EX-1.01 2 a05292025formsdexhibit101.htm EX-1.01 Document




Exhibit 1.01
Conflict Minerals Report
Embecta Corp. has included this Conflict Minerals Report as an exhibit to its Form SD for 2024, as contemplated by Rule 13p-1 under the Securities Exchange Act of 1934, as amended (the “Exchange Act”), and Form SD (collectively, the “Conflict Minerals Rule”). The date of filing of this Conflict Minerals Report is May 30, 2025.
The term “Embecta,” “we,” “us” and “our” refer to Embecta Corp. and its consolidated subsidiaries for or at the end of 2024. As used herein and consistent with the Conflict Minerals Rule, “Conflict Minerals” or “3TG” are columbite-tantalite (coltan), cassiterite, gold, wolframite and the derivatives tantalum, tin, and tungsten, without regard to the location of origin of the minerals or derivative metals. The “Conflict Affected Region” is defined as the Democratic Republic of the Congo and its adjacent countries, which include Angola, Burundi, Central African Republic, the Republic of the Congo, Rwanda, South Sudan, Tanzania, Uganda, and Zambia.
Overview
Embecta, formerly part of Becton, Dickinson and Company, is a global company that is advancing its 100-year legacy in insulin delivery to become a broad-based medical supplies company, helping to improve lives through innovative solutions, partnerships, and the passion of approximately 2,000 employees around the globe. Embecta is subject to the Conflict Minerals Rule because, for 2024, certain raw materials and components contained in some of the products that we manufactured or contracted to manufacture contained 3TG that were necessary to the functionality or production of the products. Many of the raw materials and components contained in our products do not contain any 3TG.

We do not directly source 3TG from mines, smelters, or refiners, and we believe that we are many levels removed from these market participants.
Reasonable Country of Origin Inquiry; Smelter and Refiner and Country of Origin Information
As required by the Conflict Minerals Rule, for 2024, a “reasonable country of origin inquiry” was conducted. The outreach included 8 suppliers (the “Suppliers”) that were identified through internal scoping processes as having provided, or that we believe may have provided, us with raw materials or components that contain 3TG. Suppliers representing 100% of Embecta’s in-scope spend responded to Embecta’s reasonable country of origin inquiry.
For 2024, our Suppliers identified 360 smelters and refiners as described in the Table 1. Smelter summary. Smelters and refiners are sorted by mineral and risk level, as potentially having processed the necessary 3TG contained in our in-scope products. The names of the identified smelters and refiners are listed in Appendix A. The origin of only a portion (if any) of the necessary Conflict Minerals contained in each of our in-scope products was determined.











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Table 1. Smelter Summary
Covered Country SourcedNon-Covered Countries Only100% Recycled or ScrapOther Source CountryTotal Smelters
MetalRMAP ConformantRMAP ConformantRMAP ConformantRMAP ActiveNon-ConformantOn Smelter Look-up Tab Only
Gold17315322066180
Tantalum19114000236
Tin11498219888
Tungsten92160141556
Total4015433543391360
Based on the results of our reasonable country of origin inquiry, due diligence was conducted for 2024. These due diligence efforts are discussed later in this Conflict Minerals Report.
Conclusion Statement
Based on our due diligence efforts, none of the necessary 3TG contained in our in-scope products were determined to directly or indirectly finance or benefit armed groups in the Conflict Affected Region. However, Embecta did not conclude that any of our products were “DRC conflict free.” The terms “armed group” and “DRC conflict free” have the meanings contained in the Conflict Minerals Rule.
Due Diligence Program
Design Framework
The due diligence measures relating to 3TG were designed to conform with the criteria set forth in the OECD Guidance, including the Supplement on Tin, Tantalum and Tungsten and the Supplement on Gold (Third Edition).
Selected Elements of Our Due Diligence Program
The OECD Guidance provides a framework for responsible supply chain due diligence for minerals from conflict-affected and high-risk areas. Selected elements of our due diligence program are discussed below. However, these do not represent all the elements of our program to ensure that the 3TG contained in our products is responsibly sourced
Conflict Minerals Team:
We have a Conflict Minerals Steering Team (the “Steering Team”) responsible for overseeing compliance. The Steering Team engages with functional leadership around progress and collaborating with necessary third-party resources. The Steering Team consists of representatives from compliance, sustainability, and procurement.
Internal and External Communication of Conflict Minerals Program and Training:
Applicable suppliers and subcontractors are provided with information on the Conflict Minerals Rule, our commitment to compliance with the Rule and/or our sourcing expectations. This is done in writing, through meetings and other live communications and/or through contractual requirements.
Embecta utilized a third party who is a member of the Responsible Minerals Initiative (“RMI”) to conduct due diligence.
Data Storage and Retention:
We keep business records that relate to our Conflict Minerals program and maintain them for 5 years.
Contractual Compliance Requirements:
Embecta’s Expectations for Suppliers, which contains our supplier compliance requirements relating to many different subject areas, requires suppliers to provide information to support our compliance efforts under the Conflict Minerals Rule.
Grievance Mechanisms:
We have grievance mechanisms for employees, suppliers, and other interested parties to report alleged violations related to Conflict Minerals and other related policies and we publicly communicate
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our grievance mechanisms. Any grievances received are communicated to the Steering Team. Associates, suppliers, and other interested parties can report actions inconsistent with the Expectations for Suppliers through our Global Ethics Help Line, the number of which is 1-833-600-1032. Under our internal procedures, all such calls will be investigated.
Collection, Assessment, and Internal Reporting of Supply Chain Information:
Suppliers that Embecta determines to be in-scope are requested to complete a Conflict Minerals Reporting Template (“CMRT”), which contains questions on the inclusion and source of 3TG in the materials they supplied to us and their compliance activities. For 2024, Embecta sent requests to 8 Suppliers to provide us with a completed CMRT. A follow-up by email or phone was sent to the Suppliers that did not provide a response within a specified time frame. If the Supplier still did not respond to the request or refused to respond, this information was forwarded to Global Procurement or local buyers at manufacturing plants to assist as part of an escalation process.
Upon receipt of a CMRT from a Supplier, the response was processed through a Supplier Response Analysis process. The completed responses received from the Suppliers were reviewed against “red flags” criteria and for errors and inaccuracies. Additionally, submitted CMRTs were reviewed for certain errors and inaccuracies and a follow-up with these Suppliers was conducted, if applicable.
Smelters and refiners identified to us by the Suppliers were reviewed against those contained on the Smelter Look-up tab of the CMRT and the RMI smelter database, which includes information published by RMI, the Responsible Jewelry Council and the London Bullion Market Association. To the extent that a completed response identified a smelter or refiner, that information was also reviewed against the lists of conformant and active (or the equivalent) smelters and refiners published by the RMI as of February 17, 2025.
To the extent that a smelter or refiner identified by a Supplier was not listed as conformant or the equivalent by the RMI, publicly available information was consulted to attempt to determine whether the smelter or refiner obtained 3TG from sources that directly or indirectly financed or benefitted armed groups in the Conflict Affected Region. See “Reasonable Country of Origin Inquiry; Smelter and Refiner and Country of Origin Information” and Appendix A for further information on the smelters and refiners identified by the Suppliers.
Based on the information furnished by the Suppliers and other information known to us, the risk of adverse impacts was assessed. The findings of the supply chain risk assessment were reported to the Steering Team.
Any non-compliances with our expectations for Suppliers or findings with higher levels of risk are prioritized for appropriate action, determined on a case-by-case basis. These actions may include additional information gathering and risk assessment, direct engagement with suppliers to agree mitigation plans, or monitoring.
Use of Independent Third-party Audits to Assess Smelter and Refiner Due Diligence:
As part of our due diligence efforts, we rely on information published by RMI regarding independent third-party audits of smelters and refiners. This information is used to assess whether a smelter or refiner meets the criteria to be considered RMI Responsible Minerals Assurance Process (“RMAP”) Conformant.
Report on Supply Chain Due Diligence:
We file a Form SD and a Conflict Minerals Report with the Securities and Exchange Commission and make these documents available on our website.
Product Information
In-scope products for 2024 included a range of insulin delivery devices (e.g. syringes and pen-needles). Not all products in each category were in-scope, as not all contained necessary 3TG or were manufactured or contracted for manufacture by us.
For 2024, at least a portion of the smelters and refiners and countries of origin of the necessary 3TG contained in each of our in-scope products was undeterminable. Identified smelters and refiners and country of origin information are described under “Reasonable Country of Origin Inquiry; Smelter and Refiner and Country of Origin Information” and on Appendix A.
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Appendix A
In connection with the reasonable country of origin inquiry and due diligence, as applicable, the Suppliers identified to us the smelters and refiners listed below, sorted by mineral and risk level, as potentially having processed the necessary 3TG contained in our in-scope products in 2024.
#MetalProcessorProcessor IDAudit Status
1GoldAdvanced Chemical CompanyCID000015Conformant
2GoldAida Chemical Industries Co., Ltd.CID000019Conformant
3GoldAgosi AGCID000035Conformant
4GoldAlmalyk Mining and Metallurgical Complex (AMMC)CID000041Conformant
5GoldAngloGold Ashanti Corrego do Sitio MineracaoCID000058Conformant
6GoldArgor-Heraeus S.A.CID000077Conformant
7GoldASAHI METALFINE, Inc.CID000082Conformant
8GoldAsaka Riken Co., Ltd.CID000090Conformant
9GoldAtasay Kuyumculuk Sanayi Ve Ticaret A.S.CID000103On Smelter Look-up Tab Only
10GoldAurubis AGCID000113Conformant
11GoldBangko Sentral ng Pilipinas (Central Bank of the Philippines)CID000128Conformant
12GoldBoliden RonnskarCID000157Conformant
13GoldC. Hafner GmbH + Co. KGCID000176Conformant
14GoldCaridadCID000180On Smelter Look-up Tab Only
15GoldCCR Refinery - Glencore Canada CorporationCID000185Conformant
16GoldCendres + Metaux S.A.CID000189On Smelter Look-up Tab Only
17GoldYunnan Copper Industry Co., Ltd.CID000197On Smelter Look-up Tab Only
18GoldChimet S.p.A.CID000233Conformant
19GoldChugai MiningCID000264Conformant
20GoldDaye Non-Ferrous Metals Mining Ltd.CID000343On Smelter Look-up Tab Only
21GoldDSC (Do Sung Corporation)CID000359Conformant
22GoldDowaCID000401Conformant
23GoldEco-System Recycling Co., Ltd. East PlantCID000425Conformant
24GoldJSC Novosibirsk RefineryCID000493On Smelter Look-up Tab Only
25GoldRefinery of Seemine Gold Co., Ltd.CID000522On Smelter Look-up Tab Only
26GoldGuoda Safina High-Tech Environmental Refinery Co., Ltd.CID000651On Smelter Look-up Tab Only
27GoldHangzhou Fuchunjiang Smelting Co., Ltd.CID000671On Smelter Look-up Tab Only
28GoldLT Metal Ltd.CID000689Conformant
29GoldHeimerle + Meule GmbHCID000694Conformant
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30GoldHeraeus Metals Hong Kong Ltd.CID000707Conformant
31GoldHeraeus Germany GmbH Co. KGCID000711Conformant
32GoldHunan Chenzhou Mining Co., Ltd.CID000767On Smelter Look-up Tab Only
33GoldHunan Guiyang yinxing Nonferrous Smelting Co., Ltd.CID000773On Smelter Look-up Tab Only
34GoldHwaSeong CJ CO., LTD.CID000778On Smelter Look-up Tab Only
35GoldInner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd.CID000801Conformant
36GoldIshifuku Metal Industry Co., Ltd.CID000807Conformant
37GoldIstanbul Gold RefineryCID000814Conformant
38GoldJapan MintCID000823Conformant
39GoldJiangxi Copper Co., Ltd.CID000855Conformant
40GoldAsahi Refining USA Inc.CID000920Conformant
41GoldAsahi Refining Canada Ltd.CID000924Conformant
42GoldJSC Ekaterinburg Non-Ferrous Metal Processing PlantCID000927On Smelter Look-up Tab Only
43GoldJSC UralelectromedCID000929On Smelter Look-up Tab Only
44GoldJX Nippon Mining & Metals Co., Ltd.CID000937Conformant
45GoldKazakhmys Smelting LLCCID000956On Smelter Look-up Tab Only
46GoldKazzincCID000957Conformant
47GoldKennecott Utah Copper LLCCID000969Conformant
48GoldKojima Chemicals Co., Ltd.CID000981Conformant
49GoldKyrgyzaltyn JSCCID001029On Smelter Look-up Tab Only
50GoldL'azurde Company For JewelryCID001032On Smelter Look-up Tab Only
51GoldLingbao Gold Co., Ltd.CID001056On Smelter Look-up Tab Only
52GoldLingbao Jinyuan Tonghui Refinery Co., Ltd.CID001058On Smelter Look-up Tab Only
53GoldLS MnM Inc.CID001078Conformant
54GoldLuoyang Zijin Yinhui Gold Refinery Co., Ltd.CID001093On Smelter Look-up Tab Only
55GoldMaterionCID001113Conformant
56GoldMatsuda Sangyo Co., Ltd.CID001119Conformant
57GoldMetalor Technologies (Suzhou) Ltd.CID001147Conformant
58GoldMetalor Technologies (Hong Kong) Ltd.CID001149Conformant
59GoldMetalor Technologies (Singapore) Pte., Ltd.CID001152Conformant
60GoldMetalor Technologies S.A.CID001153Conformant
61GoldMetalor USA Refining CorporationCID001157Conformant
62GoldMetalurgica Met-Mex Penoles S.A. De C.V.CID001161Conformant
63GoldMitsubishi Materials CorporationCID001188Conformant
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64GoldMitsui Mining and Smelting Co., Ltd.CID001193Conformant
65GoldMoscow Special Alloys Processing PlantCID001204On Smelter Look-up Tab Only
66GoldNadir Metal Rafineri San. Ve Tic. A.S.CID001220Conformant
67GoldNavoi Mining and Metallurgical CombinatCID001236Conformant
68GoldNihon Material Co., Ltd.CID001259Conformant
69GoldOhura Precious Metal Industry Co., Ltd.CID001325Conformant
70GoldOJSC "The Gulidov Krasnoyarsk Non-Ferrous Metals Plant" (OJSC Krastsvetmet)CID001326On Smelter Look-up Tab Only
71GoldMKS PAMP SACID001352Conformant
72GoldPenglai Penggang Gold Industry Co., Ltd.CID001362On Smelter Look-up Tab Only
73GoldPrioksky Plant of Non-Ferrous MetalsCID001386On Smelter Look-up Tab Only
74GoldPT Aneka Tambang (Persero) TbkCID001397Conformant
75GoldPX Precinox S.A.CID001498Conformant
76GoldRand Refinery (Pty) Ltd.CID001512Conformant
77GoldRoyal Canadian MintCID001534Conformant
78GoldSabin Metal Corp.CID001546On Smelter Look-up Tab Only
79GoldSamduck Precious MetalsCID001555On Smelter Look-up Tab Only
80GoldSamwon Metals Corp.CID001562On Smelter Look-up Tab Only
81GoldSEMPSA Joyeria Plateria S.A.CID001585Conformant
82GoldShandong Tiancheng Biological Gold Industrial Co., Ltd.CID001619On Smelter Look-up Tab Only
83GoldShandong Zhaojin Gold & Silver Refinery Co., Ltd.CID001622Conformant
84GoldSichuan Tianze Precious Metals Co., Ltd.CID001736Conformant
85GoldSOE Shyolkovsky Factory of Secondary Precious MetalsCID001756On Smelter Look-up Tab Only
86GoldSolar Applied Materials Technology Corp.CID001761Conformant
87GoldSumitomo Metal Mining Co., Ltd.CID001798Conformant
88GoldSuper Dragon Technology Co., Ltd.CID001810On Smelter Look-up Tab Only
89GoldTanaka Kikinzoku Kogyo K.K.CID001875Conformant
90GoldGreat Wall Precious Metals Co., Ltd. of CBPMCID001909On Smelter Look-up Tab Only
91GoldShandong Gold Smelting Co., Ltd.CID001916Conformant
92GoldTokuriki Honten Co., Ltd.CID001938Conformant
93GoldTongling Nonferrous Metals Group Co., Ltd.CID001947On Smelter Look-up Tab Only
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94GoldTorecomCID001955On Smelter Look-up Tab Only
95GoldUmicore S.A. Business Unit Precious Metals RefiningCID001980Conformant
96GoldUnited Precious Metal Refining, Inc.CID001993Conformant
97GoldValcambi S.A.CID002003Conformant
98GoldWestern Australian Mint (T/a The Perth Mint)CID002030Conformant
99GoldYamakin Co., Ltd.CID002100Conformant
100GoldYokohama Metal Co., Ltd.CID002129Conformant
101GoldZhongyuan Gold Smelter of Zhongjin Gold CorporationCID002224Conformant
102GoldGold Refinery of Zijin Mining Group Co., Ltd.CID002243Conformant
103GoldMorris and WatsonCID002282On Smelter Look-up Tab Only
104GoldSAFINA A.S.CID002290Conformant
105GoldGuangdong Jinding Gold LimitedCID002312On Smelter Look-up Tab Only
106GoldUmicore Precious Metals ThailandCID002314On Smelter Look-up Tab Only
107GoldMMTC-PAMP India Pvt., Ltd.CID002509Conformant
108GoldKGHM Polska Miedz Spolka AkcyjnaCID002511Conformant
109GoldFidelity Printers and Refiners Ltd.CID002515On Smelter Look-up Tab Only
110GoldSingway Technology Co., Ltd.CID002516On Smelter Look-up Tab Only
111GoldShandong Humon Smelting Co., Ltd.CID002525On Smelter Look-up Tab Only
112GoldShenzhen Zhonghenglong Real Industry Co., Ltd.CID002527On Smelter Look-up Tab Only
113GoldAl Etihad Gold Refinery DMCCCID002560On Smelter Look-up Tab Only
114GoldEmirates Gold DMCCCID002561On Smelter Look-up Tab Only
115GoldInternational Precious Metal RefinersCID002562On Smelter Look-up Tab Only
116GoldKaloti Precious MetalsCID002563On Smelter Look-up Tab Only
117GoldSudan Gold RefineryCID002567On Smelter Look-up Tab Only
118GoldT.C.A S.p.ACID002580Conformant
119GoldREMONDIS PMR B.V.CID002582Conformant
120GoldFujairah Gold FZCCID002584On Smelter Look-up Tab Only
121GoldIndustrial Refining CompanyCID002587On Smelter Look-up Tab Only
122GoldShirpur Gold Refinery Ltd.CID002588On Smelter Look-up Tab Only
123GoldKorea Zinc Co., Ltd.CID002605Conformant
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124GoldMarsam MetalsCID002606On Smelter Look-up Tab Only
125GoldTOO Tau-Ken-AltynCID002615Conformant
126GoldAbington Reldan Metals, LLCCID002708Conformant
127GoldShenzhen CuiLu Gold Co., Ltd.CID002750On Smelter Look-up Tab Only
128GoldAlbino Mountinho Lda.CID002760On Smelter Look-up Tab Only
129GoldSAAMPCID002761On Smelter Look-up Tab Only
130GoldL'Orfebre S.A.CID002762On Smelter Look-up Tab Only
131Gold8853 S.p.A.CID002763On Smelter Look-up Tab Only
132GoldItalpreziosiCID002765Conformant
133GoldWIELAND Edelmetalle GmbHCID002778Conformant
134GoldOgussa Osterreichische Gold- und Silber-Scheideanstalt GmbHCID002779On Smelter Look-up Tab Only
135GoldAU Traders and RefinersCID002850On Smelter Look-up Tab Only
136GoldGGC Gujrat Gold Centre Pvt. Ltd.CID002852On Smelter Look-up Tab Only
137GoldSai RefineryCID002853On Smelter Look-up Tab Only
138GoldModeltech Sdn BhdCID002857On Smelter Look-up Tab Only
139GoldBangalore RefineryCID002863Active
140GoldKyshtym Copper-Electrolytic Plant ZAOCID002865On Smelter Look-up Tab Only
141GoldDegussa Sonne / Mond Goldhandel GmbHCID002867On Smelter Look-up Tab Only
142GoldPease & CurrenCID002872On Smelter Look-up Tab Only
143GoldJALAN & CompanyCID002893On Smelter Look-up Tab Only
144GoldSungEel HiMetal Co., Ltd.CID002918Conformant
145GoldPlanta Recuperadora de Metales SpACID002919Conformant
146GoldABC Refinery Pty Ltd.CID002920On Smelter Look-up Tab Only
147GoldSafimet S.p.ACID002973On Smelter Look-up Tab Only
148GoldState Research Institute Center for Physical Sciences and TechnologyCID003153On Smelter Look-up Tab Only
149GoldAfrican Gold RefineryCID003185On Smelter Look-up Tab Only
150GoldGold Coast RefineryCID003186On Smelter Look-up Tab Only
151GoldNH Recytech CompanyCID003189Conformant
152GoldQG Refining, LLCCID003324On Smelter Look-up Tab Only
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153GoldDijllah Gold Refinery FZCCID003348On Smelter Look-up Tab Only
154GoldCGR Metalloys Pvt Ltd.CID003382On Smelter Look-up Tab Only
155GoldSovereign MetalsCID003383On Smelter Look-up Tab Only
156GoldEco-System Recycling Co., Ltd. North PlantCID003424Conformant
157GoldEco-System Recycling Co., Ltd. West PlantCID003425Conformant
158GoldAugmont Enterprises Private LimitedCID003461On Smelter Look-up Tab Only
159GoldKundan Care Products Ltd.CID003463On Smelter Look-up Tab Only
160GoldEmerald Jewel Industry India Limited (Unit 1)CID003487On Smelter Look-up Tab Only
161GoldEmerald Jewel Industry India Limited (Unit 2)CID003488On Smelter Look-up Tab Only
162GoldEmerald Jewel Industry India Limited (Unit 3)CID003489On Smelter Look-up Tab Only
163GoldEmerald Jewel Industry India Limited (Unit 4)CID003490On Smelter Look-up Tab Only
164GoldK.A. RasmussenCID003497On Smelter Look-up Tab Only
165GoldAlexy MetalsCID003500On Smelter Look-up Tab Only
166GoldMD OverseasCID003548On Smelter Look-up Tab Only
167GoldMetallix Refining Inc.CID003557On Smelter Look-up Tab Only
168GoldMetal Concentrators SA (Pty) Ltd.CID003575Conformant
169GoldWEEEREFININGCID003615Conformant
170GoldGold by Gold ColombiaCID003641Conformant
171GoldDongwu Gold GroupCID003663On Smelter Look-up Tab Only
172GoldSAM Precious Metals FZ-LLCCID003666On Smelter Look-up Tab Only
173GoldNOBLE METAL SERVICESCID003690On Smelter Look-up Tab Only
174GoldCoimpa Industrial LTDACID004010Conformant
175GoldGG Refinery Ltd.CID004506Conformant
176GoldImpala Platinum - Base Metal Refinery (BMR)CID004604Conformant
177GoldImpala Platinum - Rustenburg SmelterCID004610Conformant
178GoldAttero Recycling Pvt LtdCID004697On Smelter Look-up Tab Only
179GoldImpala Platinum - Platinum Metals Refinery (PMR)CID004714Active
180GoldElite Industech Co., Ltd.CID004755Conformant
181TantalumGuangdong Rising Rare Metals-EO Materials Ltd.CID000291Conformant
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182TantalumF&X Electro-Materials Ltd.CID000460Conformant
183TantalumXIMEI RESOURCES (GUANGDONG) LIMITEDCID000616Conformant
184TantalumJiuJiang JinXin Nonferrous Metals Co., Ltd.CID000914Conformant
185TantalumJiujiang Tanbre Co., Ltd.CID000917Conformant
186TantalumAMG BrasilCID001076Conformant
187TantalumMetallurgical Products India Pvt., Ltd.CID001163Conformant
188TantalumMineracao Taboca S.A.CID001175Conformant
189TantalumMitsui Mining and Smelting Co., Ltd.CID001192Conformant
190TantalumNPM Silmet ASCID001200Conformant
191TantalumNingxia Orient Tantalum Industry Co., Ltd.CID001277Conformant
192TantalumQuantumCleanCID001508Conformant
193TantalumYanling Jincheng Tantalum & Niobium Co., Ltd.CID001522Conformant
194TantalumSolikamsk Magnesium Works OAOCID001769On Smelter Look-up Tab Only
195TantalumTaki Chemical Co., Ltd.CID001869Conformant
196TantalumTelex MetalsCID001891Conformant
197TantalumUlba Metallurgical Plant JSCCID001969Conformant
198TantalumHengyang King Xing Lifeng New Materials Co., Ltd.CID002492Conformant
199TantalumD Block Metals, LLCCID002504Conformant
200TantalumFIR Metals & Resource Ltd.CID002505Conformant
201TantalumJiujiang Zhongao Tantalum & Niobium Co., Ltd.CID002506Conformant
202TantalumXinXing HaoRong Electronic Material Co., Ltd.CID002508Conformant
203TantalumJiangxi Dinghai Tantalum & Niobium Co., Ltd.CID002512Conformant
204TantalumKEMET de MexicoCID002539Conformant
205TantalumTANIOBIS Co., Ltd.CID002544Conformant
206TantalumTANIOBIS GmbHCID002545Conformant
207TantalumMaterion Newton Inc.CID002548Conformant
208TantalumTANIOBIS Japan Co., Ltd.CID002549Conformant
209TantalumTANIOBIS Smelting GmbH & Co. KGCID002550Conformant
210TantalumGlobal Advanced Metals BoyertownCID002557Conformant
211TantalumGlobal Advanced Metals AizuCID002558Conformant
212TantalumResind Industria e Comercio Ltda.CID002707Conformant
213TantalumJiangxi Tuohong New Raw MaterialCID002842Conformant
214TantalumRFH Yancheng Jinye New Material Technology Co., Ltd.CID003583Conformant
215Tantalum5D Production OUCID003926On Smelter Look-up Tab Only
216TantalumPowerX Ltd.CID004054Conformant
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217TinChenzhou Yunxiang Mining and Metallurgy Co., Ltd.CID000228Conformant
218TinAlpha Assembly Solutions IncCID000292Conformant
219TinPT Aries Kencana SejahteraCID000309Conformant
220TinPT Premium Tin IndonesiaCID000313Conformant
221TinDowaCID000402Conformant
222TinEM VintoCID000438Conformant
223TinEstanho de Rondonia S.A.CID000448Conformant
224TinFenix MetalsCID000468Conformant
225TinGejiu Non-Ferrous Metal Processing Co., Ltd.CID000538Conformant
226TinGejiu Zili Mining And Metallurgy Co., Ltd.CID000555On Smelter Look-up Tab Only
227TinGejiu Kai Meng Industry and Trade LLCCID000942On Smelter Look-up Tab Only
228TinChina Tin Group Co., Ltd.CID001070Conformant
229TinMalaysia Smelting Corporation (MSC)CID001105Conformant
230TinMetallic Resources, Inc.CID001142Conformant
231TinMineracao Taboca S.A.CID001173Conformant
232TinMinsurCID001182Conformant
233TinMitsubishi Materials CorporationCID001191Conformant
234TinJiangxi New Nanshan Technology Ltd.CID001231Conformant
235TinNovosibirsk Tin CombineCID001305On Smelter Look-up Tab Only
236TinO.M. Manufacturing (Thailand) Co., Ltd.CID001314Conformant
237TinOperaciones Metalurgicas S.A.CID001337Conformant
238TinPT Artha Cipta LanggengCID001399Conformant
239TinPT Babel Inti PerkasaCID001402Conformant
240TinPT Babel Surya Alam LestariCID001406Conformant
241TinPT Belitung Industri SejahteraCID001421Conformant
242TinPT Bukit TimahCID001428Conformant
243TinPT Mitra Stania PrimaCID001453Conformant
244TinPT Prima Timah UtamaCID001458Conformant
245TinPT Refined Bangka TinCID001460Conformant
246TinPT Sariwiguna BinasentosaCID001463Conformant
247TinPT Stanindo Inti PerkasaCID001468Conformant
248TinPT Timah Tbk KundurCID001477Conformant
249TinPT Timah Tbk MentokCID001482Conformant
250TinPT Timah NusantaraCID001486Conformant
251TinPT Tinindo Inter NusaCID001490Conformant
252TinPT Tommy UtamaCID001493Conformant
253TinRui Da HungCID001539Conformant
254TinThaisarcoCID001898Conformant
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255TinGejiu Yunxin Nonferrous Electrolysis Co., Ltd.CID001908On Smelter Look-up Tab Only
256TinVQB Mineral and Trading Group JSCCID002015On Smelter Look-up Tab Only
257TinWhite Solder Metalurgia e Mineracao Ltda.CID002036Conformant
258TinYunnan Chengfeng Non-ferrous Metals Co., Ltd.CID002158Conformant
259TinTin Smelting Branch of Yunnan Tin Co., Ltd.CID002180Conformant
260TinCV Venus Inti PerkasaCID002455Conformant
261TinMagnu's Minerais Metais e Ligas Ltda.CID002468Conformant
262TinMelt Metais e Ligas S.A.CID002500On Smelter Look-up Tab Only
263TinPT ATD Makmur Mandiri JayaCID002503Conformant
264TinO.M. Manufacturing Philippines, Inc.CID002517Conformant
265TinCV Ayi JayaCID002570Conformant
266TinElectro-Mechanical Facility of the Cao Bang Minerals & Metallurgy Joint Stock CompanyCID002572On Smelter Look-up Tab Only
267TinNghe Tinh Non-Ferrous Metals Joint Stock CompanyCID002573On Smelter Look-up Tab Only
268TinTuyen Quang Non-Ferrous Metals Joint Stock CompanyCID002574On Smelter Look-up Tab Only
269TinPT Rajehan AriqCID002593Conformant
270TinPT Cipta Persada MuliaCID002696Conformant
271TinAn Vinh Joint Stock Mineral Processing CompanyCID002703On Smelter Look-up Tab Only
272TinResind Industria e Comercio Ltda.CID002706Conformant
273TinSuper LigasCID002756Conformant
274TinAurubis BeerseCID002773Conformant
275TinAurubis BerangoCID002774Conformant
276TinPT Bangka Prima TinCID002776Conformant
277TinPT Sukses Inti Makmur (SIM)CID002816Conformant
278TinPT Menara Cipta MuliaCID002835Conformant
279TinHuiChang Hill Tin Industry Co., Ltd.CID002844Conformant
280TinModeltech Sdn BhdCID002858On Smelter Look-up Tab Only
281TinGuangdong Hanhe Non-Ferrous Metal Co., Ltd.CID003116Conformant
282TinChifeng Dajingzi Tin Industry Co., Ltd.CID003190Conformant
283TinPT Bangka SerumpunCID003205Conformant
284TinPongpipat Company LimitedCID003208On Smelter Look-up Tab Only
285TinTin Technology & RefiningCID003325Conformant
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286TinDongguan CiEXPO Environmental Engineering Co., Ltd.CID003356On Smelter Look-up Tab Only
287TinMa'anshan Weitai Tin Co., Ltd.CID003379On Smelter Look-up Tab Only
288TinPT Rajawali Rimba PerkasaCID003381Conformant
289TinLuna Smelter, Ltd.CID003387Conformant
290TinYunnan Yunfan Non-ferrous Metals Co., Ltd.CID003397Conformant
291TinPrecious Minerals and Smelting LimitedCID003409Active
292TinGejiu City Fuxiang Industry and Trade Co., Ltd.CID003410On Smelter Look-up Tab Only
293TinPT Mitra Sukses GlobalindoCID003449Conformant
294TinCRM Fundicao De Metais E Comercio De Equipamentos Eletronicos Do Brasil LtdaCID003486Conformant
295TinCRM SynergiesCID003524Conformant
296TinFabrica Auricchio Industria e Comercio Ltda.CID003582On Smelter Look-up Tab Only
297TinDS MyanmarCID003831Conformant
298TinPT Putera Sarana Shakti (PT PSS)CID003868Conformant
299TinMining Minerals Resources SARLCID004065Conformant
300TinTakehara PVD Materials Plant / PVD Materials Division of MITSUI MINING & SMELTING CO., LTD.CID004403Conformant
301TinMalaysia Smelting Corporation Berhad (Port Klang)CID004434Conformant
302TinRIKAYAA GREENTECH PRIVATE LIMITEDCID004692On Smelter Look-up Tab Only
303TinWoodcross Smelting Company LimitedCID004724Conformant
304TinGlobal Advanced Metals Greenbushes Pty Ltd.CID004754Conformant
305TungstenA.L.M.T. Corp.CID000004Conformant
306TungstenKennametal HuntsvilleCID000105Conformant
307TungstenGuangdong Xianglu Tungsten Co., Ltd.CID000218Conformant
308TungstenChongyi Zhangyuan Tungsten Co., Ltd.CID000258Conformant
309TungstenCNMC (Guangxi) PGMA Co., Ltd.CID000281On Smelter Look-up Tab Only
310TungstenGlobal Tungsten & Powders LLCCID000568Conformant
311TungstenHunan Chenzhou Mining Co., Ltd.CID000766Conformant
312TungstenHunan Jintai New Material Co., Ltd.CID000769On Smelter Look-up Tab Only
313TungstenJapan New Metals Co., Ltd.CID000825Conformant
314TungstenKennametal FallonCID000966Conformant
315TungstenWolfram Bergbau und Hutten AGCID002044Conformant
316TungstenXiamen Tungsten Co., Ltd.CID002082Conformant
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317TungstenJiangxi Minmetals Gao'an Non-ferrous Metals Co., Ltd.CID002313On Smelter Look-up Tab Only
318TungstenGanzhou Jiangwu Ferrotungsten Co., Ltd.CID002315Conformant
319TungstenJiangxi Yaosheng Tungsten Co., Ltd.CID002316Conformant
320TungstenJiangxi Xinsheng Tungsten Industry Co., Ltd.CID002317Conformant
321TungstenJiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd.CID002318Conformant
322TungstenMalipo Haiyu Tungsten Co., Ltd.CID002319Conformant
323TungstenXiamen Tungsten (H.C.) Co., Ltd.CID002320Conformant
324TungstenJiangxi Gan Bei Tungsten Co., Ltd.CID002321Conformant
325TungstenGanzhou Seadragon W & Mo Co., Ltd.CID002494Conformant
326TungstenAsia Tungsten Products Vietnam Ltd.CID002502Conformant
327TungstenHunan Shizhuyuan Nonferrous Metals Co., Ltd. Chenzhou Tungsten Products BranchCID002513Conformant
328TungstenH.C. Starck Tungsten GmbHCID002541Conformant
329TungstenTANIOBIS Smelting GmbH & Co. KGCID002542Conformant
330TungstenMasan High-Tech MaterialsCID002543Conformant
331TungstenJiangwu H.C. Starck Tungsten Products Co., Ltd.CID002551Conformant
332TungstenNiagara Refining LLCCID002589Conformant
333TungstenChina Molybdenum Tungsten Co., Ltd.CID002641Conformant
334TungstenHydrometallurg, JSCCID002649On Smelter Look-up Tab Only
335TungstenUnecha Refractory metals plantCID002724On Smelter Look-up Tab Only
336TungstenPhilippine Chuangxin Industrial Co., Inc.CID002827Conformant
337TungstenACL Metais EireliCID002833On Smelter Look-up Tab Only
338TungstenMoliren Ltd.CID002845On Smelter Look-up Tab Only
339TungstenLianyou Metals Co., Ltd.CID003407Conformant
340TungstenJSC "Kirovgrad Hard Alloys Plant"CID003408On Smelter Look-up Tab Only
341TungstenNPP Tyazhmetprom LLCCID003416On Smelter Look-up Tab Only
342TungstenHubei Green Tungsten Co., Ltd.CID003417Conformant
343TungstenAlbasteel Industria e Comercio de Ligas Para Fundicao Ltd.CID003427On Smelter Look-up Tab Only
344TungstenCronimet Brasil LtdaCID003468Conformant
345TungstenArtek LLCCID003553On Smelter Look-up Tab Only
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346TungstenFujian Xinlu Tungsten Co., Ltd.CID003609Conformant
347TungstenOOO “Technolom” 2CID003612On Smelter Look-up Tab Only
348TungstenOOO “Technolom” 1CID003614On Smelter Look-up Tab Only
349TungstenLLC VostokCID003643On Smelter Look-up Tab Only
350TungstenYUDU ANSHENG TUNGSTEN CO., LTD.CID003662On Smelter Look-up Tab Only
351TungstenHANNAE FOR T Co., Ltd.CID003978On Smelter Look-up Tab Only
352TungstenTungsten Vietnam Joint Stock CompanyCID003993Conformant
353TungstenNam Viet Cromit Joint Stock CompanyCID004034On Smelter Look-up Tab Only
354TungstenMALAMET SMELTING SDN. BHD.CID004056On Smelter Look-up Tab Only
355TungstenDONGKUK INDUSTRIES CO., LTD.CID004060On Smelter Look-up Tab Only
356TungstenLianyou Resources Co., Ltd.CID004397Conformant
357TungstenShinwon Tungsten (Fujian Shanghang) Co., Ltd.CID004430Conformant
358TungstenPhilippine Carreytech Metal Corp.CID004438Active
359TungstenKENEE MINING VIETNAM COMPANY LIMITEDCID004619Conformant
360TungstenPhilippine Bonway Manufacturing Industrial CorporationCID004797Conformant
Capitalized terms used and not otherwise defined in this Appendix have the meanings indicated in our Conflict Minerals Report.
Smelters and Refiners
In connection with the reasonable country of origin inquiry and due diligence, as applicable, the Suppliers identified to us the smelters and refiners listed below, sorted by mineral and risk level, as potentially having processed the necessary 3TG contained in our in-scope products in 2024.
We note the following in connection with the information in Appendix A:
(a) The smelters and refiners listed in the table were identified by the Suppliers as being part of our 2024 supply chain. Some of the Suppliers may have reported smelters and refiners that were not in our supply chain (i) since they reported at a “company level,” meaning that they reported to us the 3TG contained in all of their products, not just the products that they sold to us, or (ii) due to over-inclusiveness in the information received from their suppliers. In addition, the smelters and refiners reflected above may not be all of the smelters and refiners in our 2024 supply chain, since many of the Suppliers were unable to identify all of the smelters and refiners used to process the necessary 3TG content contained in our in-scope products.
(b) All information in the table is as of April 22, 2025.
(c) “Conformant” means that the smelter or refiner has successfully completed an assessment against the applicable RMAP standard or an equivalent cross-recognized assessment. Included smelters and refiners were not necessarily Conformant for all or part of 2024 and may not continue to be Conformant for any future period.
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(d) “Active” means that the smelter or refiner has committed to undergo an RMAP assessment, completed the relevant documents, and scheduled the on-site assessment. These may be in the pre-assessment, assessment, or corrective-action phases of the assessment.
(e) “On Smelter Look-up Tab Only” means the smelter or refiner is not listed as “Conformant” or “Active.” The table only includes entities that were listed as smelters or refiners by the RMI on the Conflict Minerals Reporting Template.
(f) The compliance status reflected in the table is based solely on information made publicly available by the RMI, without independent verification by us.
(g) Country location is the location of the smelter or refiner.
Country of Origin Information
The countries of origin of the newly mined 3TG processed by the Conformant smelters and refiners listed above may have included countries in each of the categories listed below, as well as other countries. The specific countries of origin of the 3TG in our products were undeterminable. Accordingly, the 3TG in our products may not have originated in a particular country listed below.
The countries below are sorted by risk level. See “Reasonable Country of Origin Inquiry; Smelter and Refiner and Country of Origin Information” for additional origin information.
Known Countries from which Conformant Gold Refiners Source:
Countries that are not identified as conflict regions or plausible areas of smuggling or export of from these regions of 3TG or which are identified as low risk: Benin, Brazil, Canada, Chile, Guyana, Papua New Guinea, Philippines, South Africa, Sweden, and Uzbekistan and Japan.
Countries identified by smelters and refiners as Conflict-Affected and High-Risk: Brazil, Colombia, Nicaragua, Niger, Peru, Tanzania, and Zimbabwe.
Known Countries from which Conformant Tantalum Smelters Source:
Countries that are not identified as conflict regions or plausible areas of smuggling or export of from these regions of 3TG or which are identified as low risk: Australia, Brazil, China, France, Madagascar, Mozambique, Nigeria, Sierra Leone, Spain, and Thailand.
Countries identified by smelters and refiners as high risk: Brazil, Burundi, the Democratic Republic of the Congo, Ethiopia, Mozambique, Nigeria, Rwanda, and Zimbabwe.
The Conflict Affected Region: Burundi, Rwanda, and the Democratic Republic of the Congo,
Known Countries from which Conformant Tin Smelters Source:
Countries that are not identified as conflict regions or plausible areas of smuggling or export of from these regions of 3TG or which are identified as low risk: Australia, Bolivia, Brazil, China, Indonesia, Laos, Malaysia, Mongolia, Myanmar, Namibia, Peru, Portugal, Spain, and Vietnam.
Countries identified by smelters and refiners as high risk: Brazil, Burundi, the Democratic Republic of the Congo, Myanmar, Nigeria, Rwanda, Tanzania, Thailand, and Zambia, and Uganda.
The Conflict Affected Region: Burundi, Rwanda, Tanzania, Uganda, and the Democratic Republic of the Congo.
Known Countries from which Conformant Tungsten Smelters Source:
Countries that are not identified as conflict regions or plausible areas of smuggling or export of from these regions of 3TG or which are identified as low risk: Australia, Bolivia, Brazil, China, Malaysia, Mongolia, Portugal, Spain, Thailand, United Kingdom, United States of America, and Vietnam.
Countries identified by smelters and refiners as high risk: Rwanda, Burundi, the Democratic Republic of the Congo, Myanmar, Russia, Tanzania, and Vietnam.
The Conflict Affected Region: Burundi, Rwanda, Tanzania, and the Democratic Republic of the Congo.
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