0001829126-23-004531.txt : 20230630
0001829126-23-004531.hdr.sgml : 20230630
20230630174535
ACCESSION NUMBER: 0001829126-23-004531
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230628
FILED AS OF DATE: 20230630
DATE AS OF CHANGE: 20230630
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Herson Michael
CENTRAL INDEX KEY: 0001863956
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40959
FILM NUMBER: 231062970
MAIL ADDRESS:
STREET 1: 400 CONTINENTAL BLVD, SUITE 600
CITY: EL SEGUNDO
STATE: CA
ZIP: 90245
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: TKB Critical Technologies 1
CENTRAL INDEX KEY: 0001860514
STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770]
IRS NUMBER: 981598442
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 888 SAN CLEMENTE DR.
STREET 2: SUITE 400
CITY: NEWPORT BEACH
STATE: CA
ZIP: 92660
BUSINESS PHONE: (949) 720-7133
MAIL ADDRESS:
STREET 1: 888 SAN CLEMENTE DR.
STREET 2: SUITE 400
CITY: NEWPORT BEACH
STATE: CA
ZIP: 92660
4
1
ownership.xml
FORM 4
X0407
4
2023-06-28
0
0001860514
TKB Critical Technologies 1
USCT
0001863956
Herson Michael
C/O TKB CRITICAL TECHNOLOGIES 1
400 CONTINENTAL BLVD, SUITE 600
EL SEGUNDO
CA
90245
1
0
0
0
0
Class A Ordinary Shares
2023-06-28
4
C
0
6250
A
6250
D
Class B Ordinary Shares
2023-06-28
4
J
0
18750
D
Class A Ordinary Shares
18750
6250
D
Class B Ordinary Shares
2023-06-28
4
C
0
6250
D
Class A Ordinary Shares
6250
0
D
In accordance with the amended and restated memorandum and articles of association of TKB Critical Technologies 1 ("TKB"), the Reporting Person elected to convert 6,250 Class B Ordinary Shares into Class A Ordinary Shares on a one-for-one basis for no consideration.
The Class B Ordinary Shares are (i) convertible into Class A Ordinary Shares at the Reporting Person's election on a one-for-one basis and (ii) automatically convertible into Class A Ordinary Shares at the time of the closing of the Issuer's initial business combination on a one-for-one basis, in each case subject to adjustment pursuant to certain anti-dilution rights, and have no expiration date.
On June 25, 2023, the Reporting Person entered into a Securities Transfer Agreement with certain third party buyers named therein ("Buyers"), the Issuer, TKB Sponsor I LLC and each other independent director of the Issuer, pursuant to which, on June 28, 2023, the Reporting Person sold 18,750 Cass B Ordinary Shares to Buyers for no consideration.
/s/ Michael Herson
2023-06-30