S-1MEF 1 d164462ds1mef.htm S-1MEF S-1MEF

As filed with the U.S. Securities and Exchange Commission on October 26, 2021.

Registration No. 333-

 

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM S-1

REGISTRATION STATEMENT

UNDER

THE SECURITIES ACT OF 1933

 

 

OPY Acquisition Corp. I

(Exact name of registrant as specified in its charter)

 

 

 

Delaware   6770   85-2624164

(State or other jurisdiction of

incorporation or organization)

 

(Primary Standard Industrial

Classification Code Number)

 

(I.R.S. Employer

Identification Number)

85 Broad Street

New York, New York 10004

Telephone: (212) 668-8000

(Address, including zip code, and telephone number, including area code, of registrant’s principal executive offices)

 

 

Jonathan B. Siegel Chief

Executive Officer OPY

Acquisition Corp. I

85 Broad Street

New York, New York 10004

Telephone: (212) 668-8000

(Name, address, including zip code, and telephone number, including area code, of agent for service)

 

 

Copies to:

 

Mitchell S. Nussbaum   Dennis McNamara   Stuart Bressman
Giovanni Caruso   General Counsel   White & Case LLP
Loeb & Loeb LLP   Oppenheimer & Co. Inc.   1221 Avenue of the Americas
345 Park Ave   85 Broad Street, 22nd Floor   New York, New York 10020
New York, New York 10154   New York, NY 10004   Telephone: (212) 819-8200
Telephone: (212) 407-4000   Telephone: (212) 668-5771   Facsimile: (212) 354-8113
Facsimile: (212) 207-4880   Facsimile: (212) 668-8081  

Approximate date of commencement of proposed sale to the public: As soon as practicable after the effective date of this registration statement.

If any of the securities being registered on this Form are to be offered on a delayed or continuous basis pursuant to Rule 415 under the Securities Act of 1933 check the following box: ‘

If this Form is filed to register additional securities for an offering pursuant to Rule 462(b) under the Securities Act, please check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering.  ☒ 333-260171

If this Form is a post-effective amendment filed pursuant to Rule 462(c) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. ‘

If this Form is a post-effective amendment filed pursuant to Rule 462(d) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. ‘

Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, a smaller reporting company or an emerging growth company. See the definitions of “large accelerated filer,” “accelerated filer,” “smaller reporting company” and “emerging growth company” in Rule 12b-2 of the Exchange Act.

 

Large accelerated filer      Accelerated filer  
Non-accelerated filer      Smaller reporting company  
     Emerging growth company  

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided to Section 7(a)(2)(B) of the Securities Act. ‘

 

 

CALCULATION OF REGISTRATION FEE

 

 

Title of Each Class of

Security Being Registered

  Amount Being
Registered
  Proposed Maximum
Offering Price per
Security(1)
  Proposed Maximum
Aggregate Offering
Price(1)
 

Amount of

Registration Fee

Units, each consisting of one share of Class A common stock, $0.0001 par value per share, and one-half (1/2) of one redeemable warrant (2)

  1,150,000   $10.00   11,500,000   $1,062.60

Shares of Class A common stock included as part of the units (3)(4)

  1,150,000   —     —     —  

Redeemable warrants included as part of the units (3)(4)

  575,000   —     —     —  

Redeemable warrants issued to underwriter

  115,000   11.50   1,322,500   122.20

Total

          12,822,500   $1,184.80

 

 

(1)

Estimated solely for the purpose of calculating the registration fee pursuant to Rule 457(a) under the Securities Act of 1933, as amended, or the Securities Act.

(2)

Includes 150,000 units, which may be issued upon exercise of a 45-day option to purchase additional units granted to the underwriter.

(3)

Pursuant to Rule 416 under the Securities Act, there are also being registered an indeterminable number of additional securities as may be issued to prevent dilution resulting from stock splits, stock dividends or similar transactions.

(4)

Maximum number of shares of Class A common stock and redeemable warrants, as applicable, included in the units described above, including those that may be issued upon exercise of a 45-day option granted to the underwriters described above.

(5)

No fee pursuant to Rule 457(g) under the Securities Act. (6) Paid herewith

 

 

This Registration Statement shall become effective upon filing with the SEC in accordance with Rule 462(b) under the Securities Act of 1933, as amended.

 

 

 


Explanatory Note

This registration statement is being filed pursuant to Rule 462(b) as promulgated under the Securities Act of 1933, as amended. OPY Acquisition Corp. I (the “Registrant”) hereby incorporates by reference into this registration statement the contents of the Registration Statement on Form S-1 (Registration No. 333-260171 ), including the exhibits thereto, which was declared effective by the Securities and Exchange Commission on October 26, 2021 (the “Prior Registration Statement”). This registration statement is being filed solely to increase the number of units (and the components of the units) being offered in the public offering as well as the shares being issued to the representative. The required opinion of counsel and related consent and accountant’s consent are attached hereto and filed herewith.


Part II

Information Not Required in Prospectus

 

Item 16.

Exhibits and Financial Statement Schedules.

All exhibits filed or incorporated by reference in the registrant’s Registration Statement on Form S-1 (File No. 333-260171), are incorporated herein by reference, and shall be deemed to be part of, this Registration Statement, except for the following which are filed herewith.

(a) Exhibits. The following exhibits are being filed herewith:

 

Exhibit   

Description

5.1    Opinion of Loeb & Loeb
23.1    Consent of WithumSmith+Brown, PC
23.2    Consent of Loeb & Loeb (included in Exhibit 5.1)

Signatures

Pursuant to the requirements of the Securities Act of 1933, as amended, the registrant has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of New York, State of New York, on the 26th day of October, 2021.

 

OPY ACQUISITION CORP. I
By:  

/s/ Jonathan B. Siegel

Name: Jonathan B. Siegel
Title:   Chairman and Chief Executive Officer

Pursuant to the requirements of the Securities Act of 1933, as amended, this Registration Statement has been signed by the following persons in the capacities and on the dates indicated.

 

Signature

  

Title

  

Date

/s/ Jonathan B. Siegel

   Chairman, CEO and Director    October 26, 2021
Jonathan B. Siegel      

/s/ David R. Epstein

   Director    October 26, 2021
David R. Epstein      

/s/ Daniel E. Geffken

   Principal Financial and Accounting    October 26, 2021
Daniel E. Geffken    Officer