0001868941-23-000046.txt : 20230523 0001868941-23-000046.hdr.sgml : 20230523 20230523185655 ACCESSION NUMBER: 0001868941-23-000046 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230522 FILED AS OF DATE: 20230523 DATE AS OF CHANGE: 20230523 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Couch Carolee CENTRAL INDEX KEY: 0001884335 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40978 FILM NUMBER: 23950190 MAIL ADDRESS: STREET 1: C/O FLUENCE ENERGY, INC. STREET 2: 4601 FAIRFAX DRIVE, SUITE 600 CITY: ARLINGTON STATE: VA ZIP: 22203 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Fluence Energy, Inc. CENTRAL INDEX KEY: 0001868941 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690] IRS NUMBER: 871304612 FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 4601 FAIRFAX DRIVE STREET 2: SUITE 600 CITY: ARLINGTON STATE: VA ZIP: 22203 BUSINESS PHONE: (833) 358-3623 MAIL ADDRESS: STREET 1: 4601 FAIRFAX DRIVE STREET 2: SUITE 600 CITY: ARLINGTON STATE: VA ZIP: 22203 4 1 wk-form4_1684882595.xml FORM 4 X0407 4 2023-05-22 0 0001868941 Fluence Energy, Inc. FLNC 0001884335 Couch Carolee 4601 FAIRFAX DRIVE SUITE 600 ARLINGTON VA 22203 0 1 0 0 SVP & Chief SC & Manu. Officer 0 Class A Common Stock 2023-05-22 4 M 0 50000 2.45 A 51200 D Class A Common Stock 2023-05-22 4 S 0 50000 22.7827 D 1200 D Stock Option 2.45 2023-05-22 4 M 0 50000 0 D 2031-04-02 Class A Common Stock 50000 451537 D Proceeds from the sale were used to pay the exercise price of such portion of the stock option, pursuant to a broker-assisted cashless exercise, and applicable withholding taxes. The price reported in Column 4 is a weighted average price. These shares were sold in multiple open market transactions at prices ranging from $22.36 to $23.26, inclusive. The Reporting Person undertakes to provide to Fluence Energy, Inc. ("Fluence"), any security holder of Fluence, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated in this footnote. Represents part of a single option award grant initially for an aggregate 501,537 shares, which vests in three equal annual installments. 1/3rd of the aggregate shares subject to the option became vested and exercisable on April 2, 2022 and another 1/3rd of the aggregate shares subject to the option became vested and exercisable on April 2, 2023. The final 1/3 of the aggregate shares subject to the option vest on April 2, 2024. /s/ Francis A. Fuselier as Attorney-in-fact for Carolee Couch 2023-05-23