 740550600 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: U-12-IB BUSINESS ADDRESS: STREET 1: 539 N CARANCAHUA ST CITY: CORPUS CHRISTI STATE: TX ZIP: 78401 BUSINESS PHONE: 5128815300 U-12-IB 1 U-12-IB CENTRAL POWER & LIGHT COMPANY SECURITIES AND EXCHANGE COMMISSION Washington, D.C. Three year period ending 2000 FORM U-12(I)-B (THREE-YEAR STATEMENT) Statement Pursuant to Section 12(i) of the Public Utility Holding Company Act of 1935 by a Person Regularly Employed or Retained by a Registered Holding Company or a Subsidiary Thereof and Whose Employment Contemplates Only Routine Expenses as Specified in Rule 71(b). (To be filed in DUPLICATE. If acknowledgment is desired, file in triplicate). 1. Name and business address of persons filing statement. See attached Exhibit A. 2. Names and business addresses of any persons through whom the undersigned propose to act in matters included within the exemption provided by paragraph (b) of Rule 71. None. 3. Registered holding companies and subsidiary companies by which the undersigned are regularly employed or retained. Central Power & Light Company, its parent Central and South West Corporation and its subsidiaries. 4. Position or relationship in which the undersigned are employed or retained by each of the companies named in item 3, and brief description of nature of services to be rendered in each such position or relationship. See attached Exhibit B. 5. (a) Compensation received during the current year and estimated to be received over the next two calendar years by the undersigned or others, directly or indirectly, for services rendered by the undersigned, from each of the companies designated in item 3. (Use column (a) as supplementary statement only.) See attached Exhibit C. (b) Basis for compensation if other than salary. None. 6. (To be answered in supplementary statement only. See instructions.) Expenses incurred by the undersigned or any person named in item 2, above, during the calendar year in connection with the activities described in item 4, above, and the source or sources of reimbursement for same. Not applicable. (a) Total amount of routine expenses charged to client: (b) Itemized list of all other expenses: Date: March 23, 1998 Central Power & Light Company By: /s/ Richard Byrne Richard Byrne By: /s/ Bruce Evans Bruce Evans By: /s/ Arnaldo Guerra Arnaldo Guerra By: /s/ David Hooper David Hooper By: /s/ Dennis A. Longoria Dennis A. Longoria By: /s/ Olga Maldonado J. G. Sandoval By: /s/ Brenda L. Snider Brenda L. Snider By: /s/ W. H. Sullivan, Jr. W. H. Sullivan, Jr. By: /s/ Ralph Underbrink Ralph Underbrink By: /s/ Gerald E. Vaughn Gerald E. Vaughn EX-99 2 EXHIBIT A - NAMES AND AFFILIATIONS EXHIBIT A Names, corporate affiliations and business addresses of individuals who may act during 1998, 1999 and 2000 in matters included within the exemption provided by paragraph (b) of Rule 71: Central Power & Light Company Richard Byrne Bruce Evans Arnaldo Guerra David Hooper Dennis A. Longoria J. G. Sandoval Olga Maldonado Brenda L. Snider W. H. Sullivan, Jr. Ralph Underbrink Gerald E. Vaughn EX-99 3 EXHIBIT B - NAMESAND POSITIONS EXHIBIT B Central Power & Light Company Name Position Richard Byrne Manager of Rates, ERCOT Bruce Evans President Arnaldo Guerra Division Manager David Hooper Central Division Manager Dennis A. Longoria Director, Governmental Affairs Olga Maldonado Western Division Manager J. G. Sandoval General Manager - President Brenda L. Snider Manager, Planning and Analysis and Corporate Secretary W. H. Sullivan, Jr. CIS Project Director Ralph Underbrink Sr. Regulatory Consultant Gerald E. Vaughn Vice President, Nuclear EX-99 4 EXHIBIT C - NAMES AND COMPENSATION EXHIBIT C Central Power & Light Company Name Prior Year Compensation To Be Received Richard Byrne 108,750 108,750 Bruce Evans 297,594 297,594 Arnaldo Guerra 130,982 130,982 David Hooper 162,816 162,816 Dennis A. Longoria 102,879 102,879 Olga Maldonado 126,998 126,998 J. G. Sandoval 179,627 179,627 Brenda L. Snider 82,955 82,955 W. H. Sullivan, Jr. 140,396 140,396 Ralph Underbrink 82,453 82,453 Gerald E. Vaughn 232,397 232,397 -----END PRIVACY-ENHANCED MESSAGE-----