0001829126-23-004531.txt : 20230630 0001829126-23-004531.hdr.sgml : 20230630 20230630174535 ACCESSION NUMBER: 0001829126-23-004531 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230628 FILED AS OF DATE: 20230630 DATE AS OF CHANGE: 20230630 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Herson Michael CENTRAL INDEX KEY: 0001863956 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40959 FILM NUMBER: 231062970 MAIL ADDRESS: STREET 1: 400 CONTINENTAL BLVD, SUITE 600 CITY: EL SEGUNDO STATE: CA ZIP: 90245 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TKB Critical Technologies 1 CENTRAL INDEX KEY: 0001860514 STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770] IRS NUMBER: 981598442 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 888 SAN CLEMENTE DR. STREET 2: SUITE 400 CITY: NEWPORT BEACH STATE: CA ZIP: 92660 BUSINESS PHONE: (949) 720-7133 MAIL ADDRESS: STREET 1: 888 SAN CLEMENTE DR. STREET 2: SUITE 400 CITY: NEWPORT BEACH STATE: CA ZIP: 92660 4 1 ownership.xml FORM 4 X0407 4 2023-06-28 0 0001860514 TKB Critical Technologies 1 USCT 0001863956 Herson Michael C/O TKB CRITICAL TECHNOLOGIES 1 400 CONTINENTAL BLVD, SUITE 600 EL SEGUNDO CA 90245 1 0 0 0 0 Class A Ordinary Shares 2023-06-28 4 C 0 6250 A 6250 D Class B Ordinary Shares 2023-06-28 4 J 0 18750 D Class A Ordinary Shares 18750 6250 D Class B Ordinary Shares 2023-06-28 4 C 0 6250 D Class A Ordinary Shares 6250 0 D In accordance with the amended and restated memorandum and articles of association of TKB Critical Technologies 1 ("TKB"), the Reporting Person elected to convert 6,250 Class B Ordinary Shares into Class A Ordinary Shares on a one-for-one basis for no consideration. The Class B Ordinary Shares are (i) convertible into Class A Ordinary Shares at the Reporting Person's election on a one-for-one basis and (ii) automatically convertible into Class A Ordinary Shares at the time of the closing of the Issuer's initial business combination on a one-for-one basis, in each case subject to adjustment pursuant to certain anti-dilution rights, and have no expiration date. On June 25, 2023, the Reporting Person entered into a Securities Transfer Agreement with certain third party buyers named therein ("Buyers"), the Issuer, TKB Sponsor I LLC and each other independent director of the Issuer, pursuant to which, on June 28, 2023, the Reporting Person sold 18,750 Cass B Ordinary Shares to Buyers for no consideration. /s/ Michael Herson 2023-06-30