0001871509-23-000033.txt : 20230314 0001871509-23-000033.hdr.sgml : 20230314 20230314164022 ACCESSION NUMBER: 0001871509-23-000033 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230310 FILED AS OF DATE: 20230314 DATE AS OF CHANGE: 20230314 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cook George Richard III CENTRAL INDEX KEY: 0001887477 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40951 FILM NUMBER: 23731602 MAIL ADDRESS: STREET 1: C/O PORTILLO'S HOT DOGS, LLC STREET 2: 2001 SPRING ROAD, SUITE 400 CITY: OAK BROOK STATE: IL ZIP: 60523-1903 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Portillo's Inc. CENTRAL INDEX KEY: 0001871509 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 871104304 STATE OF INCORPORATION: DE FISCAL YEAR END: 1225 BUSINESS ADDRESS: STREET 1: C/O THE PORTILLO RESTAURANT GROUP STREET 2: 2001 SPRING ROAD, SUITE 400 CITY: OAK BROOK STATE: IL ZIP: 60523-1903 BUSINESS PHONE: (630) 954-3773 MAIL ADDRESS: STREET 1: C/O THE PORTILLO RESTAURANT GROUP STREET 2: 2001 SPRING ROAD, SUITE 400 CITY: OAK BROOK STATE: IL ZIP: 60523-1903 4 1 wf-form4_167882640694056.xml FORM 4 X0306 4 2023-03-10 0 0001871509 Portillo's Inc. PTLO 0001887477 Cook George Richard III C/O PORTILLO'S INC. 2001 SPRING ROAD, SUITE 400 OAK BROOK IL 60523 0 1 0 0 Senior VP, Technology Class A common stock 2023-03-10 4 S 0 2662 18.92 D 9907 D Class A common stock 2023-03-10 4 M 0 16000 4.37 A 25907 D Class A common stock 2023-03-10 4 S 0 16000 18.96 D 9907 D Stock Option (right to buy) 4.37 2023-03-10 4 M 0 16000 4.37 D 2030-05-12 Class A common stock 16000.0 51598 D Represents options previously granted on 5/12/2020 pursuant to the Issuer's 2014 Equity Incentive Plan, which were substituted for options to purchase shares of Class A common stock under the Issuer's 2021 Equity Incentive Plan. The options vest and become exercisable in equal annual installments on each of the first five anniversaries of the grant date. Options expire on the tenth anniversary of the grant date. Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $18.89 to $19.05, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the aforementioned range. By: /s/ Susan Shelton, as attorney-in-fact for Rick Cook 2023-03-14