0001868941-23-000046.txt : 20230523
0001868941-23-000046.hdr.sgml : 20230523
20230523185655
ACCESSION NUMBER: 0001868941-23-000046
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230522
FILED AS OF DATE: 20230523
DATE AS OF CHANGE: 20230523
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Couch Carolee
CENTRAL INDEX KEY: 0001884335
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40978
FILM NUMBER: 23950190
MAIL ADDRESS:
STREET 1: C/O FLUENCE ENERGY, INC.
STREET 2: 4601 FAIRFAX DRIVE, SUITE 600
CITY: ARLINGTON
STATE: VA
ZIP: 22203
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Fluence Energy, Inc.
CENTRAL INDEX KEY: 0001868941
STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690]
IRS NUMBER: 871304612
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 4601 FAIRFAX DRIVE
STREET 2: SUITE 600
CITY: ARLINGTON
STATE: VA
ZIP: 22203
BUSINESS PHONE: (833) 358-3623
MAIL ADDRESS:
STREET 1: 4601 FAIRFAX DRIVE
STREET 2: SUITE 600
CITY: ARLINGTON
STATE: VA
ZIP: 22203
4
1
wk-form4_1684882595.xml
FORM 4
X0407
4
2023-05-22
0
0001868941
Fluence Energy, Inc.
FLNC
0001884335
Couch Carolee
4601 FAIRFAX DRIVE
SUITE 600
ARLINGTON
VA
22203
0
1
0
0
SVP & Chief SC & Manu. Officer
0
Class A Common Stock
2023-05-22
4
M
0
50000
2.45
A
51200
D
Class A Common Stock
2023-05-22
4
S
0
50000
22.7827
D
1200
D
Stock Option
2.45
2023-05-22
4
M
0
50000
0
D
2031-04-02
Class A Common Stock
50000
451537
D
Proceeds from the sale were used to pay the exercise price of such portion of the stock option, pursuant to a broker-assisted cashless exercise, and applicable withholding taxes.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple open market transactions at prices ranging from $22.36 to $23.26, inclusive. The Reporting Person undertakes to provide to Fluence Energy, Inc. ("Fluence"), any security holder of Fluence, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated in this footnote.
Represents part of a single option award grant initially for an aggregate 501,537 shares, which vests in three equal annual installments. 1/3rd of the aggregate shares subject to the option became vested and exercisable on April 2, 2022 and another 1/3rd of the aggregate shares subject to the option became vested and exercisable on April 2, 2023. The final 1/3 of the aggregate shares subject to the option vest on April 2, 2024.
/s/ Francis A. Fuselier as Attorney-in-fact for Carolee Couch
2023-05-23