0001420506-22-000413.txt : 20220214 0001420506-22-000413.hdr.sgml : 20220214 20220214140057 ACCESSION NUMBER: 0001420506-22-000413 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20211231 FILED AS OF DATE: 20220214 DATE AS OF CHANGE: 20220214 EFFECTIVENESS DATE: 20220214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Skaana Management L.P. CENTRAL INDEX KEY: 0001860998 IRS NUMBER: 853938474 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-22020 FILM NUMBER: 22629231 BUSINESS ADDRESS: STREET 1: 921 PRESIDENT STREET CITY: BROOKLYN STATE: NY ZIP: 11215 BUSINESS PHONE: 212-747-0444 MAIL ADDRESS: STREET 1: 921 PRESIDENT STREET CITY: BROOKLYN STATE: NY ZIP: 11215 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001860998 XXXXXXXX 12-31-2021 12-31-2021 false Skaana Management L.P.

921 PRESIDENT STREET BROOKLYN NY 11215

13F HOLDINGS REPORT 028-22020 N Mayank Patel 212-747-0444 Mayank Patel, CCO BROOKLYN NY 02-14-2021 0 198 624243 false INFORMATION TABLE 2 Form13F_InfoTable.xml INFORMATION TABLE FOR SKAANA MANAGEMENT L.P. 23ANDME HOLDING CO CLASS A COM 90138Q108 317 47600 SH Call SOLE 47600 0 0 ADVENT TECHNOLOGIES HOLDNG I COM CL A 00788A105 77 11000 SH SOLE 11000 0 0 ADVENT TECHNOLOGIES HOLDNG I *W EXP 02/03/202 00788A113 12 10061 SH SOLE 10061 0 0 AEYE INC CL A COM 008183105 140 29000 SH Call SOLE 29000 0 0 AEYE INC *W EXP 09/30/202 008183113 194 208971 SH SOLE 208971 0 0 AGBA ACQUISITION LTD *W EXP 05/10/202 G0120M117 10 46220 SH SOLE 46220 0 0 AGILETHOUGHT INC *W EXP 99/99/999 00857F118 42 64000 SH SOLE 64000 0 0 ALGONQUIN PWR UTILS CORP UNIT 99/99/9999 015857873 19145 405261 SH SOLE 405261 0 0 ALGONQUIN PWR UTILS CORP COM 015857105 759 52500 SH Put SOLE 52500 0 0 AMERICAN AIRLINES GROUP INC NOTE 6.500% 7/0 02376RAF9 20715 15000000 PRN SOLE 15000000 0 0 AMERICAN AIRLS GROUP INC COM 02376R102 7236 402900 SH Put SOLE 402900 0 0 AMERICAN AIRLS GROUP INC COM 02376R102 679 37800 SH Call SOLE 37800 0 0 AMYRIS INC COM NEW 03236M200 54 10000 SH Call SOLE 10000 0 0 ANTERO RESOURCES CORP NOTE 4.250% 9/0 03674XAM8 1029 250000 PRN SOLE 250000 0 0 APTIV PLC 5.5% CNV PFD A G6095L117 24300 132003 SH SOLE 132003 0 0 ARBOR REALTY TRUST INC NOTE 4.750%11/0 038923AP3 2553 2328000 PRN SOLE 2328000 0 0 ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH 03938L203 1592 50000 SH Put SOLE 50000 0 0 ARES CAPITAL CORP NOTE 3.750% 2/0 04010LAT0 9206 8407000 PRN SOLE 8407000 0 0 ARIES I ACQUISITION CORP *W EXP 03/18/202 G0542N123 38 50000 SH SOLE 50000 0 0 AST SPACEMOBILE INC *W EXP 04/06/202 00217D118 1439 484617 SH SOLE 484617 0 0 ASTRA SPACE INC COM CL A 04634X103 340 49000 SH Call SOLE 49000 0 0 ASTRA SPACE INC COM CL A 04634X103 1216 175416 SH SOLE 175416 0 0 ASTRA SPACE INC COM CL A 04634X103 155 22300 SH Put SOLE 22300 0 0 ATLANTIC AVE ACQUISITION COR *W EXP 10/06/202 04906P119 7 13657 SH SOLE 13657 0 0 AURORA INNOVATION INC *W EXP 11/03/202 051774115 46 14850 SH SOLE 14850 0 0 AVANTOR INC 6.25 PFD CNV SR 05352A209 63919 494687 SH SOLE 494687 0 0 AVAYA HLDGS CORP COM 05351X101 491 24800 SH Call SOLE 24800 0 0 AVAYA HLDGS CORP COM 05351X101 200 10100 SH Put SOLE 10100 0 0 AVEPOINT INC *W EXP 09/18/202 053604112 526 465464 SH SOLE 465464 0 0 AVEPOINT INC COM CL A 053604104 187 29705 SH SOLE 29705 0 0 AVEPOINT INC COM CL A 053604104 252 40100 SH Put SOLE 40100 0 0 AVEPOINT INC COM CL A 053604104 877 139400 SH Call SOLE 139400 0 0 BENESSERE CAPITAL ACQUSTN CO RIGHT 99/99/9999 08179B129 15 37070 SH SOLE 37070 0 0 BIGBEAR AI HLDGS INC COM 08975B109 59 10500 SH Call SOLE 10500 0 0 BIGBEAR AI HLDGS INC COM 08975B109 500 88300 SH Put SOLE 88300 0 0 BIGBEAR AI HLDGS INC COM 08975B109 143 25302 SH SOLE 25302 0 0 BLACKSKY TECHNOLOGY INC *W EXP 10/30/202 09263B116 10 18471 SH SOLE 18471 0 0 BLADE AIR MOBILITY INC CL A COM 092667104 98 11050 SH SOLE 11050 0 0 BLADE AIR MOBILITY INC CL A COM 092667104 789 89300 SH Call SOLE 89300 0 0 BLADE AIR MOBILITY INC *W EXP 09/01/202 092667112 343 155403 SH SOLE 155403 0 0 BLINK CHARGING CO *W EXP 01/31/202 09354A118 755 33273 SH SOLE 33273 0 0 BLINK CHARGING CO COM 09354A100 952 35900 SH Put SOLE 35900 0 0 BRIDGETOWN HOLDINGS LTD CALL G1355U903 236 24000 SH Call SOLE 24000 0 0 BRIDGETOWN HOLDINGS LTD *W EXP 09/30/202 G1355U121 33 36756 SH SOLE 36756 0 0 BRILLIANT ACQUISITION CORP RIGHT 99/99/9999 G1643W137 16 100000 SH SOLE 100000 0 0 BRILLIANT ACQUISITION CORP *W EXP 03/31/202 G1643W129 4 18650 SH SOLE 18650 0 0 BROADCOM INC COM 11135F101 665 1000 SH Put SOLE 1000 0 0 BROADCOM INC 8% MCNV PFD SR A 11135F200 10751 5180 SH SOLE 5180 0 0 BULL HORN HLDGS CORP *W EXP 10/31/202 G1686P122 11 34180 SH SOLE 34180 0 0 CANO HEALTH INC *W EXP 06/03/202 13781Y111 106 44281 SH SOLE 44281 0 0 CANOO INC *W EXP 12/21/202 13803R110 1122 544715 SH SOLE 544715 0 0 CAPSTAR SPL PURP ACQUISITION *W EXP 99/99/999 14070Y119 9 14603 SH SOLE 14603 0 0 CARLOTZ INC *W EXP 02/26/202 142552116 8 20647 SH SOLE 20647 0 0 CARNIVAL CORP COMMON STOCK 143658300 1823 90600 SH Put SOLE 90600 0 0 CARNIVAL CORP COMMON STOCK 143658300 3020 150100 SH Call SOLE 150100 0 0 CARNIVAL CORP NOTE 5.750% 4/0 143658BE1 28797 13674000 PRN SOLE 13674000 0 0 CHANGE HEALTHCARE INC UNIT 99/99/9999 15912K209 28893 411177 SH SOLE 411177 0 0 CHESAPEAKE ENERGY CORP *W EXP 99/99/999 165167172 6104 169992 SH SOLE 169992 0 0 CHESAPEAKE ENERGY CORP *W EXP 99/99/999 165167164 4608 115322 SH SOLE 115322 0 0 CINEMARK HLDGS INC NOTE 4.500% 8/1 17243VAB8 1429 1000000 PRN SOLE 1000000 0 0 CLARIVATE PLC CALL G21810909 318 13500 SH Call SOLE 13500 0 0 CLARIVATE PLC 5.25% PFD CONV A G21810208 7170 78917 SH SOLE 78917 0 0 CLENE INC *W EXP 12/30/202 185634110 31 72700 SH SOLE 72700 0 0 CLEVELAND-CLIFFS INC NEW COM 185899101 627 28800 SH Put SOLE 28800 0 0 CLEVER LEAVES HOLDINGS INC COM 186760104 893 288200 SH Put SOLE 288200 0 0 CLEVER LEAVES HOLDINGS INC COM 186760104 452 145900 SH Call SOLE 145900 0 0 CLEVER LEAVES HOLDINGS INC COM 186760104 136 43838 SH SOLE 43838 0 0 CLEVER LEAVES HOLDINGS INC *W EXP 12/18/202 186760112 210 456637 SH SOLE 456637 0 0 CLOVER HEALTH INVESTMENTS CO COM CL A 18914F103 93 25000 SH Call SOLE 25000 0 0 CLOVER HEALTH INVESTMENTS CO COM CL A 18914F103 157 42079 SH SOLE 42079 0 0 CLOVER HEALTH INVESTMENTS CO COM CL A 18914F103 110 29700 SH Put SOLE 29700 0 0 COPA HOLDINGS SA NOTE 4.500% 4/1 21720AAB8 1577 900000 PRN SOLE 900000 0 0 CURIOSITYSTREAM INC *W EXP 10/14/202 23130Q115 12 10000 SH SOLE 10000 0 0 CYXTERA TECHNOLOGIES INC *W EXP 09/10/202 23284C110 109 32543 SH SOLE 32543 0 0 DANAHER CORPORATION COM 235851102 823 2500 SH Put SOLE 2500 0 0 DASEKE INC *W EXP 02/27/202 23753F115 11 78843 SH SOLE 78843 0 0 DRAFTKINGS INC COM CL A 26142R104 657 23900 SH Put SOLE 23900 0 0 DRAFTKINGS INC COM CL A 26142R104 412 14992 SH SOLE 14992 0 0 EAST RES ACQUISITION CO *W EXP 07/01/202 274681113 9 16261 SH SOLE 16261 0 0 EAST STONE ACQUISITION CORP *W EXP 12/31/202 G2911D116 16 40000 SH SOLE 40000 0 0 EDIFY ACQUISITION CORP *W EXP 11/25/202 28059Q111 12 22620 SH SOLE 22620 0 0 EDOC ACQUISITION CORP *W EXP 11/30/202 G4000A110 6 30200 SH SOLE 30200 0 0 EDOC ACQUISITION CORP RIGHT 11/30/2027 G4000A136 41 100000 SH SOLE 100000 0 0 EMPOWERMENT & INCLUSION CAPI *W EXP 01/12/202 29248N118 13 25000 SH SOLE 25000 0 0 ENERGIZER HLDGS INC NEW 7.5 MCNV PFD A 29272W208 914 10520 SH SOLE 10520 0 0 ENERGIZER HLDGS INC NEW COM 29272W109 802 20000 SH Call SOLE 20000 0 0 EPR PPTYS PFD C CV 5.75% 26884U208 5739 224339 SH SOLE 224339 0 0 FARADAY FUTRE INTLGT ELCTR I *W EXP 03/20/202 307359117 1400 1477719 SH SOLE 1477719 0 0 FARADAY FUTRE INTLGT ELCTR I COM 307359109 81 15300 SH Call SOLE 15300 0 0 FARADAY FUTRE INTLGT ELCTR I COM 307359109 250 47056 SH SOLE 47056 0 0 GARRETT MOTION INC PFD CONV SER A 366505204 7961 950016 SH SOLE 950016 0 0 GEO GROUP INC NEW COM 36162J106 364 47000 SH Put SOLE 47000 0 0 GEO GROUP INC NEW COM 36162J106 446 57500 SH Call SOLE 57500 0 0 GINKGO BIOWORKS HOLDINGS INC *W EXP 08/01/202 37611X118 458 204372 SH SOLE 204372 0 0 GINKGO BIOWORKS HOLDINGS INC CL A SHS 37611X100 248 29800 SH Call SOLE 29800 0 0 GLOBIS ACQUISITION CORP *W EXP 11/01/202 379582117 10 16300 SH SOLE 16300 0 0 GREAT AJAX CORP 7.25 CV SR NT 24 38983D409 3544 136252 SH SOLE 136252 0 0 GREENCITY ACQUISITION CORP *W EXP 04/28/202 G4086B123 11 53560 SH SOLE 53560 0 0 HARBOR CUSTOM DEVELOPMENT IN 8% CONV PFD SR A 41150T207 235 14958 SH SOLE 14958 0 0 HCI GROUP INC COM 40416E103 326 3900 SH Put SOLE 3900 0 0 HCI GROUP INC NOTE 4.250% 3/0 40416EAD5 10327 7456000 PRN SOLE 7456000 0 0 HERCULES CAPITAL INC DBCV 4.375% 2/0 427096AF9 9699 9450000 PRN SOLE 9450000 0 0 IG ACQUISITION CORP *W EXP 10/05/202 449534114 12 15116 SH SOLE 15116 0 0 II-VI INC COM 902104108 4421 64700 SH Put SOLE 64700 0 0 II-VI INC 6% CONV PFD A 902104306 8238 29109 SH SOLE 29109 0 0 II-VI INC NOTE 0.250% 9/0 902104AB4 3885 2625000 PRN SOLE 2625000 0 0 INDIE SEMICONDUCTOR INC *W EXP 06/15/202 45569U119 2105 603160 SH SOLE 603160 0 0 INOVIO PHARMACEUTICALS INC COM NEW 45773H201 1029 206300 SH Put SOLE 206300 0 0 INOVIO PHARMACEUTICALS INC COM NEW 45773H201 1137 227851 SH SOLE 227851 0 0 INTL GNRL INSURANCE HLDNGS L *W EXP 03/17/202 G4809J114 16 23125 SH SOLE 23125 0 0 IRONNET INC *W EXP 08/26/202 46323Q113 1227 1146416 SH SOLE 1146416 0 0 IRONNET INC COM 46323Q105 136 32300 SH Put SOLE 32300 0 0 IRONNET INC COM 46323Q105 879 209400 SH Call SOLE 209400 0 0 ISTAR INC NOTE 3.125% 9/1 45031UCB5 3756 2000000 PRN SOLE 2000000 0 0 KATAPULT HOLDINGS INC *W EXP 06/09/202 485859110 97 169811 SH SOLE 169811 0 0 KINGSWOOD ACQUISITION CORP *W EXP 05/01/202 496861113 7 17000 SH SOLE 17000 0 0 KKR REAL ESTATE FIN TR INC NOTE 6.125% 5/1 48251KAB6 1679 1591000 PRN SOLE 1591000 0 0 KLUDEIN I ACQUISITION CORP *W EXP 07/08/202 49878L117 6 10000 SH SOLE 10000 0 0 L&F ACQUISITION CORP *W EXP 05/23/202 G53702117 11 15800 SH SOLE 15800 0 0 LI-CYCLE HOLDINGS CORP *W EXP 08/10/202 50202P113 1094 441003 SH SOLE 441003 0 0 LIGHTNING EMOTORS INC COM 53228T101 1278 212600 SH Put SOLE 212600 0 0 LIGHTNING EMOTORS INC COM 53228T101 969 161200 SH Call SOLE 161200 0 0 LIGHTNING EMOTORS INC *W EXP 08/18/202 53228T119 1044 862914 SH SOLE 862914 0 0 MALLARD ACQUISITION CORP *W EXP 06/30/202 561204116 7 24607 SH SOLE 24607 0 0 MDH ACQUISITION CORP *W EXP 02/02/202 55283P114 20 42650 SH SOLE 42650 0 0 MEDIGUS LTD *W EXP 07/23/202 58471G128 16 75000 SH SOLE 75000 0 0 MERCADOLIBRE INC COM 58733R102 270 200 SH Call SOLE 200 0 0 METEN HOLDING GROUP LTD *W EXP 03/31/202 G6055H106 1 10000 SH SOLE 10000 0 0 MICROSTRATEGY INC NOTE 0.750%12/1 594972AC5 12435 8000000 PRN SOLE 8000000 0 0 MUDRICK CAPITAL ACQU CORP II *W EXP 09/10/202 62477L115 19 25000 SH SOLE 25000 0 0 MULTIPLAN CORPORATION COM 62548M100 168 38000 SH Call SOLE 38000 0 0 NAVITAS SEMICONDUCTOR CORP *W EXP 10/19/202 63942X114 493 79303 SH SOLE 79303 0 0 NCL CORP LTD NOTE 6.000% 5/1 62886HAT8 16814 9630000 PRN SOLE 9630000 0 0 NCL CORP LTD NOTE 5.375% 8/0 62886HAX9 2130 1500000 PRN SOLE 1500000 0 0 NEXTERA ENERGY INC COM 65339F101 1867 20000 SH Call SOLE 20000 0 0 NEXTERA ENERGY INC UNIT 99/99/9999 65339F770 8761 152266 SH SOLE 152266 0 0 NEXTERA ENERGY INC UNIT 09/01/2022S 65339F796 19162 281427 SH SOLE 281427 0 0 NEXTERA ENERGY INC COM 65339F101 23881 255800 SH Put SOLE 255800 0 0 NORWEGIAN CRUISE LINE HLDG L PUT G66721954 2636 127100 SH Put SOLE 127100 0 0 NUANCE COMMUNICATIONS INC NOTE 1.250% 4/0 67020YAN0 46510 16500000 PRN SOLE 16500000 0 0 NUANCE COMMUNICATIONS INC COM 67020Y100 260 4700 SH Put SOLE 4700 0 0 NUANCE COMMUNICATIONS INC DBCV 1.000%12/1 67020YAK6 3428 1500000 PRN SOLE 1500000 0 0 OCCIDENTAL PETE CORP COM 674599105 2553 88062 SH SOLE 88062 0 0 OCCIDENTAL PETE CORP COM 674599105 693 23900 SH Call SOLE 23900 0 0 OCCIDENTAL PETE CORP *W EXP 08/03/202 674599162 3594 285033 SH SOLE 285033 0 0 OCCIDENTAL PETE CORP COM 674599105 3946 136100 SH Put SOLE 136100 0 0 OFFERPAD SOLUTIONS INC *W EXP 10/16/202 67623L117 46 43186 SH SOLE 43186 0 0 OPPFI INC *W EXP 07/20/202 68386H111 9 13000 SH SOLE 13000 0 0 OWLET INC *W EXP 09/14/202 69120X115 4 10000 SH SOLE 10000 0 0 OXBRIDGE RE HLDGS LTD *W EXP 03/26/202 G6856M114 37 63019 SH SOLE 63019 0 0 PAYSAFE LIMITED CALL G6964L907 411 105000 SH Call SOLE 105000 0 0 PAYSAFE LIMITED *W EXP 03/30/202 G6964L115 618 936083 SH SOLE 936083 0 0 PERSHING SQUARE TONTINE HLDG COM CL A 71531R109 6393 324200 SH Call SOLE 324200 0 0 PETRA ACQUISITION INC *W EXP 05/25/202 716421110 12 17815 SH SOLE 17815 0 0 PG&E CORP COM 69331C108 1255 103400 SH Put SOLE 103400 0 0 PG&E CORP UNIT 99/99/9999 69331C140 24376 210721 SH SOLE 210721 0 0 PMV CONSUMER ACQUISITION COR *W EXP 08/31/202 693486110 6 10326 SH SOLE 10326 0 0 Q2 HLDGS INC NOTE 0.750% 2/1 74736LAB5 3054 2113000 PRN SOLE 2113000 0 0 RBC BEARINGS INC 5% CNV PFD SR A 75524B203 9352 89190 SH SOLE 89190 0 0 REDBOX ENTERTAINMENT INC *W EXP 12/15/202 75724T111 32 30993 SH SOLE 30993 0 0 RENOVACOR INC *W EXP 99/99/999 75989E114 14 25188 SH SOLE 25188 0 0 ROCKET LAB USA INC *W EXP 07/30/202 773122114 429 119786 SH SOLE 119786 0 0 ROYAL CARIBBEAN GROUP COM V7780T103 299 3883 SH SOLE 3883 0 0 ROYAL CARIBBEAN GROUP NOTE 2.875%11/1 780153BF8 2474 2100000 PRN SOLE 2100000 0 0 ROYAL CARIBBEAN GROUP CALL V7780T903 569 7400 SH Call SOLE 7400 0 0 ROYAL CARIBBEAN GROUP PUT V7780T953 584 7600 SH Put SOLE 7600 0 0 RPT REALTY 7.25 PFD D CONV 74971D200 2591 43974 SH SOLE 43974 0 0 SABRE CORP COM 78573M104 1187 138200 SH Put SOLE 138200 0 0 SABRE CORP 6.50% CONV PFD A 78573M203 12079 105243 SH SOLE 105243 0 0 SHAPEWAYS HOLDINGS INC *W EXP 99/99/999 81947T110 107 209603 SH SOLE 209603 0 0 SHAPEWAYS HOLDINGS INC COMMON STOCK 81947T102 74 20000 SH Call SOLE 20000 0 0 SOFI TECHNOLOGIES INC COM 83406F102 2038 128875 SH SOLE 128875 0 0 SOFI TECHNOLOGIES INC COM 83406F102 1850 117000 SH Put SOLE 117000 0 0 SPIRE GLOBAL INC COM CL A 848560108 53 15809 SH SOLE 15809 0 0 SPIRE GLOBAL INC *W EXP 08/16/202 848560116 179 410810 SH SOLE 410810 0 0 SPIRE GLOBAL INC COM CL A 848560108 54 16100 SH Call SOLE 16100 0 0 SPIRIT AIRLS INC NOTE 4.750% 5/1 848577AA0 14890 7592000 PRN SOLE 7592000 0 0 SPIRIT AIRLS INC COM 848577102 221 10100 SH Put SOLE 10100 0 0 STARWOOD PPTY TR INC NOTE 4.375% 4/0 85571BAH8 4031 3850000 PRN SOLE 3850000 0 0 STARWOOD WAYPOINT HOMES NOTE 3.500% 1/1 19625XAB8 19869 10000000 PRN SOLE 10000000 0 0 TERADYNE INC NOTE 1.250%12/1 880770AG7 1562 302000 PRN SOLE 302000 0 0 TESLA INC COM 88160R101 6446 6100 SH Put SOLE 6100 0 0 TWO HARBORS INVENTMENT CORPO NOTE 6.250% 1/1 90187BAB7 2069 2054000 PRN SOLE 2054000 0 0 UCOMMUNE INTERNATIONAL LTD *W EXP 11/17/202 G9449A118 4 48592 SH SOLE 48592 0 0 UNITED STATES STL CORP NOTE 5.000%11/0 912909AT5 12264 6090000 PRN SOLE 6090000 0 0 UPHEALTH INC *W EXP 06/08/202 91532B119 47 161393 SH SOLE 161393 0 0 UPHEALTH INC COM 91532B101 230 102800 SH Call SOLE 102800 0 0 UPHEALTH INC COM 91532B101 87 39000 SH Put SOLE 39000 0 0 VENTOUX CCM ACQUISITION CORP *W EXP 09/30/202 92280L119 8 18000 SH SOLE 18000 0 0 VIRGIN GALACTIC HOLDINGS INC COM 92766K106 327 24450 SH SOLE 24450 0 0 VIRGIN GALACTIC HOLDINGS INC COM 92766K106 313 23400 SH Call SOLE 23400 0 0 VIRGIN GALACTIC HOLDINGS INC COM 92766K106 739 55200 SH Put SOLE 55200 0 0 VISTAS MEDIA ACQUISITION CO *W EXP 08/01/202 92840T115 33 49990 SH SOLE 49990 0 0 VIVEON HEALTH ACQUISITION CO *W EXP 99/99/999 92853V114 13 60777 SH SOLE 60777 0 0 WALLBOX NV *W EXP 99/99/999 N94209116 622 125970 SH SOLE 125970 0 0 WHOLE EARTH BRANDS INC *W EXP 06/25/202 96684W126 342 292590 SH SOLE 292590 0 0 WISDOMTREE INVTS INC NOTE 4.250% 6/1 97717PAB0 1199 1000000 PRN SOLE 1000000 0 0 WISDOMTREE INVTS INC COM 97717P104 289 47300 SH Put SOLE 47300 0 0