S-1MEF 1 tm2119331d10_s1mef.htm S-1MEF

 

As filed with the Securities and Exchange Commission on October 19, 2021 under the Securities Act of 1933, as amended

No. 333-           

 

 

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

 

FORM S-1

REGISTRATION STATEMENT

UNDER

THE SECURITIES ACT OF 1933

 

 

 

ESGEN Acquisition Corporation

(Exact name of registrant as specified in its charter)

 

 

 

Cayman Islands   6770   98-1601409

(State or other jurisdiction of

incorporation or organization)

 

(Primary Standard Industrial

Classification Code Number)

 

(I.R.S. Employer

Identification No.)

 

5956 Sherry Lane, Suite 1400

Dallas, Texas 75225

(214) 987-6100

(Address, including zip code, and telephone number, including area code, of registrant’s principal executive offices)

 

 

 

Andrea Bernatova

Chief Executive Officer

5956 Sherry Lane, Suite 1400

Dallas, Texas 75225

(214) 987-6100

(Name, address, including zip code, and telephone number, including area code, of agent for service)

 

 

 

Copies:

 

Julian J. Seiguer, P.C.

Kirkland & Ellis LLP

609 Main Street

Houston, Texas 77002

Tel: (713) 836-3600

Fax: (713) 836-3601

 

William B. Nelson

Emily Leitch

Shearman & Sterling LLP

800 Capitol Street

Houston, Texas 77002

Tel: (713) 354-4900

 

 

 

Approximate date of commencement of proposed sale to the public: As soon as practicable after the effective date of this Registration Statement

 

If any of the securities being registered on this Form are to be offered on a delayed or continuous basis pursuant to Rule 415 under the Securities Act of 1933, check the following box:  ¨

 

If this Form is filed to registered additional securities for an offering pursuant to Rule 462(b) under the Securities Act, please check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering.  x

 

File No. 333-259836

 

If this Form is a post-effective amendment filed pursuant to Rule 462(c) under the Securities Act, check the following box and list the Securities act registration statement number of the earlier effective registration statement for the same offering.  ¨

 

If this Form is a post-effective amendment filed pursuant to Rule 462(d) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering.  ¨

 

Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, smaller reporting company, or an emerging growth company. See the definitions of “large accelerated filer,” “accelerated filer,” “smaller reporting company,” and “emerging growth company” in Rule 12b-2 of the Exchange Act.

 

Large accelerated filer ¨ Accelerated filer ¨
       
Non-accelerated filer x Smaller reporting company x
       
    Emerging growth company x

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 7(a)(2)(B) of the Securities Act. ¨

 

 

 

CALCULATION OF REGISTRATION FEE

                 
 

Title of Each Class of

Securities

to be Registered

 

Amount

to be

Registered

 

Proposed

Maximum

Offering Price

Per Unit

 

Proposed

Maximum

Aggregate

Offering Price (1)

 

Amount of

Registration Fee

Units, each consisting of one Class A ordinary share, $0.0001 par value, and one-half of one redeemable warrant(2)   4,600,000 units   $10.00   $46,000,000   $4,264.20
Class A ordinary shares included as part of the units(2) (3)   4,600,000 shares       (4)
Redeemable warrants included as part of the units(2) (3)   2,300,000 warrants       (4)
Class A ordinary shares underlying redeemable warrants(2) (3)   2,300,000 shares   $11.50   26,450,000   $2,451.92
Total           $72,450,000   $6,716.12 (5)
 
 

(1) Estimated solely for the purpose of calculating the registration fee.

(2) Represents only the additional number of securities being registered and includes 600,000 units, consisting of 600,000 Class A ordinary shares and 300,000 warrants, which may be issued upon exercise of the 45-day option granted to the underwriters to cover over-allotments, if any. Does not include the securities that the Registrant previously registered on the Registration Statement on Form S-1 (File No. 333-259836).

(3) Pursuant to Rule 416(a), there are also being registered an indeterminable number of additional securities as may be offered or issued to prevent dilution resulting from stock splits, stock dividends, or similar transactions.

(4) No fee pursuant to Rule 457(g).

(5) The Registrant previously registered securities having a proposed maximum aggregate offering price of $362,250,000 on its Registration Statement on Form S-1, as amended (File No. 333-259836), which was declared effective by the Securities and Exchange Commission on October 19, 2021. In accordance with Rule 462(b) under the Securities Act, an additional number of securities having a proposed maximum offering price of $72,450,000 is hereby registered, which includes securities issuable upon the exercise of the underwriters’ option to purchase additional units.

 

The Registration Statement shall become effective upon filing with the Securities and Exchange Commission in accordance with Rule 462(b) under the Securities Act of 1933, as amended.

 

 

 

 

 

 

EXPLANATORY NOTE

 

This Registration Statement on Form S-1 is being filed with respect to the registration of 4,600,000 additional units of ESGEN Acquisition Corporation, a Cayman Islands exempted company (the “Registrant”), each consisting of one Class A ordinary share and one-half of one redeemable warrant, pursuant to Rule 462(b) under the Securities Act of 1933, as amended, and General Instruction V to Form S-1. Each whole warrant entitles the holder thereof to purchase one Class A ordinary share at a price of $11.50 per share, subject to adjustment, and only whole warrants are exercisable.  No fractional warrants will be issued upon separation of the units and only whole warrants will trade. This Registration Statement relates to the Registrant’s Registration Statement on Form S-1, as amended (File No. 333-259836) (the “Prior Registration Statement”), initially filed by the Registrant on September 28, 2021 and declared effective by the Securities and Exchange Commission (the “Commission”) on October 19, 2021. The required opinions of counsel and related consents and accountant’s consent are attached hereto and filed herewith. Pursuant to Rule 462(b), the contents of the Prior Registration Statement, including the exhibits thereto, are incorporated by reference into this Registration Statement.

 

CERTIFICATION

 

The Registrant hereby certifies to the Commission that (1) it has instructed its bank to pay the filing fee set forth on the cover page of this Registration Statement by a wire transfer of such amount to the Commission’s account at U.S. Bank as soon as practicable (but no later than the close of business as of October 19, 2021), (2) it will not revoke such instructions, (3) it has sufficient funds in the relevant account to cover the amount of such filing fee and (4) it will confirm receipt of such instructions by its bank during regular business hours no later than October 19, 2021.

 

 

 

 

PART II

INFORMATION NOT REQUIRED IN PROSPECTUS

 

Item 16. Exhibits and Financial Statement Schedules.

 

(a) Exhibits. All exhibits filed with or incorporated by reference in the Prior Registration Statement on Form S-1 (SEC File No. 333-259836) are incorporated by reference into, and shall be deemed a part of, this Registration Statement, and the following additional exhibits are filed herewith, as part of this Registration Statement:

 

Exhibit No.   Description
   
5.1   Opinion of Kirkland & Ellis LLP.
   
5.2   Opinion of Walkers, Cayman Islands Counsel to the Registrant.
   
23.1   Consent of BDO USA, LLP.
   
23.2   Consent of Kirkland & Ellis LLP (included on Exhibit 5.1).
   
23.3   Consent of Walkers (included on Exhibit 5.2).

 

 

 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Act of 1933, as amended, the registrant has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the city of Dallas, Texas, on the 19th day of October 2021.

 

  ESGEN Acquisition Corporation
     
  By: /s/ Andrea Bernatova
  Name: Andrea Bernatova
  Title: Chief Executive Officer

 

Pursuant to the requirements of the Securities Act of 1933, as amended, this registration statement has been signed below by the following persons in the capacities and on the dates indicated.

 

Name   Position   Date
     
/s/ Andrea Bernatova   Chief Executive Officer and Director   October 19, 2021
Andrea Bernatova   (Principal Executive Officer)    
     
/s/ Nader Daylami   Chief Financial Officer   October 19, 2021
Nader Daylami   (Principal Financial Officer and Principal Accounting Officer)    
     
/s/ James P. Benson   Chairman of the Board   October 19, 2021
James P. Benson        
     
/s/ Michael C. Mayon   Director   October 19, 2021
Michael C. Mayon        
     
/s/ Sanjay Bishnoi   Director   October 19, 2021
Sanjay Bishnoi        
     
/s/ Larry L. Helm   Director   October 19, 2021
Larry L. Helm        
         
/s/ Mark M. Jacobs   Director   October 19, 2021
Mark M. Jacobs        

 

 

 

 

AUTHORIZED REPRESENTATIVE

 

Pursuant to the requirements of Section 6(a) of the Securities Act of 1933, the undersigned has signed this registration statement, solely in its capacity as the duly authorized representative of ESGEN Acquisition Corporation in the City of Dallas, Texas, on the 19th day of October 2021.

 

  By: /s/ Andrea Bernatova
  Name: Andrea Bernatova
  Title:  Chief Executive Officer