Chief Compliance Officer

0001398344-21-020794.txt : 20211102 0001398344-21-020794.hdr.sgml : 20211102 20211102081945 ACCESSION NUMBER: 0001398344-21-020794 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210930 FILED AS OF DATE: 20211102 DATE AS OF CHANGE: 20211102 EFFECTIVENESS DATE: 20211102 FILER: COMPANY DATA: COMPANY CONFORMED NAME: TECTONIC ADVISORS LLC CENTRAL INDEX KEY: 0001859918 IRS NUMBER: 202925399 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-21254 FILM NUMBER: 211369365 BUSINESS ADDRESS: STREET 1: 6900 NORTH DALLAS PARKWAY STREET 2: SUITE 630 CITY: PLANO STATE: TX ZIP: 75024 BUSINESS PHONE: 713-250-4200 MAIL ADDRESS: STREET 1: 6900 NORTH DALLAS PARKWAY STREET 2: SUITE 630 CITY: PLANO STATE: TX ZIP: 75024 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001859918 XXXXXXXX 09-30-2021 09-30-2021 false TECTONIC ADVISORS LLC

6900 NORTH DALLAS PARKWAY SUITE 630 PLANO TX 75024

13F HOLDINGS REPORT 028-21254 N Stephen Michael Mangold Chief Compliance Officer 713-250-4200 /s/ Stephen Michael Mangold Plano TX 11-01-2021 1 311 509497 1 028-21257 CAIN, WATTERS & ASSOCIATES, LLC INFORMATION TABLE 2 fp0069569_13fhr-table.xml 13F INFORMATION TABLE 3M CO COM 88579Y101 29 164 SH DFND 1 0 0 164 3M CO COM 88579Y101 227 1293 SH SOLE 0 0 1293 ABBOTT LABS COM 002824100 8 64 SH DFND 1 0 0 64 ABBOTT LABS COM 002824100 2130 18031 SH SOLE 0 0 18031 ABBVIE INC COM 00287Y109 355 3291 SH DFND 1 0 0 3291 ABBVIE INC COM 00287Y109 84 781 SH SOLE 0 0 781 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 9 29 SH DFND 1 0 0 29 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 1163 3635 SH SOLE 0 0 3635 ADOBE SYSTEMS INCORPORATED COM 00724F101 6 10 SH DFND 1 0 0 10 ADOBE SYSTEMS INCORPORATED COM 00724F101 1191 2069 SH SOLE 0 0 2069 AGNICO EAGLE MINES LTD COM 008474108 489 9428 SH DFND 1 0 0 9428 AIRBNB INC COM CL A 009066101 2 11 SH DFND 1 0 0 11 AIRBNB INC COM CL A 009066101 618 3686 SH SOLE 0 0 3686 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 3 20 SH DFND 1 0 0 20 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 245 1652 SH SOLE 0 0 1652 ALIGN TECHNOLOGY INC COM 016255101 394 592 SH SOLE 0 0 592 ALLEGHANY CORP MD COM 017175100 383 613 SH DFND 1 0 0 613 ALLSTATE CORP COM 020002101 260 2041 SH DFND 1 0 0 2041 ALPHABET INC CAP STK CL A 02079K305 374 140 SH DFND 1 0 0 140 ALPHABET INC CAP STK CL C 02079K107 27 10 SH DFND 1 0 0 10 ALPHABET INC CAP STK CL A 02079K305 556 208 SH SOLE 0 0 208 ALPHABET INC CAP STK CL C 02079K107 3540 1328 SH SOLE 0 0 1328 ALPS ETF TR ALERIAN MLP 00162Q452 16888 506685 SH DFND 1 0 0 506685 ALPS ETF TR ALERIAN MLP 00162Q452 7756 232704 SH SOLE 0 0 232704 ALTRIA GROUP INC COM 02209S103 551 12108 SH DFND 1 0 0 12108 AMAZON COM INC COM 023135106 125 38 SH DFND 1 0 0 38 AMAZON COM INC COM 023135106 2579 785 SH SOLE 0 0 785 AMERICAN HOMES 4 RENT CL A 02665T306 1422 37305 SH DFND 1 0 0 37305 AMERIPRISE FINL INC COM 03076C106 212 801 SH DFND 1 0 0 801 AON PLC SHS CL A G0403H108 608 2127 SH SOLE 0 0 2127 APPLE INC COM 037833100 460 3252 SH DFND 1 0 0 3252 APPLE INC COM 037833100 2157 15244 SH SOLE 0 0 15244 APTIV PLC SHS G6095L109 322 2159 SH DFND 1 0 0 2159 ARES CAPITAL CORP COM 04010L103 847 41682 SH DFND 1 0 0 41682 ARES CAPITAL CORP COM 04010L103 74 3633 SH SOLE 0 0 3633 ASML HOLDING N V N Y REGISTRY SHS N07059210 305 409 SH SOLE 0 0 409 AT&T INC COM 00206R102 551 20404 SH DFND 1 0 0 20404 AT&T INC COM 00206R102 80 2964 SH SOLE 0 0 2964 AUTODESK INC COM 052769106 716 2512 SH SOLE 0 0 2512 AUTOZONE INC COM 053332102 2759 1625 SH DFND 1 0 0 1625 BARRICK GOLD CORP COM 067901108 491 27224 SH DFND 1 0 0 27224 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1618 5929 SH DFND 1 0 0 5929 BERRY GLOBAL GROUP INC COM 08579W103 3619 59437 SH DFND 1 0 0 59437 BK OF AMERICA CORP COM 060505104 211 4978 SH DFND 1 0 0 4978 BK OF AMERICA CORP COM 060505104 5 17600 SH Put SOLE 0 0 17600 BK OF AMERICA CORP COM 060505104 4905 115546 SH SOLE 0 0 115546 BLACKSTONE INC COM 09260D107 909 7813 SH SOLE 0 0 7813 BLOCK H & R INC COM 093671105 385 15394 SH DFND 1 0 0 15394 BLOCK H & R INC COM 093671105 61 2428 SH SOLE 0 0 2428 BROADCOM INC COM 11135F101 388 801 SH DFND 1 0 0 801 BROADCOM INC COM 11135F101 48 100 SH SOLE 0 0 100 CAMDEN PPTY TR SH BEN INT 133131102 249 1690 SH SOLE 0 0 1690 CAPITAL ONE FINL CORP COM 14040H105 206 1274 SH DFND 1 0 0 1274 CAPITAL SOUTHWEST CORP COM 140501107 793 31511 SH DFND 1 0 0 31511 CAPITAL SOUTHWEST CORP COM 140501107 84 3320 SH SOLE 0 0 3320 CATERPILLAR INC COM 149123101 244 1271 SH SOLE 0 0 1271 CERNER CORP COM 156782104 538 7622 SH DFND 1 0 0 7622 CHEVRON CORP NEW COM 166764100 151 1484 SH DFND 1 0 0 1484 CHEVRON CORP NEW COM 166764100 311 3065 SH SOLE 0 0 3065 CHUBB LIMITED COM H1467J104 243 1400 SH SOLE 0 0 1400 CISCO SYS INC COM 17275R102 1376 25288 SH DFND 1 0 0 25288 CISCO SYS INC COM 17275R102 55 1017 SH SOLE 0 0 1017 CLEAN HARBORS INC COM 184496107 3202 30830 SH DFND 1 0 0 30830 COCA COLA CO COM 191216100 370 7047 SH DFND 1 0 0 7047 COCA COLA CO COM 191216100 1134 21620 SH SOLE 0 0 21620 COMCAST CORP NEW CL A 20030N101 359 6410 SH DFND 1 0 0 6410 COMCAST CORP NEW CL A 20030N101 49 882 SH SOLE 0 0 882 CONSOLIDATED EDISON INC COM 209115104 358 4938 SH DFND 1 0 0 4938 CONSOLIDATED EDISON INC COM 209115104 34 469 SH SOLE 0 0 469 CORTEVA INC COM 22052L104 557 13243 SH DFND 1 0 0 13243 CROWN HLDGS INC COM 228368106 2350 23322 SH DFND 1 0 0 23322 CVS HEALTH CORP COM 126650100 248 2923 SH DFND 1 0 0 2923 DANAHER CORPORATION COM 235851102 216 710 SH DFND 1 0 0 710 DARDEN RESTAURANTS INC COM 237194105 352 2324 SH DFND 1 0 0 2324 DARDEN RESTAURANTS INC COM 237194105 65 429 SH SOLE 0 0 429 DISNEY WALT CO COM 254687106 412 2437 SH DFND 1 0 0 2437 DISNEY WALT CO COM 254687106 467 2762 SH SOLE 0 0 2762 DOLLAR GEN CORP NEW COM 256677105 3704 17461 SH DFND 1 0 0 17461 DOLLAR GEN CORP NEW COM 256677105 5 23 SH SOLE 0 0 23 DOMINION ENERGY INC COM 25746U109 619 8475 SH DFND 1 0 0 8475 DOMINION ENERGY INC COM 25746U109 31 422 SH SOLE 0 0 422 DUKE ENERGY CORP NEW COM NEW 26441C204 383 3920 SH DFND 1 0 0 3920 DUKE ENERGY CORP NEW COM NEW 26441C204 43 440 SH SOLE 0 0 440 DUPONT DE NEMOURS INC COM 26614N102 741 10906 SH DFND 1 0 0 10906 ENBRIDGE INC COM 29250N105 1724 43326 SH DFND 1 0 0 43326 ENBRIDGE INC COM 29250N105 19 488 SH SOLE 0 0 488 ENERGY TRANSFER L P COM UT LTD PTN 29273V100 124 12992 SH SOLE 0 0 12992 ENTERPRISE PRODS PARTNERS L COM 293792107 791 36543 SH DFND 1 0 0 36543 ENTERPRISE PRODS PARTNERS L COM 293792107 6090 281427 SH SOLE 0 0 281427 EOG RES INC COM 26875P101 292 3632 SH DFND 1 0 0 3632 EQUITY COMWLTH COM SH BEN INT 294628102 645 24846 SH DFND 1 0 0 24846 EXXON MOBIL CORP COM 30231G102 309 5256 SH SOLE 0 0 5256 FACEBOOK INC CL A 30303M102 398 1172 SH DFND 1 0 0 1172 FACEBOOK INC CL A 30303M102 2023 5960 SH SOLE 0 0 5960 FEDEX CORP COM 31428X106 3136 14301 SH DFND 1 0 0 14301 FIRST TR EXCHANGE-TRADED FD NO AMER ENERGY 33738D101 1354 57200 SH SOLE 0 0 57200 FISERV INC COM 337738108 495 4559 SH DFND 1 0 0 4559 FLUOR CORP NEW COM 343412102 335 20990 SH SOLE 0 0 20990 GARTNER INC COM 366651107 577 1900 SH SOLE 0 0 1900 GENERAL MLS INC COM 370334104 12 208 SH DFND 1 0 0 208 GENERAL MLS INC COM 370334104 289 4827 SH SOLE 0 0 4827 GILEAD SCIENCES INC COM 375558103 373 5336 SH DFND 1 0 0 5336 GILEAD SCIENCES INC COM 375558103 60 860 SH SOLE 0 0 860 GLOBAL X FDS GLBL X MLP ETF 37954Y343 126 3586 SH DFND 1 0 0 3586 GLOBAL X FDS GLBL X MLP ETF 37954Y343 6949 197023 SH SOLE 0 0 197023 GRAHAM HLDGS CO COM CL B 384637104 242 411 SH DFND 1 0 0 411 GRAPHIC PACKAGING HLDG CO COM 388689101 2770 145460 SH DFND 1 0 0 145460 GUIDEWIRE SOFTWARE INC COM 40171V100 286 2404 SH DFND 1 0 0 2404 HASBRO INC COM 418056107 357 3998 SH DFND 1 0 0 3998 HERCULES CAPITAL INC COM 427096508 809 48690 SH DFND 1 0 0 48690 HERCULES CAPITAL INC COM 427096508 69 4148 SH SOLE 0 0 4148 HOST HOTELS & RESORTS INC COM 44107P104 315 19309 SH DFND 1 0 0 19309 HP INC COM 40434L105 397 14497 SH DFND 1 0 0 14497 ICON PLC SHS G4705A100 815 3110 SH SOLE 0 0 3110 ILLUMINA INC COM 452327109 408 1007 SH SOLE 0 0 1007 INGREDION INC COM 457187102 546 6138 SH DFND 1 0 0 6138 INTEL CORP COM 458140100 769 14434 SH DFND 1 0 0 14434 INTEL CORP COM 458140100 56 1048 SH SOLE 0 0 1048 INTERNATIONAL BUSINESS MACHS COM 459200101 414 2980 SH DFND 1 0 0 2980 INTUITIVE SURGICAL INC COM NEW 46120E602 433 436 SH SOLE 0 0 436 INVESCO EXCH TRADED FD TR II FTSE RAFI DEV 46138E743 253 5400 SH DFND 1 0 0 5400 INVESCO EXCH TRADED FD TR II S&P500 LOW VOL 46138E354 21 350 SH SOLE 0 0 350 INVESCO QQQ TR UNIT SER 1 46090E103 174 486 SH DFND 1 0 0 486 INVESCO QQQ TR UNIT SER 1 46090E103 38 105 SH SOLE 0 0 105 IRON MTN INC NEW COM 46284V101 637 14671 SH DFND 1 0 0 14671 IRON MTN INC NEW COM 46284V101 93 2151 SH SOLE 0 0 2151 ISHARES TR JPMORGAN USD EMG 464288281 259 2354 SH DFND 1 0 0 2354 ISHARES TR 20 YR TR BD ETF 464287432 4 31 SH DFND 1 0 0 31 ISHARES TR US TREAS BD ETF 46429B267 185 6989 SH DFND 1 0 0 6989 ISHARES TR CORE MSCI EAFE 46432F842 2 31 SH DFND 1 0 0 31 ISHARES TR MSCI USA QLT FCT 46432F339 65 490 SH DFND 1 0 0 490 ISHARES TR U.S. MED DVC ETF 464288810 102 1626 SH DFND 1 0 0 1626 ISHARES TR CORE HIGH DV ETF 46429B663 956 10142 SH DFND 1 0 0 10142 ISHARES TR 1 3 YR TREAS BD 464287457 5316 61706 SH DFND 1 0 0 61706 ISHARES TR CORE US AGGBD ET 464287226 231 2008 SH DFND 1 0 0 2008 ISHARES TR GLOBAL TECH ETF 464287291 202 3558 SH DFND 1 0 0 3558 ISHARES TR CORE S&P SCP ETF 464287804 1 7 SH DFND 1 0 0 7 ISHARES TR CORE S&P500 ETF 464287200 93 217 SH DFND 1 0 0 217 ISHARES TR CRE U S REIT ETF 464288521 268 4577 SH DFND 1 0 0 4577 ISHARES TR CORE S&P MCP ETF 464287507 6 23 SH DFND 1 0 0 23 ISHARES TR TIPS BD ETF 464287176 410 3210 SH SOLE 0 0 3210 ISHARES TR CORE S&P SCP ETF 464287804 3941 36091 SH SOLE 0 0 36091 ISHARES TR 1 3 YR TREAS BD 464287457 176 2041 SH SOLE 0 0 2041 ISHARES TR RUSSELL 3000 ETF 464287689 76 300 SH SOLE 0 0 300 ISHARES TR US HOME CONS ETF 464288752 10 150 SH SOLE 0 0 150 ISHARES TR IBOXX INV CP ETF 464287242 47 350 SH SOLE 0 0 350 ISHARES TR CORE INTL AGGR 46435G672 3802 69108 SH SOLE 0 0 69108 ISHARES TR CORE US AGGBD ET 464287226 22619 196975 SH SOLE 0 0 196975 ISHARES TR CORE MSCI EAFE 46432F842 6252 84204 SH SOLE 0 0 84204 ISHARES TR CORE S&P MCP ETF 464287507 5100 19387 SH SOLE 0 0 19387 ISHARES TR RUSSELL 2000 ETF 464287655 68 310 SH SOLE 0 0 310 ISHARES TR EXPANDED TECH 464287515 14 35 SH SOLE 0 0 35 ISHARES TR RUS MD CP GR ETF 464287481 3 31 SH SOLE 0 0 31 ISHARES TR 20 YR TR BD ETF 464287432 2353 16304 SH SOLE 0 0 16304 ISHARES TR CORE S&P500 ETF 464287200 24236 56256 SH SOLE 0 0 56256 ISHARES TR SHORT TREAS BD 464288679 43 385 SH SOLE 0 0 385 ISHARES TR CRE U S REIT ETF 464288521 8171 139317 SH SOLE 0 0 139317 JOHNSON & JOHNSON COM 478160104 42 258 SH DFND 1 0 0 258 JOHNSON & JOHNSON COM 478160104 573 3549 SH SOLE 0 0 3549 JONES LANG LASALLE INC COM 48020Q107 457 1842 SH DFND 1 0 0 1842 JPMORGAN CHASE & CO ALERIAN ML ETN 46625H365 130 7154 SH DFND 1 0 0 7154 JPMORGAN CHASE & CO COM 46625H100 217 1325 SH DFND 1 0 0 1325 JPMORGAN CHASE & CO ALERIAN ML ETN 46625H365 95 5221 SH SOLE 0 0 5221 KIRKLAND LAKE GOLD LTD COM 49741E100 423 10179 SH DFND 1 0 0 10179 KLA CORP COM NEW 482480100 439 1313 SH DFND 1 0 0 1313 KNIGHT-SWIFT TRANSN HLDGS IN CL A 499049104 2175 42528 SH DFND 1 0 0 42528 LILLY ELI & CO COM 532457108 8 34 SH DFND 1 0 0 34 LILLY ELI & CO COM 532457108 706 3055 SH SOLE 0 0 3055 LKQ CORP COM 501889208 4456 88545 SH DFND 1 0 0 88545 LOEWS CORP COM 540424108 889 16481 SH DFND 1 0 0 16481 LOWES COS INC COM 548661107 364 1795 SH DFND 1 0 0 1795 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 792 17366 SH DFND 1 0 0 17366 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 170 3725 SH SOLE 0 0 3725 MAIN STR CAP CORP COM 56035L104 820 19945 SH DFND 1 0 0 19945 MAIN STR CAP CORP COM 56035L104 82 2004 SH SOLE 0 0 2004 MARTEN TRANS LTD COM 573075108 645 41078 SH DFND 1 0 0 41078 MASCO CORP COM 574599106 2024 36442 SH DFND 1 0 0 36442 MASTERCARD INCORPORATED CL A 57636Q104 411 1181 SH DFND 1 0 0 1181 MASTERCARD INCORPORATED CL A 57636Q104 1017 2924 SH SOLE 0 0 2924 MAXIMUS INC COM 577933104 2364 28419 SH DFND 1 0 0 28419 MCDONALDS CORP COM 580135101 9 39 SH DFND 1 0 0 39 MCDONALDS CORP COM 580135101 822 3411 SH SOLE 0 0 3411 MCKESSON CORP COM 58155Q103 203 1019 SH DFND 1 0 0 1019 MEDICAL PPTYS TRUST INC COM 58463J304 376 18757 SH DFND 1 0 0 18757 MEDTRONIC PLC SHS G5960L103 422 3365 SH DFND 1 0 0 3365 MEDTRONIC PLC SHS G5960L103 449 3579 SH SOLE 0 0 3579 MERCK & CO INC COM 58933Y105 587 7815 SH DFND 1 0 0 7815 MERCK & CO INC COM 58933Y105 107 1422 SH SOLE 0 0 1422 MGM GROWTH PPTYS LLC CL A COM 55303A105 397 10359 SH DFND 1 0 0 10359 MICROSOFT CORP COM 594918104 513 1818 SH DFND 1 0 0 1818 MICROSOFT CORP COM 594918104 2439 8650 SH SOLE 0 0 8650 MPLX LP COM UNIT REP LTD 55336V100 821 28829 SH DFND 1 0 0 28829 MPLX LP COM UNIT REP LTD 55336V100 19 669 SH SOLE 0 0 669 MSCI INC COM 55354G100 339 557 SH SOLE 0 0 557 NETFLIX INC COM 64110L106 12 20 SH DFND 1 0 0 20 NETFLIX INC COM 64110L106 594 974 SH SOLE 0 0 974 NIKE INC CL B 654106103 913 6288 SH SOLE 0 0 6288 NOV INC COM 62955J103 236 18027 SH SOLE 0 0 18027 ONEOK INC NEW COM 682680103 652 11238 SH DFND 1 0 0 11238 ONEOK INC NEW COM 682680103 20 342 SH SOLE 0 0 342 OWL ROCK CAPITAL CORPORATION COM 69121K104 605 42866 SH DFND 1 0 0 42866 OWL ROCK CAPITAL CORPORATION COM 69121K104 73 5138 SH SOLE 0 0 5138 PAN AMERN SILVER CORP COM 697900108 209 8986 SH DFND 1 0 0 8986 PAYCHEX INC COM 704326107 426 3787 SH DFND 1 0 0 3787 PAYPAL HLDGS INC COM 70450Y103 641 2463 SH SOLE 0 0 2463 PEPSICO INC COM 713448108 395 2626 SH DFND 1 0 0 2626 PEPSICO INC COM 713448108 1311 8719 SH SOLE 0 0 8719 PFIZER INC COM 717081103 1234 28702 SH DFND 1 0 0 28702 PFIZER INC COM 717081103 408 9477 SH SOLE 0 0 9477 PINNACLE FINL PARTNERS INC COM 72346Q104 1442 15332 SH DFND 1 0 0 15332 PIONEER NAT RES CO COM 723787107 2296 13789 SH DFND 1 0 0 13789 PROCTER AND GAMBLE CO COM 742718109 375 2682 SH DFND 1 0 0 2682 PROCTER AND GAMBLE CO COM 742718109 1383 9896 SH SOLE 0 0 9896 PROGRESSIVE CORP COM 743315103 1342 14850 SH DFND 1 0 0 14850 QUANTA SVCS INC COM 74762E102 207 1823 SH DFND 1 0 0 1823 REALTY INCOME CORP COM 756109104 446 6873 SH DFND 1 0 0 6873 REALTY INCOME CORP COM 756109104 60 928 SH SOLE 0 0 928 ROYAL BK CDA COM 780087102 384 3863 SH DFND 1 0 0 3863 ROYAL BK CDA COM 780087102 64 639 SH SOLE 0 0 639 RYDER SYS INC COM 783549108 413 4998 SH DFND 1 0 0 4998 RYDER SYS INC COM 783549108 57 687 SH SOLE 0 0 687 SALESFORCE COM INC COM 79466L302 4 15 SH DFND 1 0 0 15 SALESFORCE COM INC COM 79466L302 1052 3878 SH SOLE 0 0 3878 SAP SE SPON ADR 803054204 337 2493 SH SOLE 0 0 2493 SELECT SECTOR SPDR TR FINANCIAL 81369Y605 1 33 SH DFND 1 0 0 33 SELECT SECTOR SPDR TR ENERGY 81369Y506 1 22 SH DFND 1 0 0 22 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 1 5 SH DFND 1 0 0 5 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 0 6 SH DFND 1 0 0 6 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 0 4 SH DFND 1 0 0 4 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 2 11 SH DFND 1 0 0 11 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 0 1 SH DFND 1 0 0 1 SELECT SECTOR SPDR TR ENERGY 81369Y506 84 1613 SH SOLE 0 0 1613 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 16 230 SH SOLE 0 0 230 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 42 431 SH SOLE 0 0 431 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 99 666 SH SOLE 0 0 666 SELECT SECTOR SPDR TR RL EST SEL SEC 81369Y860 38 850 SH SOLE 0 0 850 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 10 150 SH SOLE 0 0 150 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 26 208 SH SOLE 0 0 208 SELECT SECTOR SPDR TR FINANCIAL 81369Y605 49 1304 SH SOLE 0 0 1304 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 12 66 SH SOLE 0 0 66 SERVICENOW INC COM 81762P102 749 1204 SH SOLE 0 0 1204 SKECHERS U S A INC CL A 830566105 912 21643 SH DFND 1 0 0 21643 SPDR GOLD TR GOLD SHS 78463V107 239 1457 SH DFND 1 0 0 1457 SPDR INDEX SHS FDS PORTFOLIO EMG MK 78463X509 206 4845 SH DFND 1 0 0 4845 SPDR INDEX SHS FDS PORTFOLIO DEVLPD 78463X889 256 7067 SH DFND 1 0 0 7067 SPDR INDEX SHS FDS PORTFOLIO EMG MK 78463X509 275 6475 SH SOLE 0 0 6475 SPDR S&P 500 ETF TR TR UNIT 78462F103 1233 2874 SH DFND 1 0 0 2874 SPDR S&P 500 ETF TR TR UNIT 78462F103 93 216 SH SOLE 0 0 216 SPDR SER TR PORTFOLIO AGRGTE 78464A649 393 13175 SH DFND 1 0 0 13175 SPDR SER TR PORTFOLIO LN TSR 78464A664 15868 384300 SH DFND 1 0 0 384300 SPDR SER TR PORTFOLIO S&P600 78468R853 129 3018 SH DFND 1 0 0 3018 SPDR SER TR PORTFOLIO S&P500 78464A854 13993 277299 SH DFND 1 0 0 277299 SPDR SER TR BLOOMBERG BRCLYS 78468R622 3 31 SH DFND 1 0 0 31 SPDR SER TR PORTFOLIO S&P400 78464A847 383 8298 SH DFND 1 0 0 8298 SPDR SER TR PORTFLI TIPS ETF 78464A656 1648 53000 SH SOLE 0 0 53000 SPDR SER TR BLOOMBERG BRCLYS 78468R622 94 859 SH SOLE 0 0 859 SPDR SER TR BLOMBERG INTL TR 78464A516 3736 130036 SH SOLE 0 0 130036 SPDR SER TR S&P RETAIL ETF 78464A714 25 275 SH SOLE 0 0 275 STARBUCKS CORP COM 855244109 361 3277 SH DFND 1 0 0 3277 STARBUCKS CORP COM 855244109 1559 14133 SH SOLE 0 0 14133 SWEDISH EXPT CR CORP RG ENRGY ETN22 870297306 1 323 SH DFND 1 0 0 323 SWEDISH EXPT CR CORP RG ENRGY ETN22 870297306 37 13422 SH SOLE 0 0 13422 TARGET CORP COM 87612E106 331 1449 SH DFND 1 0 0 1449 THERMO FISHER SCIENTIFIC INC COM 883556102 209 365 SH DFND 1 0 0 365 TJX COS INC NEW COM 872540109 263 3993 SH DFND 1 0 0 3993 TOYOTA MOTOR CORP SP ADR REP2COM 892331307 282 1586 SH SOLE 0 0 1586 TRAVELERS COMPANIES INC COM 89417E109 752 4947 SH DFND 1 0 0 4947 TYSON FOODS INC CL A 902494103 216 2734 SH DFND 1 0 0 2734 UNIFIED SER TR ABSOLUTE CORE 90470L568 16886 628423 SH DFND 1 0 0 628423 UNILEVER PLC SPON ADR NEW 904767704 665 12256 SH DFND 1 0 0 12256 UNILEVER PLC SPON ADR NEW 904767704 436 8042 SH SOLE 0 0 8042 UNITEDHEALTH GROUP INC COM 91324P102 246 630 SH DFND 1 0 0 630 UNITEDHEALTH GROUP INC COM 91324P102 564 1444 SH SOLE 0 0 1444 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 4350 50907 SH DFND 1 0 0 50907 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 22528 263639 SH SOLE 0 0 263639 VANGUARD CHARLOTTE FDS TOTAL INT BD ETF 92203J407 1035 18176 SH DFND 1 0 0 18176 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 17377 170727 SH DFND 1 0 0 170727 VANGUARD INDEX FDS SML CP GRW ETF 922908595 18 66 SH DFND 1 0 0 66 VANGUARD INDEX FDS SMALL CP ETF 922908751 931 4257 SH DFND 1 0 0 4257 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 7517 19059 SH DFND 1 0 0 19059 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 36 153 SH DFND 1 0 0 153 VANGUARD INDEX FDS MID CAP ETF 922908629 2489 10514 SH DFND 1 0 0 10514 VANGUARD INDEX FDS GROWTH ETF 922908736 496 1710 SH DFND 1 0 0 1710 VANGUARD INDEX FDS MID CAP ETF 922908629 4758 20095 SH SOLE 0 0 20095 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 8524 83748 SH SOLE 0 0 83748 VANGUARD INDEX FDS SMALL CP ETF 922908751 2976 13610 SH SOLE 0 0 13610 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 24327 61680 SH SOLE 0 0 61680 VANGUARD INTL EQUITY INDEX F GLB EX US ETF 922042676 0 6 SH DFND 1 0 0 6 VANGUARD INTL EQUITY INDEX F FTSE SMCAP ETF 922042718 464 3469 SH DFND 1 0 0 3469 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 15637 312682 SH DFND 1 0 0 312682 VANGUARD INTL EQUITY INDEX F GLB EX US ETF 922042676 13 232 SH SOLE 0 0 232 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 3640 72790 SH SOLE 0 0 72790 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 61264 1213380 SH DFND 1 0 0 1213380 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 8916 176593 SH SOLE 0 0 176593 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 675 6534 SH DFND 1 0 0 6534 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 83 800 SH SOLE 0 0 800 VANGUARD WHITEHALL FDS EMERG MKT BD ETF 921946885 34 435 SH SOLE 0 0 435 VANGUARD WORLD FD EXTENDED DUR 921910709 1541 11370 SH DFND 1 0 0 11370 VERIZON COMMUNICATIONS INC COM 92343V104 1928 35700 SH DFND 1 0 0 35700 VERIZON COMMUNICATIONS INC COM 92343V104 100 1850 SH SOLE 0 0 1850 VIATRIS INC COM 92556V106 255 18831 SH DFND 1 0 0 18831 VIATRIS INC COM 92556V106 6 447 SH SOLE 0 0 447 VISA INC COM CL A 92826C839 51 231 SH DFND 1 0 0 231 VISA INC COM CL A 92826C839 846 3799 SH SOLE 0 0 3799 WALGREENS BOOTS ALLIANCE INC COM 931427108 202 4293 SH DFND 1 0 0 4293 WALMART INC COM 931142103 203 1453 SH DFND 1 0 0 1453 WALMART INC COM 931142103 633 4544 SH SOLE 0 0 4544 WESTERN MIDSTREAM PARTNERS L COM UNIT LP INT 958669103 2428 115838 SH SOLE 0 0 115838 WP CAREY INC COM 92936U109 444 6074 SH DFND 1 0 0 6074 WP CAREY INC COM 92936U109 88 1211 SH SOLE 0 0 1211 ZOETIS INC CL A 98978V103 739 3804 SH SOLE 0 0 3804