0001104659-23-044191.txt : 20230411 0001104659-23-044191.hdr.sgml : 20230411 20230411200028 ACCESSION NUMBER: 0001104659-23-044191 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230309 FILED AS OF DATE: 20230411 DATE AS OF CHANGE: 20230411 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Chardan Monterey Investments LLC CENTRAL INDEX KEY: 0001969322 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40861 FILM NUMBER: 23814429 BUSINESS ADDRESS: STREET 1: 17 STATE STREET, 21ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10004 BUSINESS PHONE: 917-267-0216 MAIL ADDRESS: STREET 1: 17 STATE STREET, 21ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10004 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Monterey Innovation Acquisition Corp CENTRAL INDEX KEY: 0001860663 STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770] IRS NUMBER: 852204842 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 17 STATE STREET STREET 2: 21ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10004 BUSINESS PHONE: 917-267-0216 MAIL ADDRESS: STREET 1: 17 STATE STREET STREET 2: 21ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10004 FORMER COMPANY: FORMER CONFORMED NAME: Monterey Bio Acquisition Corp DATE OF NAME CHANGE: 20210505 4 1 tm2311771-2_4seq1.xml OWNERSHIP DOCUMENT X0407 4 2023-03-09 0 0001860663 Monterey Innovation Acquisition Corp MTRY 0001969322 Chardan Monterey Investments LLC C/O MONTEREY BIO ACQUISITION CORPORATION 17 STATE STREET, 21ST FLOOR NEW YORK NY 10004 0 0 1 0 0 Common Stock 2023-03-09 4 S 0 13125 0.006 D 624375 D Common Stock 2023-03-09 4 P 0 478125 0.006 A 1102500 D Represents shares of common stock transferred from Chardan Monterey Investments LLC ("Chardan") to certain affiliates of Chardan for a price per share of $0.006, pursuant to Share Transfer Agreements dated March 9, 2023. The shares are held directly by Chardan. Jonas Grossman, as the managing member of Chardan, has voting and dispositive power over the shares held by Chardan and may be deemed to beneficially own such shares. Mr. Grossman disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein. Represents shares of common stock transferred from NorthStar Bio Ventures, LLC ("NorthStar") to Chardan for a price per share of $0.006, pursuant to a Share Transfer Agreement dated March 9, 2023. Chardan Monterey Investments LLC, By: /s/ Jason T. Simon, as Attorney-in-Fact 2023-04-11