Certain identified information has been excluded from the exhibit because it is both not material and the type that the Registrant treats as private or confidential.

AMENDMENT TO THE

FUND SERVICING AGREEMENT

THIS AMENDMENT effective as of the last date on the signature block, to the Fund Servicing Agreement (the “Agreement”) dated as of December 27, 2021, as amended, is entered into by and between TOTAL FUND SOLUTION, a Delaware statutory trust (the “Trust”), and U.S. BANCORP FUND SERVICES, LLC d/b/a U.S. BANK GLOBAL FUND SERVICES, a Wisconsin limited liability company (“Fund Services”).

RECITALS

WHEREAS, the parties have entered into the Agreement; and

WHEREAS, the parties desire to amend the Agreement to update Exhibit A, as amended to add the following Fund:

Cromwell Foresight Global Sustainable Infrastructure Fund

WHEREAS, Section 13 of the Agreement allows for its amendment by a written instrument executed by both parties and authorized or approved by the Board of Trustees of the Trust.

NOW, THEREFORE, the parties agree as follows:

1.Exhibit A of the Agreement is hereby superseded and replaced in its entirety with Exhibit A attached hereto.

2.Except to the extent amended hereby, the Agreement shall remain in full force and effect.

IN WITNESS WHEREOF, the parties hereto have caused this Amendment to be executed by a duly authorized officer on one or more counterparts as of the date and year last written below.

TOTAL FUND SOLUTION    U.S. BANCORP FUND SERVICES, LLC

By:    /s/ Michael J. Weckwerth    By:    /s/ Jason Hadler

Name:    Michael J. Weckwerth        Name:    Jason Hadler    

Title:    President        Title:    Senior Vice President    

Date:    11/3/2022        Date:    11/3/2022    

Exhibit A to the Fund Servicing Agreement

Cromwell Investment Advisors

Name of Series

Cromwell Marketfield L/S Fund

Cromwell CenterSquare Real Estate Fund

Cromwell Tran Capital Focused Fund

Cromwell Foresight Global Sustainable Infrastructure Fund

Fund Start-up & Registration Services Project Fee Schedule at December 2021

Regulatory Administration Service Proposal – In support of external legal counsel

$___ per project – one fund

$___ per project – two funds

$___ per project – three funds

Negotiated Fee – four funds and above

(Includes MST external counsel fee, subject to services provided; if applicable)

Additional fee of $___ per sub-adviser

Additional fee of $___ per drafting multi-manager exemptive application (does not include outside legal costs)

MST may require up to $___ in escrow

Additional Regulatory Administration Services

Subsequent new fund launch – $___ per fund or as negotiated

Subsequent new share class launch – $___ per project

Multi-managed funds – as negotiated based upon specific requirements

Proxy – as negotiated based upon specific requirements

All other miscellaneous fees and expenses, including but not limited to the following, will be separately billed as incurred:

Postage, Federal and state filing fees, expenses from Board of Trustee meetings, third party auditing and legal expenses, EDGAR/iXBRL filing.

The Fund start-up and registration services project fee is paid for by the adviser and not the Fund(s). This non-refundable fee is not able to be recouped by the adviser under an expense waiver limitation or similar agreement. Fund startup and registration service fees are billed 50% following the selection of U.S. Bank and 50% 75 days after the preliminary registration statement is filed with the SEC.

Extraordinary services – negotiated based upon specific requirements

Multi-managed funds, proxy, expedited filings, asset conversion, fulcrum fee, other exemptive applications.

Fund Administration, Fund Accounting & Portfolio Compliance Services Fee Schedule

Annual Fee Based Upon Average Net Assets per Fund*+

___ basis points on the first ___ million

___ basis points on the next $___ million

___ basis points on the next $___ million

___ basis points on the balance

Minimum Annual Fee: $___ per fund+

Additional fee of $___ for each additional class, Controlled Foreign Corporation (CFC), and/or sub-advisor

Additional fee of $___ for each intraday NAV calculations in excess of one strike per day

Services Included in Annual Fee Per Fund

Advisor Information Source – On-line access to portfolio management and compliance information.

Daily Performance Reporting – Daily pre and post-tax fund and/or sub-advisor performance reporting.

U.S. Bank Regulatory Administration (e.g., annual registration statement update)

Core Tax Services – See Additional Services Fee Schedule

All schedules subject to change depending upon use of unique security types requiring special pricing or accounting arrangements.

Data Services

Pricing Services

$___ – Listed Instruments and rates which may include but are not limited to: Domestic Equities, Options, ADRs, Foreign Equities, Futures, Forwards, Currency Rates, Total Return Swaps

$___ – Lower Tier Cost Fixed Income Instruments which may include but are not limited to: Domestic Corporate, Governments and Agency Bonds, Mortgage Backed Securities, and Municipal Bonds

$___ – Higher Tier Cost Fixed Income Instruments which may include but are not limited to: CMO and Asset Backed Securities, Money Market Instruments, Foreign Corporates, Government and Agency Bonds, Asset Backed, and High Yield Bonds

$___ – Bank Loans

Derivative Instruments are generally charged at the following rates:

o$___ – Interest Rate Swaps, Foreign Currency Swaps

o$___ – Swaptions

o$___ – Credit Default Swaps

$___- Intraday money market funds pricing, up to ___ times per day

$___ per Month Manual Security Pricing (>___per day)

Note: Prices above are based on using U.S. Bank primary pricing service which may vary by security type and are subject to change. Prices do not include set-up fees which may be charged on certain derivative instruments such as swaps. Use of alternative and/or additional sources may result in additional fees. Pricing vendors may designate certain securities as hard to value or as a non-standard security types, such as CLOs CDOs, and complex derivative instruments which may result in additional swap setup fees.

Corporate Action and Factor Services

$___ per Foreign Equity Security per Month

$___ per Domestic Equity Security per Month

$___ per CMOs, Asset Backed, Mortgage Backed Security per Month

Third Party Administrative Data Charges (descriptive data for each security)

$___ per security per month for fund administrative data

SEC Modernization Requirements

Form N-PORT – $___ per year, per Fund

Form N-CEN – $___ per year, per Fund

Miscellaneous Expenses

All other miscellaneous fees and expenses, including but not limited to the following, will be separately billed as incurred:

Fair Value Services, SWIFT processing, customized reporting, third-party data provider costs (including Bloomberg, S&P, Moody’s, Morningstar GICS, MSCI, Lipper, etc.), postage, stationery, programming, special reports, proxies, insurance, EDGAR/XBRL filing, retention of records, federal and state regulatory filing fees, liquidity classification fees, third party auditing and legal expenses, wash sales reporting (GainsKeeper), tax e-filing, PFIC monitoring, conversion expenses (if necessary) and travel related costs.

Additional Services

Additional services not included above shall be mutually agreed upon at the time of the service being added. Additional regulatory administration (e.g., subsequent new fund launch), daily compliance testing, Section 18 compliance testing, Section 15(c) reporting, equity & fixed income attribution reporting, and additional services mutually agreed upon.

In addition to the fees described above, additional fees may be charged to the extent that changes to applicable laws, rules or regulations require additional work or expenses related to services provided (e.g., compliance with new liquidity risk management and reporting requirements).

* Subject to annual CPI increase – All Urban Consumers – U.S. City Average” index, provided that the CPI adjustment will not decrease the base fees (even if the cumulative CPI rate at any point in time is negative).

+ Subject to a ___% discount until net assets of the fund reach $___ million. From $___ million to ___ million subject to a ___% discount on the entire basis points, minimum or base fees. After ___ million, the discount will be removed entirely. Fees and minimums (including discounts) will be calculated and determined each month.

Fees are calculated pro rata and billed monthly.

Transfer Agent, Shareholder & Account Services Fee Schedule

Annual Service Charges to the Fund*

Base Fee per CUSIP+            $___ for first CUSIP in Fund Complex

$___ each additional class CUSIP in Fund Complex

Open Accounts                $___ per open account

Closed (zero balance) Accounts         $___ per closed account

Daily Accrual Fund Accounts        $___ per open account

Annual Basis Point Fee per Fund+

___ basis point on the first $___ million

___ basis points on the next ___ million

___ basis points on the balance

Services Included in Annual Basis Point Fee

Telephone Calls

Voice Response Calls

Manual Shareholder Transaction & Correspondence

Omnibus Account Transaction

Daily Valuation/Manual 401k Trade

NSCC System Interface

Short-Term Trader Reporting – Software application used to track and/or assess transaction fees that are determined to be short-term trades.

Excessive Trader – Software application that monitors the number of trades (exchanges, redemptions) that meet fund family criteria for excessive trading and automatically prevents trades in excess of the fund family parameters.

12b-1 Aging – Aging shareholder account share lots in order to monitor and begin assessing 12b-1 fees after a certain share lot age.

Miscellaneous Expenses

All other miscellaneous fees and expenses, including but not limited to the following, will be separately billed as incurred:

Telephone toll-free lines, mailing, sorting and postage, stationery, envelopes, service/data conversion, AML verification services, special reports, record retention, lost shareholder search, disaster recovery charges, ACH fees, Fed wire charges, NSCC activity charges, DST charges, shareholder/dealer print out (daily confirms, investor statements, tax, check printing and writing and commissions), voice response (VRU) maintenance and development, data communication and implementation charges, specialized programming, omnibus conversions, travel, excess history, FATCA and other compliance mailings, electronic document archiving.

Additional Services

Additional services not included above shall be mutually agreed upon at the time of the service being added. Digital Investor shareholder e-commerce, FAN Mail electronic data delivery, Vision intermediary e-commerce, client Web data access, recordkeeping application access, programming charges, training, cost basis reporting, investor email services, dealer reclaim services, literature fulfillment, money market fund service organizations, charges paid by investors, CUSIP setup, CTI reporting, sales reporting & Rule 22c-2 reporting (MARS), electronic statements (Informa), , EConnect Delivery, Shareholder Call review analysis, statement support, Mutual Fund Profile II services, dealer/fund merger events, NAV reprocessing, voluntary state withholdings and additional services mutually agreed upon.

In addition to the fees described above, additional fees may be charged to the extent that changes to applicable laws, rules or regulations require additional work or expenses related to services provided (e.g., compliance with new liquidity risk management and reporting requirements).

* Subject to annual CPI increase – “All Urban Consumers – U.S. City Average” index, provided that the CPI adjustment will not decrease the base fees (even if the cumulative CPI rate at any point in time is negative).

+ Subject to a ___% discount until net assets of the fund reach $___ million. From ___ million to $___ million subject to a ___% discount on the entire basis points, minimum or base fees. After $___ million, the discount will be removed entirely. Fees and minimums (including discounts) will be calculated and determined each month.

Fees are calculated pro rata and billed monthly.

The monthly fee for an open account shall be charged in the month during which an account is opened through the month in which such account is closed. The monthly fee for a closed account shall be charged in the month following the month during which such account is closed.

Fund Chief Compliance Officer (CCO) Services Annual Fee Schedule

$___ for the first fund (subject to Board approval)

$___ for each additional fund 2-5 (subject to change based on Board review and approval)

$___ for each fund over 5 funds

$___ per sub-adviser per fund (capped at $___ per sub-adviser over the fund complex)

$___ per external distributor

$___ onboarding fee per fund complex

oPer adviser relationship, and subject to change based upon board review and approval.

For more than one fund, fees will be aggregated and allocated equally.

Additional services not included above shall be mutually agreed upon at the time of the service being added. In addition to the fees described above, additional fees may be charged to the extent that changes to applicable laws, rules or regulations require additional work or expenses related to services provided (e.g., compliance with new liquidity risk management and reporting requirements).

* Subject to annual CPI increase – All Urban Consumers – U.S. City Average” index, provided that the CPI adjustment will not decrease the base fees (even if the cumulative CPI rate at any point in time is negative).

Fees are calculated pro rata and billed monthly.

Fund Administration & Portfolio Compliance

Additional Services Fee Schedule

Transfer In-Kind

Tax Free Transfer In-Kind Cost Basis Tracking* – $5,000 per sub-account per year

Daily Compliance Services (if required)

Base fee+ – $___ per fund per year

Setup – $___ per fund group

+ Subject to a ___% discount until net assets of the fund reach $___ million. From $___ million to $___ million subject to a ___% discount on the entire basis points, minimum or base fees. After $___ million, the discount will be removed entirely. Fees and minimums (including discounts) will be calculated and determined each month.

Section 18 Compliance Testing

$___ set up fee per fund complex

$___ per fund per month

Section 15(c) Reporting

$___ per fund per standard reporting package*

*Standard reporting packages for annual 15(c) meeting

•Expense reporting package: 2 peer comparison reports (adviser fee) and (net expense ratio w classes on one report) OR Full 15(c) report

•Performance reporting package: Peer Comparison Report

Additional 15(c) reporting is subject to additional charges

Standard data source – Morningstar; additional charges will apply for other data services

Equity & Fixed Income Attribution Reporting

Fees are dependent upon portfolio makeup, services required, and benchmark requirements.

Fees for Special Situation:

Fee will be accessed.

Rule 2a-5 Reporting (valuation reporting and support):

$___ per fund

Customized delivery of data:

TBD

Core Tax Services

M-1 book-to-tax adjustments at fiscal and excise year-end, prepare tax footnotes in conjunction with fiscal year-end audit, Prepare Form 1120-RIC federal income tax return and relevant schedules, Prepare Form 8613 and relevant schedules, Prepare Form 1099-MISC Forms, Prepare Annual TDF FBAR (Foreign Bank Account Reporting) filing, Prepare state returns (Limited to two) and Capital Gain Dividend Estimates (Limited to two).

Optional Tax Services

Prepare book-to-tax adjustments & Form 5471 for Controlled Foreign Corporations (CFCs) – $___ per year

Additional Capital Gain Dividend Estimates – (First two included in core services) – $___ per additional estimate

State tax returns - (First two included in core services) – $___ per additional return

Tax Reporting – MLP C-Corporations

Federal Tax Returns

Prepare corporate Book to tax calculation, average cost analysis and cost basis role forwards, and federal income tax returns for investment fund (Federal returns & 1099 Breakout Analysis) – $___

Prepare Federal and State extensions (If Applicable) – Included in the return fees

Prepare provision estimates – $___ Per estimate

State Tax Returns

Prepare state income tax returns for funds and blocker entities – $___ per state return

•Sign state income tax returns – $___ per state return

•Assist in filing state income tax returns – Included with preparation of returns

State tax notice consultative support and resolution – $___per fund

Transfer Agent & Shareholder Services

Additional Services Fee Schedule

Charges Paid by Investors

Shareholder accounts will be charged based upon the type of activity and type of account, including the following:

Qualified Plan Fees

$___ per qualified plan account or Coverdell ESA account (Cap at $___ per SSN)

$___ per transfer to successor trustee

$___ per participant distribution (Excluding SWPs)

$___ per refund of excess contribution

$___ per reconversion/recharacterization

Additional Shareholder Paid Fees

$___ per outgoing wire transfer or overnight delivery

$___ per telephone exchange

$___ per return check or ACH or stop payment

$___ per statement year requested per account (This fee applies to research requests for statements older than the prior year)

Digital Investor

Shareholder account access through the internet. Shareholders can securely access account information, conduct financial transactions, and perform account maintenance activities. Electronic document delivery is also available as an adjunct service. Digital Investor includes user interface which caters to a full range of connected devices, including tablets and smart phones. The standard implementation comes with advanced authentication, eCommerce inspired workflows, and a base package of transaction and maintenance functionality.

Implementation

$___–per fund group, Inquiry only - no transaction capabilities

$___ per fund group, base transactional and maintenance functionality

Three year minimum term

Description	Schedule
Annual Fee – Based on Login Volume
Up to 100,000	$___
100,000 – 999,999	$___
1,000,000+	$___
Activity Fees
Per Login	$___ per event
Login Challenge (email or SMS Text)	$___ per event
Inquiry	$___ per event
Account Maintenance	$___ per event
Transaction – financial transactions, duplicate statements requests, etc.	$___ per event
New Account Set-up	$___ per event
Bank Verification Attempt	$___ per event

Optional features with additional implementation fees and ongoing fees are available. A full feature list and quote is available upon request.

Informa Shareholder Electronic Statement Services

Electronic Confirm Presentation

eCDLY will load shareowner daily confirmations and send notification to consented shareowners of a new document to view.

Document Loading, Storage, and Access – $___ per statement

Document Consent Processing, Suppression, and Notification – $___ per suppressed statement

Development & Implementation of Electronic Confirm Statements – $___ initial setup fee

Electronic Investor Statement Presentation

eStatements will load shareowner investor statements in a PDF format and send notification to the consented shareowners of a new document to view.

Document Loading, Storage, and Access – $___ per statement

Document Consent Processing, Suppression, and Notification – $___ per suppressed statement

Development & Implementation of Electronic Investor Statements – $___ initial setup fee

Electronic Tax Presentation

eTax will load TA2000 tax forms and send notification to the consented shareowners of a new document to view.

Document Loading, Storage, and Access – $___ per statement

Document Consent Processing, Suppression, and Notification – $___ per suppressed statement

Development & Implementation of Electronic Tax Statements – $___ initial setup fee

Electronic Compliance Presentation

eCompliance allows consented users to receive an email containing a link to the respective compliance material for each compliance run.

Document Consent Processing, Suppression, and Notification – $___ per suppressed statement

Development & Implementation of Electronic Compliance Documents – $___ initial setup fee

Related Digital Investor Fees

View Consent Enrollment – $___ per transaction

Consent Enrollment – $___ per transaction

View Statements – $___ per view

Notes:

Statements presented as PDF documents

Statements will be loaded for all accounts, regardless of consent

Three year minimum term

Storage for two years included in Document Loading, Storage and Access fee. Archive fee of $___ per document per year for three years and greater, if desired

Digital Investor customization charges apply

FAN Mail

Financial planner mailbox provides transaction, account and price information to financial planners and small broker/dealers for import into a variety of financial planning software packages.

Base Fee Per Management Company – file generation and delivery – $___ per year

Per Record Charge

•Rep/Branch/ID – $___

•Dealer – $___

Price Files – $___ per record or $ ___ per user per month, whichever is less

Vision Electronic Statement Services

Online account access for broker/dealers, financial planners, and RIAs.

Account inquiry

•Inquiry - $___ per event

•Vision ID - $___ per month per ID

Transaction Processing*

•Implementation Fee - $___ per Management Company

•Transaction – purchase, redeem, and exchange - $___ per event

•Monthly Minimum Charge - ___ per month

Electronic Statements*

•Implementation- ___ per fund group

•Load charges-$___ per image

•Archive charge (for any image stored beyond 2 years)-$___ per document

*Vision ID and event charges also apply.

•Threatmetrix Services:

Description	Monthly Schedule	Annualized
MFA Annual Product Fee
Below 1000 IDs	$___	$___
1000-3450 IDs	$___	$___
3451 IDs and above	$___	$___

Electronic Correspondence

Upon consent from shareholder caller, forms and fulfillment pieces can be sent via email through a secured service rather than mailed.

$___ per Email

Literature Fulfillment Services

■Account Management/Database Administration

●$ ___ per month

●$ ___ per SKU -Receiving

●$ ___ per order - Order Processing

●$ ___ per month per location - Skid Storage

●$ ___ per SKU - Disposal

■Inbound Teleservicing Only

●$ ___ per month (OR) - Account Management

●$___ per call - Call Servicing

■Lead Source Reporting

●$___ per month

■Closed Loop Reporting

●$ ___ per month - Account Management

●$___ per fund group Database Installation, Setup

■Miscellaneous Expenses

●Included but not limited to specialized programming, kit and order processing expenses, postage, and printing.

Client Web Data Access

U.S. Bank client on-line access to fund and investor data through U.S. Bank technology applications and data delivery and security software. 

STAT – Statement and Tax Form Storage & Retrieval

•Setup: ___ per user

•Support: $___ per user per month

ReportSource – Report and Data File Storage & Retrieval

•Setup: Included in initial fund setup on Transfer Agent system

•$___ per user per month

Additional Data Delivery Services

Ad Hoc/PowerSelect File Development

•Standard ad-hoc select: $___ per file

•Custom coded data for recurring, scheduled delivery: $___ per hour consultation and programming development

•Support: $___ per file per month for recurring files/reports scheduled for delivery.

•Recurring files scheduled for delivery via Pivot or Managed File Services.

Custom Electronic File Exchange (MFS delivery of standard TIP files)

•Setup: $___ one-time fee

•Support: $___ per file per month

Omnichannel Package

Unify Chat, Email, and Virtual Assistant offerings for a seamless online communications package.

$___ implementation (reflects discount of $___ from total individual services)

$___ per month administration (reflects discount of ___ from total individual services)

$___ per minute of chat (reflects discount of $___ per minute)

$___ per received email correspondence (reflects discount of $___ per email)

Chat Services

Implementation Fee – $___

Monthly Fee – $___ per month

Per Chat Fee – $___ per chat or $___ per minute of chat

Email Services

Services to capture, queue, monitor, service and archive shareholder email correspondence:

$___ setup per fund group

$___ per month administration

$___ per received email correspondence

Virtual Assistant

Implementation Fee – $___

Monthly Administration Fee - $___

Electronic Form Delivery and Signature Capture

Implementation fee – $___ (includes 15 forms)

Additional setup fee – $___ for each additional form and email template

Form and fund logo modifications – $___ per form, $___ per updated Fund Logo

Monthly minimum fee – $___ per month

Per electronic envelope Fee – $___

Recordkeeping Application Access

Internet VPN – Infrastructure to allow for application accessibility to host systems and file transfers

•$___ implementation

•$___ per month

Physical Network – Infrastructure to allow for application accessibility to host systems and file transfers

•Cost varies depending upon location and bandwidth

TA2000 3270 Emulation (Mainframe Green Screen) – Account inquiry and ability to perform financial transactions or account maintenance depending upon user access.

•$___ implementation

•$___ per ID per month

TA2000 Desktop (Graphic User Interface to the TA2000 Mainframe) – Account inquiry and ability to perform financial transactions or account maintenance depending upon user access provisioning.

•$___ implementation

•$___ per ID per month

TA2000 SmartDesk (Web Application to TA2000 Mainframe) – Account inquiry only.

•$___ implementation

•$___ per ID per month

Automated Work Distributor (AWD) – Image and workflow application.

•$___ implementation

•$___ per ID per month

Same Day Cash Management (SDCM) – Fund level transaction and cash reporting.

•$___ implementation

•$___ per ID per month

PowerSelect – SQL database used for ad hoc reporting from the shareholder recordkeeping system.

•$___ per month

Programming Services

$___ per hour (subject to change)

Charges incurred for customized services based upon fund family requirements including but not limited to:

•Fund setup programming (transfer agent system, statements, options, etc.)

•Customized service development

•Voice response system setup (menu selections, shareholder system integration, testing, etc.)

•All other client specific customization and/or development services

Cost Basis Reporting

Annual reporting of shareholder cost basis for non-fiduciary direct accounts.

$___ per direct open account per year

Dealer Reclaim Services

Services reclaim fund losses due to the pricing differences for dealer trade adjustments such as between dealer placed trades and cancellations. There will be no correspondence charges related to this service.

$___ per fund group per month

CTI Reporting

Integrated custom detailed call reporting – $___ per monthly report

Shareholder Call Review Analysis

Includes Call Sampling sent securely to client and Reporting of internal representative reviews.

$___ per Month

Dealer Survey Completion

Dealer fund survey requests – $___ per hour for completion and quality validation

Fund Event* Services

Programming & File Delivery – $___/hour

Project Management/Analysis – $___/hour

Account Data Retention – $___/account/month until purged*

CUSIP Data Retention – $___/CUSIP/month until purged*

*Fund Event are defined as Fund Liquidations, De-conversions, Mergers, Fully History Conversions (Manual and Systematic) and Non Taxable Reorganizations (into U.S. Bank or out to another Transfer Agent). FINCEN regulations require account retention for 12 months following closing. Data is purged the first July after retention requirements have been fulfilled.

CUSIP Setup

CUSIP Setup beyond the initial CUSIP – $___ per CUSIP

Expedited CUSIP Setup – $___ per CUSIP (Less than 35 days)

Fund Characteristic Change

Fund Name Change – ___ per fund/ per change

Fund CUSIP Change – $___ per fund/ per change

MARS Sales Reporting & Compliance Services

Standard MARS Implementation Cost

$___ – $___ MARS Sales Reporting Module, CRM Module or 22c-2 Compliance Module (Includes up to one year of DST/TA2000 data)

Standard MARS Products & Services (Monthly fees)

$___ MARS Sales & Compliance Reporting (Includes 1 Sale & 1 Compliance Users)

$___ MARS Sales Reporting (Includes 1 Sales Users)

$___ MARS 22c-2 Compliance (Includes 1 Compliance Users)

Basic support includes file import assistance, database query requests, compliance report monitoring/review/analysis (only with compliance module), and business requirement analysis. Additional Enhanced Services support can be negotiated. Any System Upgrades & Enhancements (quoted separately through a Statement of Work). Base includes

initial four dealer interfaces plus DST. Each additional interface requires a setup fee and monthly maintenance fee. Storage allocation includes initial 10GB of data. Each additional 1GB of storage space is $50 per month.

Standard MARS System Setup & Implementation Costs

$___ – SalesForce.com Integration (if added after initial MARS implementation)

$___ – Custom Data Interface

$___ – OmniSERV Setup ($250 Monthly Maintenance Fee)

$___ – Standard DCIO Interface Setup ($250 Monthly Maintenance Fee)

$___ – Standard Interface Setup ($250 Monthly Maintenance Fee)

$___ – Additional OmniSERV Interface ($250 Monthly Maintenance Fee)

Standard MARS Licenses (Monthly Fee Per User)

$___ – Sales Reporting

$___ – 22c-2 Compliance

$___ – CRM

$___ – SFDC

MARS Training (in-person):

$___ /day plus travel and out-of-pocket expenses.

Data scrubbing/Transaction cleaning (daily cleaning of firm, office and rep information):

Transaction cleaning Fees:

Item Description	Monthly cleaning fees
Monthly Transactions 0 – 5K	$___
Monthly Transactions 5K – 7.5K	$___
Monthly Transactions 7.5K – 10K	$___
Monthly Transactions 10K – 15K	$___
Monthly Transactions 15K - 20k	$___
Monthly Transactions 20k - 40k	$___
Monthly Transactions 40k - 60k	$___
Monthly Transactions 60k - 80k	$___
Monthly Transactions 80k - 100k	$___
Monthly Transactions 100k - 120k	$___
Monthly Transactions 120k - 140k	$___
Monthly Transactions 140k - 160k	$___
Monthly Transactions 160k - 180k	$___
Monthly Transactions 180k - 200k	$___
Monthly Transactions 200k - 220k	$___
Monthly Transactions 220k - 240k	$___
Monthly Transactions 240k - 260k	$___
Monthly Transactions 260k - 280k	$___
Monthly Transactions 280k - 300k	$___
Monthly Transactions 300k-320k	$___
Monthly Transactions 320k-340k	$___
Monthly Transactions 340k-360k	$___
Monthly Transactions 360k-380k	$___
Monthly Transactions 380k-400k	$___
Monthly Transactions 400k-420k	$___
Monthly Transactions 420k-440k	$___

Monthly Transactions 440k-460k	$___
Monthly Transactions 460k-480k	$___
Monthly Transactions 480k-500k	$___
Monthly Transactions 500k-520k	$___
Monthly Transactions 520k-540k	$___
Monthly Transactions 540k-560k	$___
Monthly Transactions 560k-580k	$___
Monthly Transactions 580k-600k	$___
Monthly Transactions 600K-620k	$___
Monthly Transactions 620k-640k	$___
Monthly Transactions 640k-660k	$___
Monthly Transactions 660k-680k	$___
Monthly Transactions 680k-700k	$___
Monthly Transactions 700k-720k	$___
Monthly Transactions 720k-740k	$___
Monthly Transactions 740k-760k	$___
Monthly Transactions 760k-780k	$___
Monthly Transactions 780k-800k	$___
Monthly Transactions 800k-820k	$___
Monthly Transactions 820k-840k	$___
Monthly Transactions 840k-860k	$___
Monthly Transactions 860k-880k	$___
Monthly Transactions 880k-900k	$___
Monthly Transactions 900k-920k	$___
Monthly Transactions 920k-940k	$___
Monthly Transactions940k-960k	$___
Monthly Transactions 960k-980k	$___
Monthly Transactions 980k-1m	$___

Additional Products & Services (Quoted Separately):

CFG Fulfillment, Customer/Account Module, Document Management, Exact Target, iPad/iPhone, Mapping Integration, Merrill Lynch (Compliance Only), Profiling, Market Metrics, Team Buying Units and RIA Monthly Load.

The implementation fee will be charged the month following the signed statement of work. Monthly Billing commences once you are live on the MARS system. A project plan will be put in place to clean all historical transactions once live on the MARS system. This will take several months to complete. The system will need one month of testing and report setup after go-live. This statement of work is valid for 60 days from the date requested. Once signed this agreement is binding for two years. MARS pricing does not include any fees imposed by intermediaries such as OmniServ

MARS Lite Implementation Cost – Eligibility Based on AUM and Transaction Size:

$___ – MARS Lite Base Sales Reporting Only (Includes up to one year of historical DST/TA2000 data)

MARS Lite Products & Services (Monthly fees):

$___ MARS Sales & Compliance Reporting

$___ MARS Sales Reporting Only

$___ MARS 22c-2 Compliance Only

Once an AUM of $___ has been reached client must transition to a Standard MARS environment. Additional fees will be negotiated. After an AUM range is surpassed, the monthly services fee would not decrease regardless of negative fluctuations.

Basic support includes file import assistance, database query requests, compliance report monitoring/review/analysis (only with compliance module), and business requirement analysis. Additional Enhanced Services support can be negotiated. Any System Upgrades & Enhancements (quoted separately through a Statement of Work). Base includes initial two dealer interfaces plus DST. Each additional interface requires a setup fee and monthly maintenance fee. Storage allocation includes initial 10GB of data. Each additional 1GB of storage space is $___ per month. No CRM real-time integration. There is no system access with MARS Lite.

MARS Lite System Setup & Implementation Costs (One-time fee):

$___ – Custom Data Interface

$___ – Additional OmniSERV Setup ($250 Monthly)

$___ – Standard DCIO Interface Setup ($250 Monthly)

$___ – Standard Interface Setup ($250 Monthly)

Data scrubbing/Transaction cleaning (daily cleaning of firm, office and rep information):

Transaction cleaning Fees:

Item Description	Monthly cleaning fees
Monthly Transactions 0 – 5K	$___
Monthly Transactions 5K – 7.5K	$___
Monthly Transactions 7.5K – 10K	$___
Monthly Transactions 10K – 15K	$___
Monthly Transactions 15K - 20k	$___
Monthly Transactions 20k - 40k	$___
Monthly Transactions 40k - 60k	$___
Monthly Transactions 60k - 80k	$___
Monthly Transactions 80k - 100k	$___
Monthly Transactions 100k - 120k	$___
Monthly Transactions 120k - 140k	$___
Monthly Transactions 140k - 160k	$___
Monthly Transactions 160k - 180k	$___
Monthly Transactions 180k - 200k	$___
Monthly Transactions 200k - 220k	$___
Monthly Transactions 220k - 240k	$___
Monthly Transactions 240k - 260k	$___
Monthly Transactions 260k - 280k	$___
Monthly Transactions 280k - 300k	$___
Monthly Transactions 300k-320k	$___
Monthly Transactions 320k-340k	$___
Monthly Transactions 340k-360k	$___
Monthly Transactions 360k-380k	$___
Monthly Transactions 380k-400k	$___
Monthly Transactions 400k-420k	$___
Monthly Transactions 420k-440k	$___
Monthly Transactions 440k-460k	$___
Monthly Transactions 460k-480k	$___
Monthly Transactions 480k-500k	$___
Monthly Transactions 500k-520k	$___
Monthly Transactions 520k-540k	$___

Monthly Transactions 540k-560k	$___
Monthly Transactions 560k-580k	$___
Monthly Transactions 580k-600k	$___
Monthly Transactions 600K-620k	$___
Monthly Transactions 620k-640k	$___
Monthly Transactions 640k-660k	$___
Monthly Transactions 660k-680k	$___
Monthly Transactions 680k-700k	$___
Monthly Transactions 700k-720k	$___
Monthly Transactions 720k-740k	$___
Monthly Transactions 740k-760k	$___
Monthly Transactions 760k-780k	$___
Monthly Transactions 780k-800k	$___
Monthly Transactions 800k-820k	$___
Monthly Transactions 820k-840k	$___
Monthly Transactions 840k-860k	$___
Monthly Transactions 860k-880k	$___
Monthly Transactions 880k-900k	$___
Monthly Transactions 900k-920k	$___
Monthly Transactions 920k-940k	$___
Monthly Transactions940k-960k	$___
Monthly Transactions 960k-980k	$___
Monthly Transactions 980k-1m	$___

The implementation fee will be charged the month following the signed statement of work. Monthly Billing commences once you are live on the MARS system. A project plan will be put in place to clean all historical transactions once live on the MARS system. This will take several months to complete. The system will need one month of testing and report setup after go-live. This statement of work is valid for 60 days from the date requested. Once signed this agreement is binding for two years. MARS pricing does not include any fees imposed by intermediaries such as OmniServ. To qualify for MARS Lite a fund’s AUM must be under one billion dollars. Once a client has reached and AUM of $1 billion in the MARS Lite environment a separate Work Order will be required to transition to a Standard MARS environment. There may be fees associated with this transition.

Advisor’s signature as acknowledgement of the fee schedule on Exhibit A is not needed. Cromwell Investment Advisors LLC signed the fee schedule on Exhibit A on March 1, 2022.