0001062993-21-012317.txt : 20211207 0001062993-21-012317.hdr.sgml : 20211207 20211207161431 ACCESSION NUMBER: 0001062993-21-012317 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211207 FILED AS OF DATE: 20211207 DATE AS OF CHANGE: 20211207 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cameron Blair F CENTRAL INDEX KEY: 0001883072 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40776 FILM NUMBER: 211476126 MAIL ADDRESS: STREET 1: 7500 DALLAS PARKWAY, SUITE 700 CITY: PLANO STATE: TX ZIP: 75024 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Loyalty Ventures Inc. CENTRAL INDEX KEY: 0001870997 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 871353472 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 7500 DALLAS PARKWAY STREET 2: SUITE 700 CITY: PLANO STATE: TX ZIP: 75024 BUSINESS PHONE: (972) 338-5170 MAIL ADDRESS: STREET 1: 7500 DALLAS PARKWAY STREET 2: SUITE 700 CITY: PLANO STATE: TX ZIP: 75024 4 1 form4.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES X0306 4 2021-12-07 0001870997 Loyalty Ventures Inc. LYLT 0001883072 Cameron Blair F 7500 DALLAS PARKWAY, SUITE 700 PLANO TX 75024 0 1 0 0 AIR MILES, President Common Stock 2021-12-07 4 A 0 7612 A 7931 D Common Stock 2021-12-07 4 A 0 12688 A 20619 D The award for 7,612 shares of common stock represented by time-based restricted stock units is a replacement for equity forfeited by Alliance Data Systems Corporation at the time of the spinoff as provided in the Employee Matters Agreement. The restrictions will lapse on all 7,612 units on 2/16/2024, subject to continued employment by the Reporting Person with the Issuer on the vesting date. The total number of securities beneficially owned includes 319 unrestricted shares resulting from the spinoff distribution by Alliance Data Systems Corporation on November 5, 2021. The award for 12,688 shares of common stock represented by time-based restricted stock units is a replacement for equity forfeited by Alliance Data Systems Corporation at the time of the spinoff as provided in the Employee Matters Agreement. The restrictions will lapse on 4,186 units on 2/16/2022, on 4,187 units on 2/16/2023 and on 4,315 units on 2/16/2024, subject to continued employment by the Reporting Person with the Issuer on the vesting date. The total number of securities beneficially owned includes: (a) 319 unrestricted shares; (b) the replacement grant for 7,612 time-based restricted stock units; and (c) the replacement grant for 12,688 time-based restricted stock units. Cynthia L. Hageman, Attorney in Fact 2021-12-07