The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | |||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | ||||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | (to the nearest dollar) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ISHARES TR | IBOXX INV CP ETF | 464287242 | 1,115,223,320 | 10,928,205 | SH | DFND | 1,2 | 10,928,205 | 0 | 0 | ||
ISHARES TR | IBOXX HI YD ETF | 464288513 | 22,119,000 | 300,000 | SH | DFND | 1,2 | 300,000 | 0 | 0 | ||
ISHARES TR | INTRMD CR BD ETF | 464288638 | 37,912,556 | 779,292 | SH | DFND | 1 | 779,292 | 0 | 0 | ||
ISHARES TR | SH TR CRPORT ETF | 464288646 | 4,816,737 | 96,644 | SH | DFND | 1 | 96,644 | 0 | 0 | ||
ISHARES TR | 10+ YR INVST GRD | 464289511 | 72,972,720 | 1,548,000 | SH | DFND | 1 | 1,548,000 | 0 | 0 | ||
VANGUARD WHITEHALL FDS | EM MK GOV BD ETF | 921946885 | 22,309,236 | 377,100 | SH | DFND | 1 | 377,100 | 0 | 0 | ||
AIM ETF PRODUCTS TRUST | US LRG CP BUF10 | 00888H109 | 2,042,857 | 66,456 | SH | DFND | 1 | 66,456 | 0 | 0 | ||
AIM ETF PRODUCTS TRUST | US LRG CP BUF20 | 00888H208 | 111,800 | 4,000 | SH | DFND | 1 | 4,000 | 0 | 0 | ||
AIM ETF PRODUCTS TRUST | US LRG CP BUF10 | 00888H307 | 40,387 | 1,310 | SH | DFND | 1 | 1,310 | 0 | 0 | ||
AIM ETF PRODUCTS TRUST | US LRG CP BUF20 | 00888H406 | 146,650 | 5,000 | SH | DFND | 1 | 5,000 | 0 | 0 | ||
AIM ETF PRODUCTS TRUST | US LRG CP BUFR20 | 00888H505 | 155,250 | 5,000 | SH | DFND | 1 | 5,000 | 0 | 0 | ||
AIM ETF PRODUCTS TRUST | US LRG CP BFR 10 | 00888H604 | 9,380,268 | 296,750 | SH | DFND | 1 | 296,750 | 0 | 0 | ||
AIM ETF PRODUCTS TRUST | US LRG CP BUF20 | 00888H737 | 4,960,603 | 194,381 | SH | DFND | 1 | 194,381 | 0 | 0 | ||
AIM ETF PRODUCTS TRUST | US LRG CP BUF10 | 00888H745 | 4,821,439 | 188,117 | SH | DFND | 1 | 188,117 | 0 | 0 | ||
AIM ETF PRODUCTS TRUST | US LRG CP BUF20 | 00888H752 | 5,104,035 | 199,143 | SH | DFND | 1 | 199,143 | 0 | 0 | ||
AIM ETF PRODUCTS TRUST | US LRG CP BUF10 | 00888H760 | 5,128,040 | 199,302 | SH | DFND | 1 | 199,302 | 0 | 0 | ||
AIM ETF PRODUCTS TRUST | US LRG CAP BUF20 | 00888H778 | 5,149,815 | 194,700 | SH | DFND | 1 | 194,700 | 0 | 0 | ||
AIM ETF PRODUCTS TRUST | US LRG CAP BUF20 | 00888H786 | 4,698,588 | 179,541 | SH | DFND | 1 | 179,541 | 0 | 0 | ||
AIM ETF PRODUCTS TRUST | US LRG CP BUF20 | 00888H794 | 1,526,612 | 58,201 | SH | DFND | 1 | 58,201 | 0 | 0 | ||
AIM ETF PRODUCTS TRUST | US LRG CAP BUF10 | 00888H810 | 5,360,391 | 199,940 | SH | DFND | 1 | 199,940 | 0 | 0 | ||
AIM ETF PRODUCTS TRUST | US LRG CAP BUF10 | 00888H828 | 4,584,086 | 174,765 | SH | DFND | 1 | 174,765 | 0 | 0 | ||
AIM ETF PRODUCTS TRUST | US LRG CP BUF10 | 00888H836 | 4,701,078 | 179,362 | SH | DFND | 1 | 179,362 | 0 | 0 | ||
AIM ETF PRODUCTS TRUST | US LRG CAP BUF20 | 00888H844 | 3,498,063 | 127,434 | SH | DFND | 1 | 127,434 | 0 | 0 | ||
AIM ETF PRODUCTS TRUST | US LRG CAP BUF10 | 00888H851 | 4,501,948 | 163,886 | SH | DFND | 1 | 163,886 | 0 | 0 | ||
AIM ETF PRODUCTS TRUST | ALLIANZIM U S LA | 00888H869 | 8,789,045 | 358,883 | SH | DFND | 1 | 358,883 | 0 | 0 | ||
AIM ETF PRODUCTS TRUST | US LARGE CAP 6 MON | 00888H877 | 8,120,760 | 298,887 | SH | DFND | 1 | 298,887 | 0 | 0 | ||
AIM ETF PRODUCTS TRUST | US LRG CAP BUF10 | 00888H711 | 4,840,728 | 199,700 | SH | DFND | 1 | 199,700 | 0 | 0 | ||
AIM ETF PRODUCTS TRUST | US LRG CAP BUF20 | 00888H729 | 4,766,477 | 200,020 | SH | DFND | 1 | 200,020 | 0 | 0 | ||
AIM ETF PRODUCTS TRUST | US LRG CAP BUF10 | 00888H687 | 4,859,274 | 198,906 | SH | DFND | 1 | 198,906 | 0 | 0 | ||
AIM ETF PRODUCTS TRUST | US LRG CAP BUF20 | 00888H695 | 4,807,251 | 199,223 | SH | DFND | 1 | 199,223 | 0 | 0 | ||
IMPACT SHS TR I | AFFORDABLE HOUS | 45259R103 | 20,292,204 | 1,248,751 | SH | DFND | 1 | 1,248,751 | 0 | 0 | ||
PIMCO ETF TR | ENHANCD SHORT | 72201R643 | 24,426,900 | 249,000 | SH | DFND | 1 | 249,000 | 0 | 0 | ||
PIMCO ETF TR | 0-5 HIGH YIELD | 72201R783 | 901,123 | 9,977 | SH | DFND | 1 | 9,977 | 0 | 0 | ||
PIMCO ETF TR | INV GRD CRP BD | 72201R817 | 820,080 | 9,000 | SH | DFND | 1 | 9,000 | 0 | 0 | ||
PIMCO ETF TR | ENHAN SHRT MA AC | 72201R833 | 984,981 | 9,838 | SH | DFND | 1 | 9,838 | 0 | 0 | ||
SPDR SERIES TRUST | PORTFOLIO INTRMD | 78464A375 | 12,788,262 | 406,622 | SH | DFND | 1 | 406,622 | 0 | 0 | ||
VANECK VECTORS ETF TR | FALLEN ANGEL HG | 92189F437 | 6,712,017 | 248,042 | SH | DFND | 1 | 248,042 | 0 | 0 | ||
VANGUARD SCOTTSDALE FDS | LG-TERM COR BD | 92206C813 | 173,010,619 | 2,416,012 | SH | DFND | 1 | 2,416,012 | 0 | 0 |