0001104659-24-036713.txt : 20240320 0001104659-24-036713.hdr.sgml : 20240320 20240320161832 ACCESSION NUMBER: 0001104659-24-036713 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240318 FILED AS OF DATE: 20240320 DATE AS OF CHANGE: 20240320 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Williams Brad CENTRAL INDEX KEY: 0001876053 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40698 FILM NUMBER: 24768019 MAIL ADDRESS: STREET 1: 13386 INTERNATIONAL PARKWAY CITY: JACKSONVILLE STATE: FL ZIP: 32218 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Cadre Holdings, Inc. CENTRAL INDEX KEY: 0001860543 STANDARD INDUSTRIAL CLASSIFICATION: ORTHOPEDIC, PROSTHETIC & SURGICAL APPLIANCES & SUPPLIES [3842] ORGANIZATION NAME: 08 Industrial Applications and Services IRS NUMBER: 383873146 STATE OF INCORPORATION: DE BUSINESS ADDRESS: STREET 1: 13386 INTERNATIONAL PKWY CITY: JACKSONVILLE STATE: FL ZIP: 32218 BUSINESS PHONE: (904) 741-5400 MAIL ADDRESS: STREET 1: 13386 INTERNATIONAL PKWY CITY: JACKSONVILLE STATE: FL ZIP: 32218 4 1 tm249207-7_4seq1.xml OWNERSHIP DOCUMENT X0508 4 2024-03-18 0 0001860543 Cadre Holdings, Inc. CDRE 0001876053 Williams Brad C/O CADRE HOLDINGS, INC. 13386 INTERNATIONAL PKWY JACKSONVILLE FL 32218 0 1 0 0 PRESIDENT 0 Common Stock, par value $0.0001 per share ("Common Stock") 2024-03-18 4 M 0 87000 A 170153 D Common Stock 2024-03-18 4 F 0 34235 34.66 D 135918 D Phantom Stock 2024-03-18 4 M 0 87000 0 D Common Stock 87000 0 D Restricted Stock Units 2024-03-18 4 A 0 13524 0 A Common Stock 13524 13524 D Stock Option (right to purchase) 34.66 2024-03-18 4 A 0 42614 0 A 2034-03-18 Common Stock 42614 42614 D On March 9, 2022, the Reporting Person was granted a phantom stock award under the Safariland Group Amended and Restated 2021 Phantom Restricted Share Plan consisting of 261,000 shares of phantom stock. Each share of phantom stock is the economic equivalent of one share of Cadre Holdings, Inc. (the "Issuer") Common Stock. 87,000 shares of phantom stock vested and became non-forfeitable on each of March 18, 2022, March 18, 2023 and March 18, 2024, respectively. Represents the number of shares of Common Stock withheld by the Issuer to satisfy the tax withholding obligations incurred by Mr. Browers as a result of the vesting on March 18, 2024 of a portion of the phantom stock award. Comprised of a restricted stock units award granted under the Issuer's 2021 Stock Incentive Plan (the "Plan") consisting of 13,524 shares of the Issuer's Common Stock. 4,508 shares of the Issuer's Common Stock will vest and become non-forfeitable on each of March 18, 2025, March 18, 2026 and March 13, 2027, respectively. The option to purchase shares of the Issuer's Common Stock was granted under the Plan. Options to purchase 14,206 shares of the Issuer's Common Stock will vest and become exercisable on March 18, 2025 and options to purchase 14,204 shares of the Issuer's Common Stock will vest and become exercisable on each of March 18, 2026 and March 18, 2027. /s/ Brad Williams 2024-03-20