0000950170-24-008837.txt : 20240130 0000950170-24-008837.hdr.sgml : 20240130 20240130161528 ACCESSION NUMBER: 0000950170-24-008837 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240125 FILED AS OF DATE: 20240130 DATE AS OF CHANGE: 20240130 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Barnes Robert Allen CENTRAL INDEX KEY: 0001891193 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-41938 FILM NUMBER: 24578333 MAIL ADDRESS: STREET 1: 805 N. WHITTINGTON PARKWAY CITY: LOUISVILLE STATE: KY ZIP: 40222 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BrightSpring Health Services, Inc. CENTRAL INDEX KEY: 0001865782 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-HOME HEALTH CARE SERVICES [8082] ORGANIZATION NAME: 08 Industrial Applications and Services IRS NUMBER: 822956404 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 805 N. WHITTINGTON PARKWAY CITY: LOUISVILLE STATE: KY ZIP: 40222 BUSINESS PHONE: 502-394-2100 MAIL ADDRESS: STREET 1: 805 N. WHITTINGTON PARKWAY CITY: LOUISVILLE STATE: KY ZIP: 40222 4 1 ownership.xml 4 X0508 4 2024-01-25 0001865782 BrightSpring Health Services, Inc. BTSG 0001891193 Barnes Robert Allen C/O BRIGHTSPRING HEALTH SERVICES, INC. 805 N. WHITTINGTON PARKWAY LOUISVILLE KY 40222 false true false false President, Community Living false Common Stock 2024-01-26 4 A false 46620 0 A 49744 D Stock Options (Right to Buy) 6.37 2024-01-25 4 A false 35331 0.0 A 2029-09-24 Common Stock 35331 105993 D Stock Options (Right to Buy) 7.01 2024-01-25 4 A false 2944 0.0 A 2030-05-12 Common Stock 2944 8832 D Stock Options (Right to Buy) 13.00 2024-01-25 4 A false 16919 0.0 A 2034-01-25 Common Stock 16919 16919 D On January 26, 2024 reporting person was granted restricted stock units ("RSUs") which vest in three equal annual installments commencing on January 25, 2025. Each RSU represents a contingent right to receive one share of common stock upon settlement. Options acquired represent options originally granted on September 24, 2019, which were previously subject to the achievement by the Issuer of performance vesting criteria and which were deemed vested on January 25, 2024, in connection with the pricing of the Issuer's initial public offering. Such securities were originally included on the Form 3 filed by the reporting person on January 26, 2024. The remaining options are subject to a time-based vesting schedule, vesting in five equal annual installments commencing March 5, 2020. Reflects a 15.7027-for-1 forward stock split of the Issuer's common stock (the "Stock Split"), which became effective on January 25, 2024. Does not include unvested performance-based options which will be reported when earned upon achievement of certain performance criteria. Options acquired represent options originally granted on May 12, 2020, which were previously subject to the achievement by the Issuer of performance vesting criteria and which were deemed vested on January 25, 2024, in connection with the pricing of the Issuer's initial public offering. Such securities were originally included on the Form 3 filed by the reporting person on January 26, 2024. The remaining options are subject to a time-based vesting schedule, vesting in five equal annual installments commencing May 12, 2021. Reflects the Stock Split. Does not include unvested performance-based options which will be reported when earned upon achievement of certain performance criteria. Options granted on January 25, 2024 which vest in three equal annual installments commencing on January 25, 2025. Such securities were originally included on the Form 3 filed by the reporting person on January 26, 2024. /s/ Steven S. Reed, as Attorney-in-Fact 2024-01-30