0001214659-23-015103.txt : 20231114 0001214659-23-015103.hdr.sgml : 20231114 20231114160014 ACCESSION NUMBER: 0001214659-23-015103 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230930 FILED AS OF DATE: 20231114 DATE AS OF CHANGE: 20231114 EFFECTIVENESS DATE: 20231114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Skaana Management L.P. CENTRAL INDEX KEY: 0001860998 IRS NUMBER: 853938474 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-22020 FILM NUMBER: 231405499 BUSINESS ADDRESS: STREET 1: 921 PRESIDENT STREET CITY: BROOKLYN STATE: NY ZIP: 11215 BUSINESS PHONE: 212-747-0444 MAIL ADDRESS: STREET 1: 921 PRESIDENT STREET CITY: BROOKLYN STATE: NY ZIP: 11215 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false false false 0001860998 XXXXXXXX 09-30-2023 09-30-2023 false Skaana Management L.P.

921 PRESIDENT STREET BROOKLYN NY 11215

13F HOLDINGS REPORT 028-22020 N Mayank Patel 212-747-0444 Mayank Patel, CCO BROOKLYN NY 11-14-2023 0 216 406582312 INFORMATION TABLE 2 infotable.xml 23ANDME HOLDING CO CLASS A COM 90138Q108 46636 47700 SH Call SOLE 47700 0 0 A SPAC II ACQUISITION CORP RIGHT 10/15/2026 G0543H133 9000 100000 SH SOLE 100000 0 0 A SPAC II ACQUISITION CORP *W EXP 10/15/202 G0543H117 954 37996 SH SOLE 37996 0 0 ABACUS LIFE INC *W EXP 06/30/202 00258Y112 6179 16261 SH SOLE 16261 0 0 AGBA GROUP HOLDING LTD *W EXP 03/15/202 G01212110 1363 46220 SH SOLE 46220 0 0 AGILETHOUGHT INC *W EXP 08/23/202 00857F118 463 46807 SH SOLE 46807 0 0 ALGONQUIN PWR UTILS CORP UNIT 06/15/2024 015857873 9451713 437782 SH SOLE 437782 0 0 ALGONQUIN PWR UTILS CORP COM 015857105 103008 17400 SH Put SOLE 17400 0 0 ALGONQUIN PWR UTILS CORP COM 015857105 257520 43500 SH Call SOLE 43500 0 0 ALLEGRO MERGER CORPEXP01/06/25 WARR 01749N111 0 45000 SH SOLE 45000 0 0 AMERICAN AIRLINES GROUP INC NOTE 6.500% 7/0 02376RAF9 14111075 13225000 PRN SOLE 13225000 0 0 AMERICAN AIRLS GROUP INC COM 02376R102 2198196 171600 SH Put SOLE 171600 0 0 AMPRIUS TECHNOLOGIES INC *W EXP 09/14/202 03214Q116 99137 367173 SH SOLE 367173 0 0 ANGHAMI INC *W EXP 02/03/202 G0369L119 590 20000 SH SOLE 20000 0 0 APOLLO GLOBAL MGMT INC SER A MAND CNV 03769M304 7306370 132602 SH SOLE 132602 0 0 ARBOR REALTY TRUST INC. 144A 7.5 Percent 08/01/2025 FIXED INCOME 038923AZ1 1206756 1200000 PRN SOLE 1200000 0 0 ARRAY TECHNOLOGIES INC NOTE 1.000%12/0 04271TAB6 1309305 1146000 PRN SOLE 1146000 0 0 AST SPACEMOBILE INC COM CL A 00217D100 2058460 541700 SH Call SOLE 541700 0 0 AST SPACEMOBILE INC COM CL A 00217D100 7980 2100 SH Put SOLE 2100 0 0 AST SPACEMOBILE INC *W EXP 04/06/202 00217D118 686134 729930 SH SOLE 729930 0 0 ASTRA SPACE INC CL A NEW 04634X202 352425 190500 SH Call SOLE 190500 0 0 BETTER HOME & FINANCE HOLDIN COM CL A 08774B102 14370 30000 SH SOLE 30000 0 0 BETTER HOME & FINANCE HOLDIN *W EXP 12/15/202 08774B110 5661 56611 SH SOLE 56611 0 0 BIGBEAR AI HLDGS INC COM 08975B109 30200 20000 SH SOLE 20000 0 0 BIGBEAR AI HLDGS INC COM 08975B109 396375 262500 SH Call SOLE 262500 0 0 BIGBEAR AI HLDGS INC *W EXP 12/08/202 08975B117 75089 166864 SH SOLE 166864 0 0 BLACKSKY TECHNOLOGY INC COM CL A 09263B108 2925 2500 SH Call SOLE 2500 0 0 BLACKSKY TECHNOLOGY INC *W EXP 09/09/202 09263B116 456 5700 SH SOLE 5700 0 0 BLACKSTONE MTG TR INC COM CL A 09257W100 108750 5000 SH Put SOLE 5000 0 0 BLADE AIR MOBILITY INC CL A COM 092667104 137011 52900 SH Call SOLE 52900 0 0 BRICKELL BIOTECH INC. EXP10/27/2025 WARR 10802T147 0 1544 SH SOLE 1544 0 0 BRIDGETOWN HOLDINGS LTD *W EXP 09/30/202 G1355U121 6727 19785 SH SOLE 19785 0 0 BRILLIANT ACQUISITION CORP RIGHT 99/99/9999 G1643W137 20900 100000 SH SOLE 100000 0 0 BRILLIANT ACQUISITION CORP *W EXP 03/30/202 G1643W129 1333 18650 SH SOLE 18650 0 0 BROOGE ENERGY LTD *W EXP 12/20/202 G1611B115 1510 100000 SH SOLE 100000 0 0 BROOKDALE SR LIVING INC UNIT 11/15/2025 112463302 6517627 111833 SH SOLE 111833 0 0 BROOKDALE SR LIVING INC COM 112463104 9936 2400 SH Call SOLE 2400 0 0 CALIFORNIA RESOURCES CORP EXP10/23/2024 WARR 13057Q123 6349229 297946 SH SOLE 297946 0 0 CALLON PETROLEUM COMPANY 10.0000 EXP12/29/2010 WARR 131990608 0 25000 SH SOLE 25000 0 0 CANO HEALTH INC COM CL A 13781Y103 187664 7400 SH Call SOLE 7400 0 0 CANO HEALTH INC COM CL A 13781Y103 91296 3600 SH Put SOLE 3600 0 0 CANOO INC COM CL A 13803R102 22295 45500 SH Call SOLE 45500 0 0 CARNIVAL CORP NOTE 5.750%10/0 143658BT8 14001971 9369000 PRN SOLE 9369000 0 0 CARNIVAL CORP COMMON STOCK 143658300 2022328 147400 SH Call SOLE 147400 0 0 CARTESIAN GROWTH CORP II *W EXP 07/12/202 G19305120 1333 8333 SH SOLE 8333 0 0 CELLECTAR BIOSCIENCES INEXP06/08/2025 WARR 15117F187 0 32500 SH SOLE 32500 0 0 CELSION CORP 2.3600 EXP12/06/2016 WARR 151993276 0 166217 SH SOLE 166217 0 0 CELSION CORP 5.2400 EXP03/30/2015 WARR 151992708 0 50000 SH SOLE 50000 0 0 CELSION CORPORATION 2.7700 EXP12/02/2017 WARR 151993052 0 200000 SH SOLE 200000 0 0 CELULARITY INC *W EXP 07/16/202 151190113 42 2770 SH SOLE 2770 0 0 CHART INDS INC 6.75DP CNV PFD B 16115Q407 5035740 75521 SH SOLE 75521 0 0 CHART INDS INC COM 16115Q308 84560 500 SH Call SOLE 500 0 0 CHART INDS INC COM 16115Q308 33824 200 SH Put SOLE 200 0 0 CHENGHE ACQUISITION CO EXP12/31/2022 WARR G2086M123 0 26250 SH SOLE 26250 0 0 CHESAPEAKE ENERGY CORP COM 165167735 1362434 15800 SH Put SOLE 15800 0 0 CHICKEN SOUP FOR THE SOUL EN *W EXP 10/22/202 16842Q134 1689 156418 SH SOLE 156418 0 0 CINEMARK HLDGS INC NOTE 4.500% 8/1 17243VAB8 6570000 4500000 PRN SOLE 4500000 0 0 CINEMARK HLDGS INC COM 17243V102 165150 9000 SH Call SOLE 9000 0 0 CLARIVATE PLC ORD SHS G21810109 671 100 SH Call SOLE 100 0 0 CLEVER LEAVES HOLDINGS INC *W EXP 12/18/202 186760112 4960 290052 SH SOLE 290052 0 0 CLIMATEROCK RIGHT 10/31/2028 G2311X134 1764 19600 SH SOLE 19600 0 0 CLIMATEROCK *W EXP 04/25/202 G2311X118 280 9800 SH SOLE 9800 0 0 COEPTIS THERAPEUTICS HLDGS I *W EXP 12/31/202 19207A116 659 29180 SH SOLE 29180 0 0 COLONY CAPITAL OPERATING CO 5.75 Percent 07/15/2025 FIXED INCOME 19626LAA5 14450261 7397000 PRN SOLE 7397000 0 0 CSG SYSTEMS INTERNATIONAL IN 3.875 Percent 09/15/2028 FIXED INCOME 126349AG4 1459650 1500000 PRN SOLE 1500000 0 0 CTO REALTY GROWTH INC. 3.875 Percent 04/15/2025 FIXED INCOME 210226AD8 3835494 3596000 PRN SOLE 3596000 0 0 CURIOSITYSTREAM INC *W EXP 10/14/202 23130Q115 225 10000 SH SOLE 10000 0 0 CUSTOM TRUCK ONE SOURCE INC *W EXP 01/01/202 23204X111 9503 118936 SH SOLE 118936 0 0 CYTOKINETICS INC COM NEW 23282W605 20622 700 SH Put SOLE 700 0 0 DERMTECH INC.11.5000EXP03/23/2024 WARR 24984K113 87 5000 SH SOLE 5000 0 0 DISCOVERY LABS INC.2.8000 EXP02/22/2016 WARR 254993397 0 8750 SH SOLE 8750 0 0 DYNAVAX TECHNOLOGIES CORP NOTE 2.500% 5/1 268158AD4 4150448 2725000 PRN SOLE 2725000 0 0 EDIFY ACQUISITION CORP *W EXP 11/25/202 28059Q111 339 22620 SH SOLE 22620 0 0 EDOC ACQUISITION CORP RIGHT 11/30/2027 G4000A136 9000 100000 SH SOLE 100000 0 0 EDOC ACQUISITION CORP *W EXP 11/30/202 G4000A110 586 20200 SH SOLE 20200 0 0 ENOVIX CORP 144A 3 Percent 05/01/2028 FIXED INCOME 293594AC1 5052813 4750000 PRN SOLE 4750000 0 0 ENOVIX CORPORATION COM 293594107 907365 72300 SH Put SOLE 72300 0 0 ENOVIX CORPORATION COM 293594107 1204800 96000 SH Call SOLE 96000 0 0 ENVIRONMENTAL IMPACT ACQU11.5000EXP09/30/2027 WARR 39536G113 0 5000 SH SOLE 5000 0 0 EOS ENERGY ENTERPRISES INC COM CL A 29415C101 860 400 SH Call SOLE 400 0 0 EOS ENERGY ENTERPRISES INC *W EXP 11/17/202 29415C119 5394 12998 SH SOLE 12998 0 0 EPR PPTYS PFD C CV 5.75% 26884U208 9925319 531334 SH SOLE 531334 0 0 EVE HLDG INC *W EXP 05/09/202 29970N112 29979 42218 SH SOLE 42218 0 0 FARADAY FUTRE INTLGT ELCTR I COM CL A NEW 307359505 570836 429200 SH Call SOLE 429200 0 0 FARADAY FUTRE INTLGT ELCTR I COM CL A NEW 307359505 3192 2400 SH Put SOLE 2400 0 0 FARADAY FUTRE INTLGT ELCTR I *W EXP 07/21/202 307359117 18268 708071 SH SOLE 708071 0 0 FAZE HOLDINGS INC COMMON STOCK 31423J102 3333 20100 SH Call SOLE 20100 0 0 FAZE HOLDINGS INC COMMON STOCK 31423J102 17 100 SH Put SOLE 100 0 0 FAZE HOLDINGS INC *W EXP 03/01/202 31423J110 3559 257905 SH SOLE 257905 0 0 FIBROCELL SCIENCE INC. 0.3000 EXP05/24/2017 WARR 315991380 0 250000 SH SOLE 250000 0 0 FISKER INC CL A COM STK 33813J106 1184490 184500 SH Call SOLE 184500 0 0 FISKER INC CL A COM STK 33813J106 381990 59500 SH Put SOLE 59500 0 0 FISKER INC. 144A 2.5 Percent 09/15/2026 FIXED INCOME 33813JAA4 1826927 3578000 PRN SOLE 3578000 0 0 FLUOR CORP NEW COM 343412102 3314010 90300 SH Put SOLE 90300 0 0 FLUOR CORP NEW COM 343412102 2880950 78500 SH Call SOLE 78500 0 0 FORAFRIC GLOBAL PLC *W EXP 06/09/202 X3R81D110 19560 16300 SH SOLE 16300 0 0 FORD MTR CO DEL COM 345370860 38502 3100 SH Call SOLE 3100 0 0 FREYR BATTERY SHS L4135L100 35208 7200 SH Call SOLE 7200 0 0 FREYR BATTERY *W EXP 09/01/202 L4135L118 2194 2194 SH SOLE 2194 0 0 GARRETT MOTION INC COM 366505105 4711767 597940 SH SOLE 597940 0 0 GARRETT MOTION INC COM 366505105 2806068 356100 SH Put SOLE 356100 0 0 GETTY IMAGES HOLDINGS INC CL A COM 374275105 7788 1200 SH Call SOLE 1200 0 0 GINKGO BIOWORKS HOLDINGS INC CL A SHS 37611X100 260278 143800 SH Call SOLE 143800 0 0 GLOBALINK INVT INC *W EXP 12/03/202 37892F125 550 50000 SH SOLE 50000 0 0 GREAT AJAX CORP 7.25 CV SR NT 24 38983D409 3164809 131211 SH SOLE 131211 0 0 GREENCITY ACQUISITION COR EXP04/30/2026 WARR G4086B123 0 53560 SH SOLE 53560 0 0 GREENROSE ACQUISITION COR EXP12/31/2024 WARR 395392111 0 13100 SH SOLE 13100 0 0 HAT HOLDINGS I LLC 144A 3.75 Percent 08/15/2028 FIXED INCOME 418751AJ2 971880 1000000 PRN SOLE 1000000 0 0 HECLA MINING COMPANY 2.4500 EXP06/09/2014 WARR 422992792 0 50000 SH SOLE 50000 0 0 HERBALIFE LTD COM SHS G4412G101 55960 4000 SH Call SOLE 4000 0 0 HERBALIFE NUTRITION LTD. 144A 4.25 Percent 06/15/2028 FIXED INCOME 42703MAE3 2137000 2000000 PRN SOLE 2000000 0 0 HUNTER MARITIME ACQUISITIEXP12/31/2021 WARR Y37828129 0 75001 SH SOLE 75001 0 0 ICORECONNECT INC. EXP08/21/2028 WARR 450958111 0 16750 SH SOLE 16750 0 0 INDIE SEMICONDUCTOR INC CLASS A COM 45569U101 115920 18400 SH Call SOLE 18400 0 0 INTERCEPT PHARMACEUTICALS IN COM 45845P108 387060 20877 SH SOLE 20877 0 0 INTERCEPT PHARMACEUTICALS IN NOTE 2.000% 5/1 45845PAB4 1957600 2000000 PRN SOLE 2000000 0 0 INTERCEPT PHARMACEUTICALS IN COM 45845P108 482040 26000 SH Put SOLE 26000 0 0 INTERCEPT PHARMACEUTICALS IN COM 45845P108 1854 100 SH Call SOLE 100 0 0 KAMAN CORP NOTE 3.250% 5/0 483548AF0 1941400 2000000 PRN SOLE 2000000 0 0 KATAPULT HOLDINGS INC COM NEW 485859201 3072 300 SH Call SOLE 300 0 0 KATAPULT HOLDINGS INC *W EXP 06/09/202 485859110 663 65000 SH SOLE 65000 0 0 LGL SYSTEMS ACQUISITION C11.5000 EXP08/26/2026 WARR 46323Q113 2908 290781 SH SOLE 290781 0 0 LI AUTO INC NOTE 0.250% 5/0 50202MAB8 4115980 2915000 PRN SOLE 2915000 0 0 LIGHTNING EMOTORS INC11.5000EXP05/18/2025 WARR 53228T119 904 392968 SH SOLE 392968 0 0 LIVEWIRE GROUP INC *W EXP 09/26/202 53838J113 64415 183989 SH SOLE 183989 0 0 LUMENTUM HOLDINGS INC. 144A 1.5 Percent 12/15/2029 FIXED INCOME 55024UAG4 909000 1000000 PRN SOLE 1000000 0 0 MICROSTRATEGY INC NOTE 0.750%12/1 594972AC5 2687024 2492000 PRN SOLE 2492000 0 0 MICROSTRATEGY INC CL A NEW 594972408 853528 2600 SH Call SOLE 2600 0 0 MODULAR MEDICAL INC.6.6000 EXP02/14/2027 WARR 60785L116 0 24000 SH SOLE 24000 0 0 NCL CORP LTD NOTE 6.000% 5/1 62886HAT8 9975000 7600000 PRN SOLE 7600000 0 0 NEXTERA ENERGY INC COM 65339F101 1088510 19000 SH Put SOLE 19000 0 0 NIO INC NOTE 4.500% 2/0 62914VAB2 588470 530000 PRN SOLE 530000 0 0 NIO INC SPON ADS 62914V106 271200 30000 SH Put SOLE 30000 0 0 NIO INC SPON ADS 62914V106 678000 75000 SH Call SOLE 75000 0 0 NIO INC. 144A 3.875 Percent 10/15/2029 FIXED INCOME 62914VAG1 1030500 1000000 PRN SOLE 1000000 0 0 NIO INC. 144A 4.625 Percent 10/15/2030 FIXED INCOME 62914VAH9 1298963 1250000 PRN SOLE 1250000 0 0 NORWEGIAN CRUISE LINE HLDG L SHS G66721104 505936 30700 SH Call SOLE 30700 0 0 NOVAVAX INC COM NEW 670002401 625290 86366 SH SOLE 86366 0 0 NOVAVAX INC COM NEW 670002401 338832 46800 SH Put SOLE 46800 0 0 NOVAVAX INC COM NEW 670002401 552412 76300 SH Call SOLE 76300 0 0 NOVAVAX INC. 144A 5 Percent 12/15/2027 FIXED INCOME 670002AC8 4681000 6200000 PRN SOLE 6200000 0 0 NOVUS CAPITAL CORP11.5000EXP06/30/2027 WARR 03783T111 36 8838 SH SOLE 8838 0 0 OCCIDENTAL PETE CORP COM 674599105 25973086 400325 SH SOLE 400325 0 0 OCCIDENTAL PETE CORP COM 674599105 10458656 161200 SH Call SOLE 161200 0 0 OCCIDENTAL PETE CORP COM 674599105 23901792 368400 SH Put SOLE 368400 0 0 OCCIDENTAL PETE CORP *W EXP 08/03/202 674599162 12928074 298915 SH SOLE 298915 0 0 OFFERPAD SOLUTIONS INC COM CL A 67623L307 27328 2800 SH Call SOLE 2800 0 0 ON SEMICONDUCTOR CORP NOTE 1.625%10/1 682189AP0 11197500 2500000 PRN SOLE 2500000 0 0 ONESPAWORLD HOLDINGS LIMI11.5000 EXP03/19/2024 WARR P73684105 2700 2700 SH SOLE 2700 0 0 OPPFI INC *W EXP 07/20/202 68386H111 516 12049 SH SOLE 12049 0 0 PARKER DRILLING COMPANYEXP09/16/2024 WARR 701081119 738 29534 SH SOLE 29534 0 0 PAYSAFE LIMITED SHS G6964L206 393272 32800 SH Call SOLE 32800 0 0 PAYSAFE LIMITED SHS G6964L206 25179 2100 SH Put SOLE 2100 0 0 PEABODY ENERGY CORP COM 704551100 244306 9400 SH Put SOLE 9400 0 0 PEABODY ENGR CORP NOTE 3.250% 3/0 704551AD2 1514750 1000000 PRN SOLE 1000000 0 0 PMV CONSUMER ACQUISITION EXP08/31/2027 WARR 693486110 12 9826 SH SOLE 9826 0 0 PRESTO AUTOMATION INC *W EXP 09/21/202 74113T113 666 13352 SH SOLE 13352 0 0 PSQ HOLDINGS INC CL A 693691107 18160 2000 SH Call SOLE 2000 0 0 PSQ HOLDINGS INC *W EXP 99/99/999 693691115 80525 57932 SH SOLE 57932 0 0 PURECYCLE TECHNOLOGIES INC COM 74623V103 205612 36651 SH SOLE 36651 0 0 PURECYCLE TECHNOLOGIES INC COM 74623V103 210375 37500 SH Put SOLE 37500 0 0 PYXIS ONCOLOGY INC EXP07/29/2027 WARR 747324119 0 73130 SH SOLE 73130 0 0 RBC BEARINGS INC 5% CNV PFD SR A 75524B203 19183805 174224 SH SOLE 174224 0 0 RBC BEARINGS INC COM 75524B104 6906835 29500 SH Call SOLE 29500 0 0 RBC BEARINGS INC COM 75524B104 16295448 69600 SH Put SOLE 69600 0 0 RIVIAN AUTOMOTIVE INC 144A 4.625 Percent 03/15/2029 FIXED INCOME 76954AAA1 4344000 3000000 PRN SOLE 3000000 0 0 ROCKET PHARMACEUTICALS INC *W EXP 09/02/202 77313F114 3959 23288 SH SOLE 23288 0 0 ROYAL CARIBBEAN GROUP NOTE 2.875%11/1 780153BF8 2252000 2000000 PRN SOLE 2000000 0 0 ROYAL CARIBBEAN GROUP NOTE 6.000% 8/1 780153BQ4 11829000 6000000 PRN SOLE 6000000 0 0 ROYAL CARIBBEAN GROUP COM V7780T103 737120 8000 SH Call SOLE 8000 0 0 RUMBLE INC COM CL A 78137L105 37740 7400 SH Call SOLE 7400 0 0 SABRE CORP COM 78573M104 47724 10629 SH SOLE 10629 0 0 SAREPTA THERAPEUTICS INC NOTE 1.250% 9/1 803607AD2 2233800 2000000 PRN SOLE 2000000 0 0 SEASTAR MEDICAL HOLDING CORP *W EXP 10/28/202 81256L112 141 10000 SH SOLE 10000 0 0 SELINA HOSPITALITY PLC *W EXP 10/27/202 G8059B119 1 100 SH SOLE 100 0 0 SELINA HOSPITALITY PLC 6 Percent 11/01/2026 FIXED INCOME 81635BAA6 367500 5250000 PRN SOLE 5250000 0 0 SHAPEWAYS HOLDINGS INC *W EXP 09/29/202 81947T110 1090 155696 SH SOLE 155696 0 0 SHARECARE INC COM CL A 81948W104 94 100 SH Call SOLE 100 0 0 SHUAA PARTNERS ACQUISTN CORP *W EXP 02/24/202 G81173117 1671 33285 SH SOLE 33285 0 0 SOFI TECHNOLOGIES INC COM 83406F102 1037102 129800 SH SOLE 129800 0 0 SOFI TECHNOLOGIES INC COM 83406F102 1037102 129800 SH Put SOLE 129800 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 12824400 30000 SH Call SOLE 30000 0 0 SPIRE GLOBAL INC COM CL A NEW 848560306 489 100 SH Call SOLE 100 0 0 SPIRIT AIRLS INC NOTE 4.750% 5/1 848577AA0 14001192 8340000 PRN SOLE 8340000 0 0 SPIRIT AIRLS INC COM 848577102 1192950 72300 SH Call SOLE 72300 0 0 SPIRIT AIRLS INC COM 848577102 976800 59200 SH Put SOLE 59200 0 0 STEM INC COM 85859N102 276448 65200 SH Put SOLE 65200 0 0 STEM INC COM 85859N102 84800 20000 SH Call SOLE 20000 0 0 STEM INC. 144A 4.25 Percent 04/01/2030 FIXED INCOME 85859NAC6 4640250 5750000 PRN SOLE 5750000 0 0 SUMMER INFANT INC5.0000 EXP04/20/2009 WARR 865646111 0 14584 SH SOLE 14584 0 0 TARGET HOSPITALITY CORP COM 87615L107 2637668 166100 SH Call SOLE 166100 0 0 TARGET HOSPITALITY CORP COM 87615L107 1702336 107200 SH Put SOLE 107200 0 0 TARGET HOSPITALITY CORP *W EXP 03/15/202 87615L115 5118278 1001620 SH SOLE 1001620 0 0 THE LION ELECTRIC COMPANY *W EXP 12/16/202 536221120 162202 311927 SH SOLE 311927 0 0 TRANSOCEAN INC. 144A 4.625 Percent 09/30/2029 FIXED INCOME 893830BU2 10375200 4000000 PRN SOLE 4000000 0 0 UCOMMUNE INTERNATIONAL LTD *W EXP 11/01/202 G9449A118 1380 48592 SH SOLE 48592 0 0 UNITED STATES STL CORP NOTE 5.000%11/0 912909AT5 221670 90000 PRN SOLE 90000 0 0 UNITED STATES STL CORP NEW COM 912909108 308560 9500 SH Put SOLE 9500 0 0 UNITED STATES STL CORP NEW COM 912909108 162400 5000 SH Call SOLE 5000 0 0 UPHEALTH INC COM NEW 91532B200 0 33200 SH Call SOLE 33200 0 0 UPHEALTH INC *W EXP 06/08/202 91532B119 0 61593 SH SOLE 61593 0 0 UWM HOLDINGS CORPORATION *W EXP 01/21/202 91823B117 702 5400 SH SOLE 5400 0 0 VERRA MOBILITY CORP CL A COM STK 92511U102 2631184 140705 SH SOLE 140705 0 0 VERRA MOBILITY CORP CL A COM STK 92511U102 1035980 55400 SH Put SOLE 55400 0 0 VERTEX ENERGY INC COM 92534K107 2153497 483932 SH SOLE 483932 0 0 VERTEX ENERGY INC COM 92534K107 735140 165200 SH Call SOLE 165200 0 0 VERTEX ENERGY INC COM 92534K107 2540505 570900 SH Put SOLE 570900 0 0 VERTICAL AEROSPACE LTD *W EXP 09/15/202 G9471C115 280 2800 SH SOLE 2800 0 0 VINFAST AUTO LTD SHS Y9390M103 304525 24362 SH SOLE 24362 0 0 VINFAST AUTO LTD SHS Y9390M103 31250 2500 SH Call SOLE 2500 0 0 VINFAST AUTO LTD *W EXP 08/11/202 Y9390M111 828556 211907 SH SOLE 211907 0 0 VIRGIN GALACTIC HOLDINGS INC COM 92766K106 144000 80000 SH Call SOLE 80000 0 0 VIVEON HEALTH ACQUISITION CO *W EXP 99/99/999 92853V114 1392 60777 SH SOLE 60777 0 0 WAYFAIR INC NOTE 3.250% 9/1 94419LAP6 4816000 4000000 PRN SOLE 4000000 0 0 WEATHERFORD INTERNATIONAL EXP11/26/2023 WARR G48833126 73478 30616 SH SOLE 30616 0 0 XOMA CORPORATION1.7600 EXP03/09/2017 WARR 983992991 0 9470 SH SOLE 9470 0 0