N-PX 1 fp0084458-8_npx.htm

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, DC 20549

 

FORM N-PX

 

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT

INVESTMENT COMPANY

 

Investment Company Act file number   811-23713

 

 

 

RIVERNORTH MANAGED DURATION MUNICIPAL INCOME FUND II, INC.

 

 

(Exact name of registrant as specified in charter)

 

360 South Rosemary Ave., Suite 1420, West Palm Beach, Florida 33401

 

 

(Address of principal executive offices)  (Zip code)

 

Marc L. Collins

360 South Rosemary Ave., Suite 1420, West Palm Beach, Florida 33401

 

 

(Name and address of agent for service)

 

Registrant's telephone number, including area code:  (312) 832-1440

 

Date of fiscal year end:  June 30

 

Date of reporting period: July 1, 2022 - June 30, 2023

 

Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b 1-4 thereunder (17 CFR 270.30b 1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.

 

A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44U.S.C. § 3507.

 
 

Item 1 Proxy Voting Record
   
  There were no votes for the period.

 

  Investment Company Report
  FEDERATED FUND  
  Security 31423P108       Meeting Type Annual  
  Ticker Symbol FMN                   Meeting Date 09-Sep-2022
  ISIN US31423P1084       Agenda 935693805 - Management
                   
  Item Proposal   Proposed
by
Vote For/Against
Management
 
  1.    DIRECTOR Management Split Split  
    1 Maureen Lally-Green   Split Split  
    2 Thomas M. O'Neill   Split Split  
                   
  Account
Number
Account Name Internal Account Custodian Ballot Shares Unavailable
Shares
Vote Date Date
Confirmed
  997RV1U RN MGD DUR
MUNI INCOME
FUND II
997RV1U STATE
STREET BANK
& TRUST CO
49,029 0 08-Sep-2022 08-Sep-2022
  PIONEER MUNICIPAL HIGH INCOME ADVANTAGE  
  Security 723762100       Meeting Type Annual  
  Ticker Symbol MAV                   Meeting Date 15-Sep-2022
  ISIN US7237621005       Agenda 935697916 - Management
                   
  Item Proposal   Proposed
by
Vote For/Against
Management
 
  1.2   Election of Director to serve until the third annual
meeting: Lisa M. Jones
Management Split Split  
  1.3   Election of Director to serve until the third annual
meeting: Lorraine H. Monchak
Management Split Split  
                   
  Account
Number
Account Name Internal Account Custodian Ballot Shares Unavailable
Shares
Vote Date Date
Confirmed
  997RV1U RN MGD DUR
MUNI INCOME
FUND II
997RV1U STATE
STREET BANK
& TRUST CO
23,621 0 14-Sep-2022 14-Sep-2022
  DWS FUNDS  
  Security 23342Q101       Meeting Type Annual  
  Ticker Symbol KSM                   Meeting Date 23-Sep-2022
  ISIN US23342Q1013       Agenda 935702313 - Management
                   
  Item Proposal   Proposed
by
Vote For/Against
Management
 
  1.    DIRECTOR Management Split Split  
    1 Chad D. Perry   Split Split  
    2 Catherine Schrand   Split Split  
                   
  Account
Number
Account Name Internal Account Custodian Ballot Shares Unavailable
Shares
Vote Date Date
Confirmed
  997RV1U RN MGD DUR
MUNI INCOME
FUND II
997RV1U STATE
STREET BANK
& TRUST CO
74,587 0 22-Sep-2022 22-Sep-2022
  NUVEEN INTER DURATION MUN TERM FD  
  Security 670671106       Meeting Type Special
  Ticker Symbol NID                   Meeting Date 12-Oct-2022
  ISIN US6706711065       Agenda 935692396 - Management
                   
  Item Proposal   Proposed
by
Vote For/Against
Management
 
  1.    To approve an amendment to Nuveen Intermediate
Duration Municipal Term Fund's Declaration of Trust that
would eliminate the provision requiring the automatic
termination of the fund on March 31, 2023.
Management Split Split  
                   
  Account
Number
Account Name Internal Account Custodian Ballot Shares Unavailable
Shares
Vote Date Date
Confirmed
  997RV1U RN MGD DUR
MUNI INCOME
FUND II
997RV1U STATE
STREET BANK
& TRUST CO
32,018 0 11-Oct-2022 11-Oct-2022
  NUVEEN INTER DUR QLTY MUNI TERM FD  
  Security 670677103       Meeting Type Special
  Ticker Symbol NIQ                   Meeting Date 12-Oct-2022
  ISIN US6706771036       Agenda 935692409 - Management
                   
  Item Proposal   Proposed
by
Vote For/Against
Management
 
  1.    To approve an amendment to Nuveen Intermediate
Duration Quality Municipal Term Fund's Declaration of
Trust that would eliminate the provision requiring the
automatic termination of the fund on June 30, 2023.
Management Split Split  
                   
  Account
Number
Account Name Internal Account Custodian Ballot Shares Unavailable
Shares
Vote Date Date
Confirmed
  997RV1U RN MGD DUR
MUNI INCOME
FUND II
997RV1U STATE
STREET BANK
& TRUST CO
933 0 11-Oct-2022 11-Oct-2022
  LEGG MASON  
  Security 95766M105       Meeting Type Annual  
  Ticker Symbol MMU                   Meeting Date 21-Oct-2022
  ISIN US95766M1053       Agenda 935713215 - Management
                   
  Item Proposal   Proposed
by
Vote For/Against
Management
 
  1.1   Election of Class II Director to serve until the 2025
Annual Meeting: Daniel P. Cronin
Management Split Split  
  1.2   Election of Class II Director to serve until the 2025
Annual Meeting: Eileen A. Kamerick
Management Split Split  
  2.    To ratify the selection of PricewaterhouseCoopers LLP as
the Fund's independent registered public accountants for
the fiscal year ending May 31, 2023.
Management Split Split  
                   
  Account
Number
Account Name Internal Account Custodian Ballot Shares Unavailable
Shares
Vote Date Date
Confirmed
  997RV1U RN MGD DUR
MUNI INCOME
FUND II
997RV1U STATE
STREET BANK
& TRUST CO
280,436 0 20-Oct-2022 20-Oct-2022
  NUVEEN CALIFORNIA QUALITY MUNI INC FD  
  Security 67066Y105       Meeting Type Annual  
  Ticker Symbol NAC                   Meeting Date 18-Nov-2022
  ISIN US67066Y1055       Agenda 935721363 - Management
                   
  Item Proposal   Proposed
by
Vote For/Against
Management
 
  1a.   DIRECTOR Management Split Split  
    1 Judith M. Stockdale   Split Split  
    2 Carole E. Stone   Split Split  
    3 Margaret L. Wolff   Split Split  
                   
  Account
Number
Account Name Internal Account Custodian Ballot Shares Unavailable
Shares
Vote Date Date
Confirmed
  997RV1U RN MGD DUR
MUNI INCOME
FUND II
997RV1U STATE
STREET BANK
& TRUST CO
211,072 0 17-Nov-2022 17-Nov-2022
  NUVEEN OHIO QUALITY MUNICIPAL INCOME FD  
  Security 670980101       Meeting Type Annual  
  Ticker Symbol NUO                   Meeting Date 18-Nov-2022
  ISIN US6709801012       Agenda 935721363 - Management
                   
  Item Proposal   Proposed
by
Vote For/Against
Management
 
  1a.   DIRECTOR Management Split Split  
    1 Judith M. Stockdale   Split Split  
    2 Carole E. Stone   Split Split  
    3 Margaret L. Wolff   Split Split  
                   
  Account
Number
Account Name Internal Account Custodian Ballot Shares Unavailable
Shares
Vote Date Date
Confirmed
  997RV1U RN MGD DUR
MUNI INCOME
FUND II
997RV1U STATE
STREET BANK
& TRUST CO
40,515 0 17-Nov-2022 17-Nov-2022
  NUVEEN CALIFORNIA MUNICIPAL VALUE FD INC  
  Security 67062C107       Meeting Type Annual  
  Ticker Symbol NCA                   Meeting Date 18-Nov-2022
  ISIN US67062C1071       Agenda 935721387 - Management
                   
  Item Proposal   Proposed
by
Vote For/Against
Management
 
  1b.   DIRECTOR Management      
    1 William C. Hunter   For For  
    2 Judith M. Stockdale   For For  
    3 Carole E. Stone   For For  
    4 Margaret L. Wolff   For For  
                   
  Account
Number
Account Name Internal Account Custodian Ballot Shares Unavailable
Shares
Vote Date Date
Confirmed
  997RV1U RN MGD DUR
MUNI INCOME
FUND II
997RV1U STATE
STREET BANK
& TRUST CO
72,898 0 31-Oct-2022 31-Oct-2022
  PIMCO CALIFORNIA MUNICIPAL INCOME FD III  
  Security 72201C109       Meeting Type Annual  
  Ticker Symbol PZC                   Meeting Date 16-Dec-2022
  ISIN US72201C1099       Agenda 935734485 - Management
                   
  Item Proposal   Proposed
by
Vote For/Against
Management
 
  1.1   Election of Trustee: Alan Rappaport Management Split Split  
  1.2   Election of Trustee: Kathleen McCartney Management Split Split  
                   
  Account
Number
Account Name Internal Account Custodian Ballot Shares Unavailable
Shares
Vote Date Date
Confirmed
  997RV1U RN MGD DUR
MUNI INCOME
FUND II
997RV1U STATE
STREET BANK
& TRUST CO
61,532 0 15-Dec-2022 15-Dec-2022
  PIMCO NY MUNICIPAL INCOME FD II  
  Security 72200Y102       Meeting Type Annual  
  Ticker Symbol PNI                   Meeting Date 16-Dec-2022
  ISIN US72200Y1029       Agenda 935734500 - Management
                   
  Item Proposal   Proposed
by
Vote For/Against
Management
 
  1.1   Election of Trustee: Deborah DeCotis Management Split Split  
  1.2   Election of Trustee: Kathleen McCartney Management Split Split  
                   
  Account
Number
Account Name Internal Account Custodian Ballot Shares Unavailable
Shares
Vote Date Date
Confirmed
  997RV1U RN MGD DUR
MUNI INCOME
FUND II
997RV1U STATE
STREET BANK
& TRUST CO
100,759 0 15-Dec-2022 15-Dec-2022
  PIMCO NY MUNICIPAL INCOME FUND  
  Security 72200T103       Meeting Type Annual  
  Ticker Symbol PNF                   Meeting Date 16-Dec-2022
  ISIN US72200T1034       Agenda 935734500 - Management
                   
  Item Proposal   Proposed
by
Vote For/Against
Management
 
  1.1   Election of Trustee: Deborah DeCotis Management Split Split  
  1.2   Election of Trustee: Kathleen McCartney Management Split Split  
                   
  Account
Number
Account Name Internal Account Custodian Ballot Shares Unavailable
Shares
Vote Date Date
Confirmed
  997RV1U RN MGD DUR
MUNI INCOME
FUND II
997RV1U STATE
STREET BANK
& TRUST CO
13,580 0 15-Dec-2022 15-Dec-2022
  NUVEEN OHIO QUALITY MUNICIPAL INCOME FD  
  Security 670980101       Meeting Type Special
  Ticker Symbol NUO                   Meeting Date 08-Feb-2023
  ISIN US6709801012       Agenda 935754223 - Management
                   
  Item Proposal   Proposed
by
Vote For/Against
Management
 
  1.    To approve an Agreement and Plan of Merger pursuant
to which Nuveen Ohio Quality Municipal Income Fund
(the "Target Fund") would be merged with and into
NMCIF Merger Sub, LLC, a Massachusetts limited
liability company and wholly-owned subsidiary of Nuveen
Municipal Credit Income Fund (the "Acquiring Fund"),
with the issued and outstanding common and preferred
shares of the Target Fund being converted into newly
issued common and preferred shares of the Acquiring
Fund.
Management Split Split  
                   
  Account
Number
Account Name Internal Account Custodian Ballot Shares Unavailable
Shares
Vote Date Date
Confirmed
  997RV1U RN MGD DUR
MUNI INCOME
FUND II
997RV1U STATE
STREET BANK
& TRUST CO
40,515 0 07-Feb-2023 07-Feb-2023
  DTF TAX-FREE INCOME FUND INC.  
  Security 23334J107       Meeting Type Annual  
  Ticker Symbol DTF                   Meeting Date 06-Mar-2023
  ISIN US23334J1079       Agenda 935758170 - Management
                   
  Item Proposal   Proposed
by
Vote For/Against
Management
 
  1e.   DIRECTOR Management Split Split  
    1 Mareilé B. Cusack   Split Split  
    2 David J. Vitale   Split Split  
                   
  Account
Number
Account Name Internal Account Custodian Ballot Shares Unavailable
Shares
Vote Date Date
Confirmed
  997RV1U RN MGD DUR
MUNI INCOME
FUND II
997RV1U STATE
STREET BANK
& TRUST CO
221,894 0 03-Mar-2023 03-Mar-2023
  NUVEEN GEORGIA QUALITY MUNICIPAL INC FD  
  Security 67072B107       Meeting Type Annual  
  Ticker Symbol NKG                   Meeting Date 10-Mar-2023
  ISIN US67072B1070       Agenda 935753613 - Management
                   
  Item Proposal   Proposed
by
Vote For/Against
Management
 
  1.    To approve an Agreement and Plan of Merger pursuant
to which Nuveen Georgia Quality Municipal Income Fund
(the "Target Fund") would be merged with and into
NMCIF Merger Sub, LLC, a Massachusetts limited
liability company and wholly-owned subsidiary of Nuveen
Municipal Credit Income Fund (the "Acquiring Fund"),
with the issued and outstanding common and preferred
shares of the Target Fund being converted into newly
issued common and preferred shares of the Acquiring
Fund.
Management Split Split  
  2.    DIRECTOR Management Split Split  
    1 Robert L. Young*   Split Split  
    2 Amy B. R. Lancellotta#   Split Split  
    3 John K. Nelson#   Split Split  
    4 Terence J. Toth#   Split Split  
                   
  Account
Number
Account Name Internal Account Custodian Ballot Shares Unavailable
Shares
Vote Date Date
Confirmed
  997RV1U RN MGD DUR
MUNI INCOME
FUND II
997RV1U STATE
STREET BANK
& TRUST CO
11,246 0 07-Feb-2023 09-Mar-2023
  ALLIANCEBERNSTEIN NAT MUNI INCOME FD INC  
  Security 01864U106       Meeting Type Annual  
  Ticker Symbol AFB                   Meeting Date 29-Mar-2023
  ISIN US01864U1060       Agenda 935771281 - Management
                   
  Item Proposal   Proposed
by
Vote For/Against
Management
 
  1.1   Election of Class Two Director: Onur Erzan Management Split Split  
  2.    To ratify the appointment of Ernst & Young LLP as the
Fund's independent registered public accounting firm for
the fiscal year ending October 31, 2023.
Management Split Split  
                   
  Account
Number
Account Name Internal Account Custodian Ballot Shares Unavailable
Shares
Vote Date Date
Confirmed
  997RV1U RN MGD DUR
MUNI INCOME
FUND II
997RV1U STATE
STREET BANK
& TRUST CO
163,241 0 28-Mar-2023 28-Mar-2023
  WESTERN ASSET INTERMEDIATE MUNI FUND  
  Security 958435109       Meeting Type Annual  
  Ticker Symbol SBI                   Meeting Date 14-Apr-2023
  ISIN US9584351095       Agenda 935780850 - Management
                   
  Item Proposal   Proposed
by
Vote For/Against
Management
 
  1.1   Election of Class III Director to serve until the 2026
Annual: Daniel P. Cronin
Management Split Split  
  1.2   Election of Class III Director to serve until the 2026
Annual: Nisha Kumar
Management Split Split  
  2.    To ratify the selection of PricewaterhouseCoopers LLP as
the Fund's independent registered public accountants for
the fiscal year ending November 30, 2023.
Management Split Split  
                   
  Account
Number
Account Name Internal Account Custodian Ballot Shares Unavailable
Shares
Vote Date Date
Confirmed
  997RV1U RN MGD DUR
MUNI INCOME
FUND II
997RV1U STATE
STREET BANK
& TRUST CO
48,526 0 13-Apr-2023 13-Apr-2023
  NUVEEN INTER DUR QLTY MUNI TERM FD  
  Security 670677103       Meeting Type Annual  
  Ticker Symbol NIQ                   Meeting Date 08-May-2023
  ISIN US6706771036       Agenda 935816693 - Management
                   
  Item Proposal   Proposed
by
Vote For/Against
Management
 
  1c.   DIRECTOR Management Split Split  
    1 Robert L. Young*   Split Split  
    2 Amy B.R. Lancellotta**   Split Split  
    3 John K. Nelson**   Split Split  
    4 Terence J. Toth**   Split Split  
                   
  Account
Number
Account Name Internal Account Custodian Ballot Shares Unavailable
Shares
Vote Date Date
Confirmed
  997RV1U RN MGD DUR
MUNI INCOME
FUND II
997RV1U STATE
STREET BANK
& TRUST CO
62,457 0 05-May-2023 05-May-2023
  BNY MELLON STRATEGIC MUNICIPAL BD FD INC  
  Security 09662E109       Meeting Type Annual  
  Ticker Symbol DSM                   Meeting Date 14-Jun-2023
  ISIN US09662E1091       Agenda 935860797 - Management
                   
  Item Proposal   Proposed
by
Vote For/Against
Management
 
  1.    DIRECTOR Management Split Split  
    1 Joan L. Gulley*   Split Split  
    2 Burton N. Wallack*   Split Split  
                   
  Account
Number
Account Name Internal Account Custodian Ballot Shares Unavailable
Shares
Vote Date Date
Confirmed
  997RV1U RN MGD DUR
MUNI INCOME
FUND II
997RV1U STATE
STREET BANK
& TRUST CO
14,147 0 13-Jun-2023 13-Jun-2023

 

 

SIGNATURES

 

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

  RiverNorth Managed Duration Municipal Income Fund II, Inc.
   
  /s/ Patrick W. Galley  
  By: Patrick W. Galley
  Title: President and Chairman of the Board
     
  Date: August 18, 2023