0001104659-23-044191.txt : 20230411
0001104659-23-044191.hdr.sgml : 20230411
20230411200028
ACCESSION NUMBER: 0001104659-23-044191
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230309
FILED AS OF DATE: 20230411
DATE AS OF CHANGE: 20230411
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Chardan Monterey Investments LLC
CENTRAL INDEX KEY: 0001969322
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40861
FILM NUMBER: 23814429
BUSINESS ADDRESS:
STREET 1: 17 STATE STREET, 21ST FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10004
BUSINESS PHONE: 917-267-0216
MAIL ADDRESS:
STREET 1: 17 STATE STREET, 21ST FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10004
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Monterey Innovation Acquisition Corp
CENTRAL INDEX KEY: 0001860663
STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770]
IRS NUMBER: 852204842
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 17 STATE STREET
STREET 2: 21ST FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10004
BUSINESS PHONE: 917-267-0216
MAIL ADDRESS:
STREET 1: 17 STATE STREET
STREET 2: 21ST FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10004
FORMER COMPANY:
FORMER CONFORMED NAME: Monterey Bio Acquisition Corp
DATE OF NAME CHANGE: 20210505
4
1
tm2311771-2_4seq1.xml
OWNERSHIP DOCUMENT
X0407
4
2023-03-09
0
0001860663
Monterey Innovation Acquisition Corp
MTRY
0001969322
Chardan Monterey Investments LLC
C/O MONTEREY BIO ACQUISITION CORPORATION
17 STATE STREET, 21ST FLOOR
NEW YORK
NY
10004
0
0
1
0
0
Common Stock
2023-03-09
4
S
0
13125
0.006
D
624375
D
Common Stock
2023-03-09
4
P
0
478125
0.006
A
1102500
D
Represents shares of common stock transferred from Chardan Monterey Investments LLC ("Chardan") to certain affiliates of Chardan for a price per share of $0.006, pursuant to Share Transfer Agreements dated March 9, 2023.
The shares are held directly by Chardan. Jonas Grossman, as the managing member of Chardan, has voting and dispositive power over the shares held by Chardan and may be deemed to beneficially own such shares. Mr. Grossman disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.
Represents shares of common stock transferred from NorthStar Bio Ventures, LLC ("NorthStar") to Chardan for a price per share of $0.006, pursuant to a Share Transfer Agreement dated March 9, 2023.
Chardan Monterey Investments LLC, By: /s/ Jason T. Simon, as Attorney-in-Fact
2023-04-11