Chief Compliance officer

0001387131-22-001792.txt : 20220214 0001387131-22-001792.hdr.sgml : 20220214 20220214120355 ACCESSION NUMBER: 0001387131-22-001792 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20211231 FILED AS OF DATE: 20220214 DATE AS OF CHANGE: 20220214 EFFECTIVENESS DATE: 20220214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Hennion & Walsh Asset Management, Inc. CENTRAL INDEX KEY: 0001861642 IRS NUMBER: 562349874 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1230 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-21238 FILM NUMBER: 22627819 BUSINESS ADDRESS: STREET 1: 2001 ROUTE 46 STREET 2: WATERVIEW PLAZA CITY: PARSIPPANY STATE: NJ ZIP: 07054 BUSINESS PHONE: 9732998989 MAIL ADDRESS: STREET 1: 2001 ROUTE 46 STREET 2: WATERVIEW PLAZA CITY: PARSIPPANY STATE: NJ ZIP: 07054 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 1861642 XXXXXXXX 12-31-2021 12-31-2021 Hennion & Walsh Asset Management, Inc.

2001 Route 46 Waterview Plaza Parsippany NJ 07054

13F HOLDINGS REPORT 028-21238 N Phillip Fitzsimmons Chief Compliance officer 973-299-8989 /s/ Phillip Fitzsimmons Parsippany NJ 02-14-2022 0 742 2035978 false INFORMATION TABLE 2 information_table.xml INFORMATION TABLE AGCO CORP COM 001084102 225 1941 SH SOLE 1941 0 0 A10 NETWORKS INC COM 002121101 1252 75511 SH SOLE 75511 0 0 ABBOTT LABS COM 002824100 11719 83269 SH SOLE 83269 0 0 ACADIA PHARMACEUTICALS INC COM 004225108 4438 190155 SH SOLE 190155 0 0 ACI WORLDWIDE INC COM 004498101 611 17615 SH SOLE 17615 0 0 ADAMS DIVERSIFIED EQUITY FD COM 006212104 663 34167 SH SOLE 34167 0 0 ADVANCED MICRO DEVICES INC COM 007903107 3702 25727 SH SOLE 25727 0 0 AEGON N V NY REGISTRY SHS 007924103 159 32131 SH SOLE 32131 0 0 AIR PRODS & CHEMS INC COM 009158106 2150 7065 SH SOLE 7065 0 0 ALARM COM HLDGS INC COM 011642105 1509 17789 SH SOLE 17789 0 0 ALLIANT ENERGY CORP COM 018802108 765 12449 SH SOLE 12449 0 0 ALLSTATE CORP COM 020002101 5627 47830 SH SOLE 47830 0 0 AMAZON COM INC COM 023135106 27222 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BDC INC SHS 38147U107 4139 216034 SH SOLE 216034 0 0 GOLUB CAP BDC INC COM 38173M102 3515 227662 SH SOLE 227662 0 0 GUIDEWIRE SOFTWARE INC COM 40171V100 451 3975 SH SOLE 3975 0 0 HP INC COM 40434L105 210 5562 SH SOLE 5562 0 0 HELIX ENERGY SOLUTIONS GRP I COM 42330P107 496 158893 SH SOLE 158893 0 0 HOMESTREET INC COM 43785V102 793 15257 SH SOLE 15257 0 0 HORIZON TECHNOLOGY FIN CORP COM 44045A102 207 12987 SH SOLE 12987 0 0 ICF INTL INC COM 44925C103 665 6486 SH SOLE 6486 0 0 ISTAR INC COM 45031U101 555 21479 SH SOLE 21479 0 0 ICICI BANK LIMITED ADR 45104G104 216 10928 SH SOLE 10928 0 0 IMMUNOGEN INC COM 45253H101 881 118719 SH SOLE 118719 0 0 IMMUNOVANT INC COM 45258J102 1370 160800 SH SOLE 160800 0 0 INCYTE CORP COM 45337C102 879 11978 SH SOLE 11978 0 0 INOVIO PHARMACEUTICALS INC COM NEW 45773H201 1371 274703 SH SOLE 274703 0 0 INSTEEL INDS INC COM 45774W108 504 12669 SH SOLE 12669 0 0 INTERCEPT PHARMACEUTICALS IN COM 45845P108 1845 113248 SH SOLE 113248 0 0 INTERCONTINENTAL EXCHANGE 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0 0 58439 ISHARES TR MSCI USA QLT FCT 46432F339 8492 58338 SH SOLE 0 0 58338 ISHARES TR CORE MSCI EAFE 46432F842 12856 172236 SH SOLE 0 0 172236 ISHARES INC CORE MSCI EMKT 46434G103 8534 142571 SH SOLE 0 0 142571 ISHARES INC MSCI EMRG CHN 46434G764 9246 152502 SH SOLE 0 0 152502 ISHARES TR MSCI INTL MULTFT 46434V274 9827 340995 SH SOLE 0 0 340995 ISHARES TR BLACKROCK ULTRA 46434V878 3848 76368 SH SOLE 76368 0 0 ISHARES TR INVESTMENT GRADE 46435G219 10921 207388 SH SOLE 0 0 207388 ISHARES TR HIGH YLD BD FCTR 46435G250 9475 184329 SH SOLE 0 0 184329 JPMORGAN CHASE & CO COM 46625H100 8857 55932 SH SOLE 55932 0 0 J P MORGAN EXCHANGE-TRADED F US AGGREGATE ETF 46641Q241 751 13920 SH SOLE 13920 0 0 J P MORGAN EXCHANGE-TRADED F SHORT DURA CORE 46641Q274 18051 362975 SH SOLE 0 0 362975 J P MORGAN EXCHANGE-TRADED F ULTRA SHT MUNCPL 46641Q654 2653 51952 SH SOLE 0 0 51952 JEFFERIES FINL GROUP INC COM 47233W109 811 20906 SH SOLE 20906 0 0 KAR AUCTION SVCS INC COM 48238T109 160 10260 SH SOLE 10260 0 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