0001214659-23-002404.txt : 20230214
0001214659-23-002404.hdr.sgml : 20230214
20230214160029
ACCESSION NUMBER: 0001214659-23-002404
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20221231
FILED AS OF DATE: 20230214
DATE AS OF CHANGE: 20230214
EFFECTIVENESS DATE: 20230214
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Skaana Management L.P.
CENTRAL INDEX KEY: 0001860998
IRS NUMBER: 853938474
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-22020
FILM NUMBER: 23628418
BUSINESS ADDRESS:
STREET 1: 921 PRESIDENT STREET
CITY: BROOKLYN
STATE: NY
ZIP: 11215
BUSINESS PHONE: 212-747-0444
MAIL ADDRESS:
STREET 1: 921 PRESIDENT STREET
CITY: BROOKLYN
STATE: NY
ZIP: 11215
13F-HR
1
primary_doc.xml
X0202
13F-HR
LIVE
false
false
false
0001860998
XXXXXXXX
12-31-2022
12-31-2022
false
Skaana Management L.P.
921 PRESIDENT STREET
BROOKLYN
NY
11215
13F HOLDINGS REPORT
028-22020
000311817
801-119991
N
Mayank Patel
CCO
212-747-0444
Mayank Patel, CCO
BROOKLYN
NY
02-14-2023
0
180
461813524
INFORMATION TABLE
2
infotable.xml
23ANDME HOLDING CO
CLASS A COM
90138Q108
216
100
SH
Put
SOLE
100
0
0
23ANDME HOLDING CO
CLASS A COM
90138Q108
102816
47600
SH
Call
SOLE
47600
0
0
AEYE INC
CL A COM
008183105
79539
165500
SH
Call
SOLE
165500
0
0
ALGONQUIN PWR UTILS CORP
COM
015857105
549636
84300
SH
Call
SOLE
84300
0
0
ALGONQUIN PWR UTILS CORP
COM
015857105
1547848
237400
SH
Put
SOLE
237400
0
0
AMERICAN AIRLINES GROUP INC
NOTE 6.500% 7/0
02376RAF9
7378000
7000000
PRN
SOLE
7000000
0
0
AMERICAN AIRLS GROUP INC
COM
02376R102
3199080
251500
SH
Put
SOLE
251500
0
0
AMERICAN AIRLS GROUP INC
COM
02376R102
848424
66700
SH
Call
SOLE
66700
0
0
AMPRIUS TECHNOLOGIES INC
*W EXP 09/14/202
03214Q116
22327
76962
SH
SOLE
76962
0
0
ANGHAMI INC
*W EXP 02/03/202
G0369L119
522
20000
SH
SOLE
20000
0
0
ANTERO RESOURCES CORP
COM
03674X106
216930
7000
SH
SOLE
7000
0
0
ANTERO RESOURCES CORP
COM
03674X106
229326
7400
SH
Put
SOLE
7400
0
0
APEXIGEN INC
*W EXP 07/29/202
03759B110
1836
73130
SH
SOLE
73130
0
0
APOLLO COML REAL ESTATE FIN
NOTE 5.375%10/1
03762UAC9
3886110
3996000
PRN
SOLE
3996000
0
0
APPHARVEST INC
COM
03783T103
2270
4000
SH
Call
SOLE
4000
0
0
APTIV PLC
SHS
G6095L109
2207181
23700
SH
Put
SOLE
23700
0
0
APTIV PLC
SHS
G6095L109
4218789
45300
SH
Call
SOLE
45300
0
0
AST SPACEMOBILE INC
COM CL A
00217D100
119011
24691
SH
SOLE
24691
0
0
AST SPACEMOBILE INC
COM CL A
00217D100
423678
87900
SH
Put
SOLE
87900
0
0
AST SPACEMOBILE INC
COM CL A
00217D100
969302
201100
SH
Call
SOLE
201100
0
0
AST SPACEMOBILE INC
*W EXP 04/06/202
00217D118
2529309
1280663
SH
SOLE
1280663
0
0
ASTRA SPACE INC
COM CL A
04634X103
10096
23274
SH
SOLE
23274
0
0
ASTRA SPACE INC
COM CL A
04634X103
130921
301800
SH
Call
SOLE
301800
0
0
AVAYA HLDGS CORP
COM
05351X101
5841
29800
SH
Call
SOLE
29800
0
0
AVEPOINT INC
COM CL A
053604104
19317
4700
SH
Call
SOLE
4700
0
0
BIGBEAR AI HLDGS INC
*W EXP 12/08/202
08975B117
2690
87618
SH
SOLE
87618
0
0
BLACKSKY TECHNOLOGY INC
COM CL A
09263B108
3850
2500
SH
Call
SOLE
2500
0
0
BLACKSTONE MTG TR INC
COM CL A
09257W100
105850
5000
SH
Put
SOLE
5000
0
0
BLADE AIR MOBILITY INC
CL A COM
092667104
4654
1300
SH
Call
SOLE
1300
0
0
BLADE AIR MOBILITY INC
*W EXP 05/07/202
092667112
39703
79406
SH
SOLE
79406
0
0
BLINK CHARGING CO
COM
09354A100
292899
26700
SH
Put
SOLE
26700
0
0
BLINK CHARGING CO
COM
09354A100
43880
4000
SH
Call
SOLE
4000
0
0
BLINK CHARGING CO
*W EXP 02/16/202
09354A118
150348
23346
SH
SOLE
23346
0
0
BROOKDALE SR LIVING INC
UNIT 11/15/2023
112463302
3068456
69375
SH
SOLE
69375
0
0
CANO HEALTH INC
COM CL A
13781Y103
10001
7300
SH
Call
SOLE
7300
0
0
CANO HEALTH INC
COM CL A
13781Y103
4932
3600
SH
Put
SOLE
3600
0
0
CANOO INC
COM CL A
13803R102
246
200
SH
Put
SOLE
200
0
0
CANOO INC
COM CL A
13803R102
56826
46200
SH
Call
SOLE
46200
0
0
CARNIVAL CORP
COMMON STOCK
143658300
1840904
228400
SH
Call
SOLE
228400
0
0
CHART INDS INC
6.75DP CNV PFD B
16115Q407
2371370
46828
SH
SOLE
46828
0
0
CHESAPEAKE ENERGY CORP
COM
165167735
235925
2500
SH
Put
SOLE
2500
0
0
CHICKEN SOUP FOR THE SOUL EN
*W EXP 10/22/202
16842Q134
2862
156418
SH
SOLE
156418
0
0
CINEMARK HLDGS INC
NOTE 4.500% 8/1
17243VAB8
955080
1000000
PRN
SOLE
1000000
0
0
CLARIVATE PLC
ORD SHS
G21810109
513744
61600
SH
Put
SOLE
61600
0
0
CLARIVATE PLC
ORD SHS
G21810109
42534
5100
SH
Call
SOLE
5100
0
0
CLEVER LEAVES HOLDINGS INC
COM
186760104
124581
405800
SH
Call
SOLE
405800
0
0
CLEVER LEAVES HOLDINGS INC
COM
186760104
50256
163700
SH
Put
SOLE
163700
0
0
CLOVER HEALTH INVESTMENTS CO
COM CL A
18914F103
29817
32079
SH
SOLE
32079
0
0
CLOVER HEALTH INVESTMENTS CO
COM CL A
18914F103
27606
29700
SH
Put
SOLE
29700
0
0
COHERENT CORP
COM
19247G107
673920
19200
SH
Call
SOLE
19200
0
0
COHERENT CORP
COM
19247G107
6430320
183200
SH
Put
SOLE
183200
0
0
COHERENT CORP
6% CONV PFD A
19247G206
7577661
47390
SH
SOLE
47390
0
0
COWEN INC
CL A NEW
223622606
235582
6100
SH
Put
SOLE
6100
0
0
COWEN INC
CL A NEW
223622606
193100
5000
SH
Call
SOLE
5000
0
0
CURIOSITYSTREAM INC
*W EXP 10/14/202
23130Q115
598
10000
SH
SOLE
10000
0
0
CUSTOM TRUCK ONE SOURCE INC
*W EXP 01/01/202
23204X111
49539
127022
SH
SOLE
127022
0
0
DICKS SPORTING GOODS INC
NOTE 3.250% 4/1
253393AD4
3732500
1000000
PRN
SOLE
1000000
0
0
DRAFTKINGS INC NEW
COM CL A
26142V105
11390
1000
SH
Put
SOLE
1000
0
0
DYNAVAX TECHNOLOGIES CORP
COM NEW
268158201
61712
5800
SH
Put
SOLE
5800
0
0
DYNAVAX TECHNOLOGIES CORP
NOTE 2.500% 5/1
268158AD4
1760500
1400000
PRN
SOLE
1400000
0
0
EAST RES ACQUISITION CO
*W EXP 07/01/202
274681113
2846
16261
SH
SOLE
16261
0
0
EDIFY ACQUISITION CORP
*W EXP 11/25/202
28059Q111
681
22620
SH
SOLE
22620
0
0
ENCORE CAP GROUP INC
NOTE 3.250%10/0
292554AM4
3904500
3000000
PRN
SOLE
3000000
0
0
EPR PPTYS
PFD C CV 5.75%
26884U208
10470490
582665
SH
SOLE
582665
0
0
EVE HLDG INC
*W EXP 05/09/202
29970N112
6250
25000
SH
SOLE
25000
0
0
FARADAY FUTRE INTLGT ELCTR I
COM
307359109
90603
312100
SH
Call
SOLE
312100
0
0
FARADAY FUTRE INTLGT ELCTR I
COM
307359109
3251
11200
SH
Put
SOLE
11200
0
0
FARADAY FUTRE INTLGT ELCTR I
*W EXP 03/20/202
307359117
165485
2360706
SH
SOLE
2360706
0
0
FAZE HOLDINGS INC
COMMON STOCK
31423J102
185
100
SH
Put
SOLE
100
0
0
FAZE HOLDINGS INC
COMMON STOCK
31423J102
299700
162000
SH
Call
SOLE
162000
0
0
FAZE HOLDINGS INC
*W EXP 03/01/202
31423J110
32522
257905
SH
SOLE
257905
0
0
FG MERGER CORP
*W EXP 06/17/202
30324Y119
838
16750
SH
SOLE
16750
0
0
FISKER INC
CL A COM STK
33813J106
73427
10100
SH
Call
SOLE
10100
0
0
FISKER INC
CL A COM STK
33813J106
306794
42200
SH
Put
SOLE
42200
0
0
FLUOR CORP NEW
COM
343412102
277280
8000
SH
Put
SOLE
8000
0
0
FLUOR CORP NEW
COM
343412102
1143780
33000
SH
Call
SOLE
33000
0
0
FORAFRIC GLOBAL PLC
*W EXP 06/09/202
X3R81D110
11084
16300
SH
SOLE
16300
0
0
FORD MTR CO DEL
COM
345370860
36053
3100
SH
Call
SOLE
3100
0
0
FREYR BATTERY
SHS
L4135L100
46004
5300
SH
Call
SOLE
5300
0
0
GARRETT MOTION INC
COM
366505105
3266694
428700
SH
Put
SOLE
428700
0
0
GARRETT MOTION INC
PFD CONV SER A
366505204
13780913
1584013
SH
SOLE
1584013
0
0
GENIUS SPORTS LIMITED
*W EXP 04/20/202
G3934V117
180850
200944
SH
SOLE
200944
0
0
GEO GROUP INC NEW
COM
36162J106
109500
10000
SH
Put
SOLE
10000
0
0
GETAROUND INC
COM
37427G101
8356
12806
SH
SOLE
12806
0
0
GETTY IMAGES HOLDINGS INC
CL A COM
374275105
97680
17600
SH
Call
SOLE
17600
0
0
GFL ENVIRONMENTAL INC
SUB VTG SHS
36168Q104
1505345
51500
SH
Call
SOLE
51500
0
0
GFL ENVIRONMENTAL INC
SUB VTG SHS
36168Q104
3718056
127200
SH
Put
SOLE
127200
0
0
GINKGO BIOWORKS HOLDINGS INC
CL A SHS
37611X100
127764
75600
SH
Call
SOLE
75600
0
0
GLOBALINK INVT INC
*W EXP 12/03/202
37892F125
550
50000
SH
SOLE
50000
0
0
GSR II METEORA ACQUISITN COR
CLASS A COM
36263W105
218382
21595
SH
SOLE
21595
0
0
GSR II METEORA ACQUISITN COR
*W EXP 02/24/202
36263W121
1598
25000
SH
SOLE
25000
0
0
IG ACQUISITION CORP
*W EXP 10/05/202
449534114
395
15116
SH
SOLE
15116
0
0
INDIE SEMICONDUCTOR INC
CLASS A COM
45569U101
428505
73500
SH
Call
SOLE
73500
0
0
INOVIO PHARMACEUTICALS INC
COM NEW
45773H201
7488
4800
SH
Put
SOLE
4800
0
0
INTERCEPT PHARMACEUTICALS IN
COM
45845P108
214953
17377
SH
SOLE
17377
0
0
INTERCEPT PHARMACEUTICALS IN
COM
45845P108
225134
18200
SH
Call
SOLE
18200
0
0
INTERCEPT PHARMACEUTICALS IN
COM
45845P108
348834
28200
SH
Put
SOLE
28200
0
0
INTL GNRL INSURANCE HLDNGS L
SHS
G4809J106
6400
800
SH
Put
SOLE
800
0
0
INTL GNRL INSURANCE HLDNGS L
*W EXP 03/17/202
G4809J114
154683
281242
SH
SOLE
281242
0
0
IQIYI INC
SPONSORED ADS
46267X108
52470
9900
SH
Call
SOLE
9900
0
0
IRONNET INC
COM
46323Q105
7940
34523
SH
SOLE
34523
0
0
IRONNET INC
COM
46323Q105
122360
532000
SH
Call
SOLE
532000
0
0
IRONNET INC
*W EXP 08/26/202
46323Q113
5103
290781
SH
SOLE
290781
0
0
KATAPULT HOLDINGS INC
COM
485859102
2679
2800
SH
Call
SOLE
2800
0
0
KATAPULT HOLDINGS INC
*W EXP 06/09/202
485859110
4680
65000
SH
SOLE
65000
0
0
KKR & CO INC
COM
48251W104
23210
500
SH
Put
SOLE
500
0
0
LEAFLY HOLDINGS INC
COM
52178J105
130
200
SH
Call
SOLE
200
0
0
LIGHTNING EMOTORS INC
COM
53228T101
43320
118200
SH
Call
SOLE
118200
0
0
LIGHTNING EMOTORS INC
COM
53228T101
6267
17100
SH
Put
SOLE
17100
0
0
LIGHTNING EMOTORS INC
*W EXP 05/18/202
53228T119
10630
273961
SH
SOLE
273961
0
0
LIVE NATION ENTERTAINMENT IN
NOTE 2.500% 3/1
538034AQ2
6262428
5891000
PRN
SOLE
5891000
0
0
MAIDEN HOLDINGS LTD
SHS
G5753U112
70896
33600
SH
Put
SOLE
33600
0
0
MASTEC INC
COM
576323109
213325
2500
SH
Put
SOLE
2500
0
0
MERCADOLIBRE INC
COM
58733R102
169248
200
SH
Call
SOLE
200
0
0
MERCADOLIBRE INC
NOTE 2.000% 8/1
58733RAD4
4660950
2300000
PRN
SOLE
2300000
0
0
MICROSTRATEGY INC
CL A NEW
594972408
3383523
23900
SH
Call
SOLE
23900
0
0
MICROSTRATEGY INC
CL A NEW
594972408
1599741
11300
SH
Put
SOLE
11300
0
0
MICROSTRATEGY INC
NOTE 0.750%12/1
594972AC5
1518457
3270000
PRN
SOLE
3270000
0
0
MONEYLION INC
CL A
60938K106
5394
8700
SH
Call
SOLE
8700
0
0
MULTIPLAN CORPORATION
COM
62548M100
920
800
SH
Call
SOLE
800
0
0
NEXTERA ENERGY INC
COM
65339F101
5595599
66933
SH
SOLE
66933
0
0
NEXTERA ENERGY INC
COM
65339F101
49608240
593400
SH
Put
SOLE
593400
0
0
NEXTERA ENERGY INC
COM
65339F101
3511200
42000
SH
Call
SOLE
42000
0
0
NEXTERA ENERGY INC
UNIT 03/01/2023
65339F770
31859981
628402
SH
SOLE
628402
0
0
NEXTERA ENERGY INC
UNIT 09/01/2023
65339F739
7229714
143191
SH
SOLE
143191
0
0
NISOURCE INC
UNIT 12/01/2023
65473P121
3234310
31322
SH
SOLE
31322
0
0
NORWEGIAN CRUISE LINE HLDG L
SHS
G66721104
670752
54800
SH
Call
SOLE
54800
0
0
NOVAVAX INC
COM NEW
670002401
2159828
210100
SH
Put
SOLE
210100
0
0
OCCIDENTAL PETE CORP
COM
674599105
52939253
840439
SH
SOLE
840439
0
0
OCCIDENTAL PETE CORP
COM
674599105
19646581
311900
SH
Call
SOLE
311900
0
0
OCCIDENTAL PETE CORP
COM
674599105
45793730
727000
SH
Put
SOLE
727000
0
0
OCCIDENTAL PETE CORP
*W EXP 08/03/202
674599162
17554621
425773
SH
SOLE
425773
0
0
OFFERPAD SOLUTIONS INC
COM CL A
67623L109
1289
2800
SH
Call
SOLE
2800
0
0
ONESPAWORLD HOLDINGS LIMITED
COM
P73684113
12129
1300
SH
Put
SOLE
1300
0
0
OPPFI INC
*W EXP 07/20/202
68386H111
1205
12049
SH
SOLE
12049
0
0
PAYSAFE LIMITED
SHS
G6964L206
29169
2100
SH
Put
SOLE
2100
0
0
PAYSAFE LIMITED
SHS
G6964L206
1419558
102200
SH
Call
SOLE
102200
0
0
PEABODY ENERGY CORP
COM
704551100
13210
500
SH
Put
SOLE
500
0
0
PG&E CORP
COM
69331C108
1378848
84800
SH
Put
SOLE
84800
0
0
PG&E CORP
COM
69331C108
1626000
100000
SH
Call
SOLE
100000
0
0
PG&E CORP
UNIT 08/16/2023
69331C140
5248605
36388
SH
SOLE
36388
0
0
PRESTO AUTOMATION INC
*W EXP 09/21/202
74113T113
562
13352
SH
SOLE
13352
0
0
PROSPECT CAP CORP
NOTE 6.375% 3/0
74348TAT9
996300
1000000
PRN
SOLE
1000000
0
0
RBC BEARINGS INC
COM
75524B104
355895
1700
SH
Put
SOLE
1700
0
0
RBC BEARINGS INC
COM
75524B104
858335
4100
SH
Call
SOLE
4100
0
0
RBC BEARINGS INC
5% CNV PFD SR A
75524B203
10055610
98027
SH
SOLE
98027
0
0
READY CAPITAL CORP
7% CN SR NT 2023
75574U200
2245512
89677
SH
SOLE
89677
0
0
ROYAL CARIBBEAN GROUP
COM
V7780T103
588217
11900
SH
Call
SOLE
11900
0
0
RUMBLE INC
*W EXP 09/16/202
78137L113
33425
26740
SH
SOLE
26740
0
0
SABRE CORP
COM
78573M104
1399152
226400
SH
Call
SOLE
226400
0
0
SABRE CORP
COM
78573M104
5026194
813300
SH
Put
SOLE
813300
0
0
SABRE CORP
6.50% CONV PFD A
78573M203
4241410
50391
SH
SOLE
50391
0
0
SEASTAR MEDICAL HOLDING CORP
*W EXP 10/28/202
81256L112
900
10000
SH
SOLE
10000
0
0
SES AI CORPORATION
CL A COM
78397Q109
3150
1000
SH
Call
SOLE
1000
0
0
SHARECARE INC
COM CL A
81948W104
160
100
SH
Call
SOLE
100
0
0
SOFI TECHNOLOGIES INC
COM
83406F102
596995
129500
SH
Put
SOLE
129500
0
0
SOUTH JERSEY INDS INC
UNIT 04/01/2024
838518306
26799914
388292
SH
SOLE
388292
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
3824300
10000
SH
Call
SOLE
10000
0
0
SPIRE GLOBAL INC
COM CL A
848560108
67296
70100
SH
Call
SOLE
70100
0
0
SPIRIT AIRLS INC
COM
848577102
7792
400
SH
Put
SOLE
400
0
0
SPIRIT AIRLS INC
NOTE 4.750% 5/1
848577AA0
13355391
7592000
PRN
SOLE
7592000
0
0
SPLUNK INC
COM
848637104
860900
10000
SH
Call
SOLE
10000
0
0
STARWOOD PPTY TR INC
COM
85571B105
177801
9700
SH
Put
SOLE
9700
0
0
STARWOOD PPTY TR INC
COM
85571B105
628719
34300
SH
Call
SOLE
34300
0
0
SUNPOWER CORP
DBCV 4.000% 1/1
867652AL3
24873
25000
PRN
SOLE
25000
0
0
TALKSPACE INC
COM
87427V103
18338
30047
SH
SOLE
30047
0
0
TARGET HOSPITALITY CORP
*W EXP 03/15/202
87615L115
2374170
410756
SH
SOLE
410756
0
0
THE LION ELECTRIC COMPANY
COMMON STOCK
536221104
45472
20300
SH
Call
SOLE
20300
0
0
TWO HBRS INVT CORP
COM
90187B804
157700
10000
SH
Call
SOLE
10000
0
0
UCOMMUNE INTERNATIONAL LTD
*W EXP 11/01/202
G9449A118
777
48592
SH
SOLE
48592
0
0
UNITED STATES STL CORP
NOTE 5.000%11/0
912909AT5
10802000
5401000
PRN
SOLE
5401000
0
0
UNITED STATES STL CORP NEW
COM
912909108
563625
22500
SH
Call
SOLE
22500
0
0
UPHEALTH INC
COM NEW
91532B200
86064
52800
SH
Call
SOLE
52800
0
0
UPHEALTH INC
*W EXP 06/08/202
91532B119
801
61593
SH
SOLE
61593
0
0
VERTEX ENERGY INC
COM
92534K107
5019520
809600
SH
Put
SOLE
809600
0
0
VERTEX ENERGY INC
COM
92534K107
2021200
326000
SH
Call
SOLE
326000
0
0
VIRGIN GALACTIC HOLDINGS INC
COM
92766K106
42807
12301
SH
SOLE
12301
0
0
VIRGIN GALACTIC HOLDINGS INC
COM
92766K106
147552
42400
SH
Call
SOLE
42400
0
0
VIVEON HEALTH ACQUISITION CO
*W EXP 99/99/999
92853V114
3039
60777
SH
SOLE
60777
0
0
VOYA FINANCIAL INC
COM
929089100
6149
100
SH
Call
SOLE
100
0
0