0000950170-23-019974.txt : 20230509 0000950170-23-019974.hdr.sgml : 20230509 20230509204708 ACCESSION NUMBER: 0000950170-23-019974 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230206 FILED AS OF DATE: 20230509 DATE AS OF CHANGE: 20230509 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Merris John CENTRAL INDEX KEY: 0001888039 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40979 FILM NUMBER: 23903993 MAIL ADDRESS: STREET 1: C/O SOLO BRANDS, INC. STREET 2: 1070 S. KIMBALL AVENUE, SUITE 121 CITY: SOUTHLAKE STATE: TX ZIP: 76092 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Solo Brands, Inc. CENTRAL INDEX KEY: 0001870600 STANDARD INDUSTRIAL CLASSIFICATION: [3949] IRS NUMBER: 871360865 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1001 MUSTANG DR CITY: GRAPEVINE STATE: TX ZIP: 76051 BUSINESS PHONE: (817) 900-2664 MAIL ADDRESS: STREET 1: 1001 MUSTANG DR CITY: GRAPEVINE STATE: TX ZIP: 76051 4 1 ownership.xml 4 X0407 4 2023-02-06 false 0001870600 Solo Brands, Inc. DTC 0001888039 Merris John 1001 MUSTANG DR. GRAPEVINE TX 76051 true true false false President and CEO false Class A Common Stock 2023-02-06 4 M false 4595 0 A 158054 D Class A Common Stock 2023-02-06 4 F false 1118 4.80 D 156936 D Class A Common Stock 2023-05-05 4 M false 4596 0 A 161413 D Class A Common Stock 2023-05-05 4 F false 1119 7.13 D 160413 D Class A Common Stock 2502 I By Son Restricted Stock Unit 2023-02-06 4 M false 4595 0.00 D Class A Common Stock 4595 50551 D Class A Common Stock 2023-05-05 4 M false 4596 0.00 D Class A Common Stock 4596 45955 D Reflects shares purchased as a result of the Reporting Person's participation in the Issuer's employee stock purchase plan, exempt pursuant to Rule 16b-3(c). Represents the number of shares withheld to cover tax withholding obligations in connection with the vesting of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. The remaining unvested RSUs will vest in ten approximately equal quarterly installments. The remaining unvested RSUs will vest in nine approximately equal quarterly installments. /s/ Kent Christensen, Attorney-in-Fact for John Merris 2023-05-09