The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | |||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | ||||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | (to the nearest dollar) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| ISHARES TR | IBOXX INV CP ETF | 464287242 | 597,378 | 5,669,335 | SH | DFND | 1,2 | 5,669,335 | 0 | 0 | ||
| ISHARES TR | INTRMD CR BD ETF | 464288638 | 38,583 | 779,292 | SH | DFND | 1,2 | 779,292 | 0 | 0 | ||
| SPDR SERIES TRUST | PORTFOLIO INTRMD | 78464A375 | 44,171 | 1,387,722 | SH | DFND | 1 | 1,387,722 | 0 | 0 | ||
| VANGUARD SCOTTSDALE FDS | LG-TERM COR BD | 92206C813 | 178,634 | 2,358,512 | SH | DFND | 1 | 2,358,512 | 0 | 0 | ||
| ISHARES TR | SH TR CRPORT ETF | 464288646 | 6,185 | 124,144 | SH | DFND | 124,144 | 0 | 0 | |||
| PIMCO ETF TR | 0-5 HIGH YIELD | 72201R783 | 891 | 9,977 | SH | DFND | 1 | 9,977 | 0 | 0 | ||
| PIMCO ETF TR | ENHAN SHRT MA AC | 72201R833 | 971 | 9,838 | SH | DFND | 1 | 9,838 | 0 | 0 | ||
| PIMCO ETF TR | INV GRD CRP BD | 72201R817 | 837 | 9,000 | SH | DFND | 1 | 9,000 | 0 | 0 | ||
| PIMCO ETF TR | ENHANCD SHORT | 72201R643 | 24,126 | 249,000 | SH | DFND | 1 | 249,000 | 0 | 0 | ||
| VANECK VECTORS ETF TR | FALLEN ANGEL HG | 92189F437 | 6,702 | 248,042 | SH | DFND | 1 | 248,042 | 0 | 0 | ||
| AIM ETF PRODUCTS TRUST | US LRG CP BUF10 | 00888H109 | 2,094 | 76,517 | SH | DFND | 1 | 76,517 | 0 | 0 | ||
| AIM ETF PRODUCTS TRUST | US LRG CP BUF10 | 00888H307 | 36 | 1,310 | SH | DFND | 1 | 1,310 | 0 | 0 | ||
| AIM ETF PRODUCTS TRUST | US LRG CP BUF20 | 00888H406 | 134 | 5,000 | SH | DFND | 1 | 5,000 | 0 | 0 | ||
| AIM ETF PRODUCTS TRUST | US LRG CP BFR 10 | 00888H604 | 12,831 | 455,000 | SH | DFND | 1 | 455,000 | 0 | 0 | ||
| AIM ETF PRODUCTS TRUST | US LRG CP BUFR20 | 00888H505 | 2,237 | 80,500 | SH | DFND | 1 | 80,500 | 0 | 0 | ||
| ISHARES | 10+ YR INVT GRD | 464289511 | 77,075 | 1,548,000 | SH | DFND | 1 | 1,548,000 | 0 | 0 | ||
| IMPACT SHS TR I | AFFORDABLE HOUS | 45259R103 | 21,266 | 1,248,751 | SH | DFND | 1 | 1,248,751 | 0 | 0 | ||
| AIM ETF PRODUCTS TRUST | US LARGE CAP 6 MON | 00888H877 | 11,303 | 490,780 | SH | DFND | 1 | 490,780 | 0 | 0 | ||
| ISHARES TR | IBOXX HI YD ETF | 464288513 | 22,086 | 300,000 | SH | DFND | 1 | 300,000 | 0 | 0 | ||
| AIM ETF PRODUCTS TRUST | ALLIANZIM U S LA | 00888H869 | 8,947 | 398,883 | SH | DFND | 1 | 398,883 | 0 | 0 | ||
| VANGUARD WHITEHALL FDS | EM MK GOV BD ETF | 921946885 | 22,996 | 377,100 | SH | DFND | 1 | 377,100 | 0 | 0 | ||
| AIM ETF PRODUCTS TRUST | US LRG CP BUF20 | 00888H208 | 105 | 4,000 | SH | DFND | 1 | 4,000 | 0 | 0 | ||
| AIM ETF PRODUCTS TRUST | US LRG CP BUF10 | 00888H836 | 4,777 | 199,362 | SH | DFND | 1 | 199,362 | 0 | 0 | ||
| AIM ETF PRODUCTS TRUST | US LRG CP BUF20 | 00888H794 | 4,860 | 199,362 | SH | DFND | 1 | 199,362 | 0 | 0 | ||
| AIM ETF PRODUCTS TRUST | US LRG CAP BUF10 | 00888H851 | 4,980 | 198,886 | SH | DFND | 1 | 198,886 | 0 | 0 | ||
| AIM ETF PRODUCTS TRUST | US LRG CAP BUF20 | 00888H844 | 4,888 | 194,203 | SH | DFND | 1 | 194,203 | 0 | 0 | ||