The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
|
COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ISHARES TR | IBOXX INV CP ETF | 464287242 | 551,096 | 4,158,585 | SH | DFND | 1,2 | 4,158,585 | 0 | 0 | |
ISHARES TR | INTRMD CR BD ETF | 464288638 | 32,347 | 545,762 | SH | DFND | 1 | 545,762 | 0 | 0 | |
SPDR SERIES TRUST | PORTFOLIO INTRMD | 78464A375 | 57,057 | 1,578,340 | SH | DFND | 1 | 1,578,340 | 0 | 0 | |
VANGUARD SCOTTSDALE FDS | LG-TERM COR BD | 92206C813 | 237,559 | 2,244,512 | SH | DFND | 1 | 2,244,512 | 0 | 0 | |
ISHARES TR | SH TR CRPORT ETF | 464288646 | 9,793 | 183,449 | SH | DFND | 183,449 | 0 | 0 | ||
PIMCO ETF TR | 0-5 HIGH YIELD | 72201R783 | 989 | 9,977 | SH | DFND | 1 | 9,977 | 0 | 0 | |
PIMCO ETF TR | ENHAN SHRT MA AC | 72201R833 | 999 | 9,838 | SH | DFND | 1 | 9,838 | 0 | 0 | |
PIMCO ETF TR | INV GRD CRP BD | 72201R817 | 1,016 | 9,000 | SH | DFND | 1 | 9,000 | 0 | 0 | |
PIMCO ETF TR | ENHANCD SHORT | 72201R643 | 24,945 | 249,000 | SH | DFND | 1 | 249,000 | 0 | 0 | |
VANECK VECTORS ETF TR | FALLEN ANGEL HG | 92189F437 | 8,178 | 248,042 | SH | DFND | 1 | 248,042 | 0 | 0 | |
AIM ETF PRODUCTS TRUST | US LRG CP BUF10 | 00888H109 | 3,882 | 132,517 | SH | DFND | 1 | 132,517 | 0 | 0 | |
AIM ETF PRODUCTS TRUST | US LRG CP BUF20 | 00888H208 | 541 | 20,000 | SH | DFND | 1 | 20,000 | 0 | 0 | |
AIM ETF PRODUCTS TRUST | US LRG CP BUF10 | 00888H307 | 3,777 | 128,810 | SH | DFND | 1 | 128,810 | 0 | 0 | |
AIM ETF PRODUCTS TRUST | US LRG CP BUF20 | 00888H406 | 6,194 | 227,872 | SH | DFND | 1 | 227,872 | 0 | 0 | |
AIM ETF PRODUCTS TRUST | US LRG CP BFR 10 | 00888H604 | 20,506 | 674,301 | SH | DFND | 1 | 674,301 | 0 | 0 | |
AIM ETF PRODUCTS TRUST | US LRG CP BUFR20 | 00888H505 | 20,345 | 735,000 | SH | DFND | 1 | 735,000 | 0 | 0 | |
AIM ETF PRODUCTS TRUST | US LRG CP BUFR20 | 00888H802 | 266 | 10,000 | SH | DFND | 1 | 10,000 | 0 | 0 | |
AIM ETF PRODUCTS TRUST | US LRG CP BUFR10 | 00888H703 | 282 | 10,000 | SH | DFND | 1 | 10,000 | 0 | 0 | |
ISHARES | 10+ YR INVT GRD | 464289511 | 102,239 | 1,470,000 | SH | DFND | 1 | 1,470,000 | 0 | 0 | |
IMPACT SHS TR I | AFFORDABLE HOUS | 45259R103 | 24,538 | 1,248,751 | SH | DFND | 1 | 1,248,751 | 0 | 0 | |
AIM ETF PRODUCTS TRUST | US LARGE CAP 6 MON | 00888H877 | 15,096 | 579,280 | SH | DFND | 1 | 579,280 | 0 | 0 |