0001104659-22-113520.txt : 20221101 0001104659-22-113520.hdr.sgml : 20221101 20221101163314 ACCESSION NUMBER: 0001104659-22-113520 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221028 FILED AS OF DATE: 20221101 DATE AS OF CHANGE: 20221101 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: von Heynitz Harald CENTRAL INDEX KEY: 0001884307 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40978 FILM NUMBER: 221350912 MAIL ADDRESS: STREET 1: C/O FLUENCE ENERGY, INC. STREET 2: 4601 FAIRFAX DRIVE, SUITE 600 CITY: ARLINGTON STATE: VA ZIP: 22203 FORMER NAME: FORMER CONFORMED NAME: von Heynitz Harold DATE OF NAME CHANGE: 20210922 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Fluence Energy, Inc. CENTRAL INDEX KEY: 0001868941 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690] IRS NUMBER: 871304612 FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 4601 FAIRFAX DRIVE STREET 2: SUITE 600 CITY: ARLINGTON STATE: VA ZIP: 22203 BUSINESS PHONE: (833) 358-3623 MAIL ADDRESS: STREET 1: 4601 FAIRFAX DRIVE STREET 2: SUITE 600 CITY: ARLINGTON STATE: VA ZIP: 22203 4 1 tm2229368-4_4seq1.xml OWNERSHIP DOCUMENT X0306 4 2022-10-28 0 0001868941 Fluence Energy, Inc. FLNC 0001884307 von Heynitz Harald C/O FLUENCE ENERGY, INC. 4601 FAIRFAX DRIVE, SUITE 600 ARLINGTON VA 22203 1 0 0 0 Class A Common Stock 2022-10-28 4 M 0 3571 A 4571 D Restricted Stock Units 2022-10-28 4 M 0 3571 0.00 D Class A Common Stock 3571 0 D Restricted Stock Units Class A Common Stock 7364 7364 D Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A common stock. The RSUs vested on October 28, 2022. The RSUs have no expiration date. The RSUs will vest in full upon the earlier of (i) the day immediately preceding the date of the first Annual Meeting following the date of grant and (ii) the first anniversary of the date of grant, subject to the reporting person's continued service on the Board of Directors through the applicable vesting date. The Form 4 filed on March 24, 2022 inadvertently aggregated the above two RSU awards in column 9 of Table II, which are being reported separately hereby. /s/ Francis A. Fuselier as Attorney-in-fact for Harald von Heynitz 2022-11-01