UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or Section 15(d)
of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): April 20, 2023
NORTHVIEW ACQUISITION CORP.
(Exact name of registrant as specified in its charter)
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Delaware
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001-41177
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86-3437271
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(State or other jurisdiction of incorporation or organization)
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(Commission File Number)
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(IRS Employer Identification Number)
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207 WEST 25TH ST, 9TH FLOOR
NEW YORK, NY 10001
(Address of principal executive offices and zip code)
(212) 494-9022
(Registrant’s telephone number, including area code)
Not Applicable
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation to the registrant under any of the following
provisions:
☐
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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☐
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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☐
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Securities registered pursuant to Section 12(b) of the Act:
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Title of each class
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Trading Symbol(s)
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Name of each exchange on
which registered
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Shares of common stock, par value $0.0001 per share
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NVAC
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The NASDAQ Stock Market LLC
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Rights, each entitling the holder to receive one-tenth of one share of common stock
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NVACR
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The NASDAQ Stock Market LLC
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Redeemable warrants, each whole warrant exercisable for one share of common stock at an exercise price of $11.50 per whole share
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NVACW
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The NASDAQ Stock Market LLC
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Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 or Rule 12b-2 of the Securities Exchange
Act of 1934.
Emerging growth company ☒
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised
financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
| Item 3.01 |
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing.
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On April 20, 2023, NorthView Acquisition Corp. (the “Company”) received notice from The Nasdaq Stock Market LLC (“Nasdaq”) indicating that, because of
the Company’s failure to pay certain annual fees to Nasdaq totaling $140,000, the Company no longer complies with Nasdaq Listing Rule 5250(f), a requirement for continued listing on the Nasdaq Global Market.
The Company plans to pay the outstanding fees in order to regain compliance with the continued listing requirements, and if the continued listing
requirements are not determined to be met prior to 4:00 p.m. Eastern Time on April 27, 2023, the Company plans to appeal Nasdaq’s determination prior to that time.
If the Company elects to appeal the determination to delist its common stock, the common stock would remain listed on the Nasdaq Global Market until
the completion of the appeal process.
If, however, the Company elects not to appeal Nasdaq’s determination, the Company’s common stock will be delisted at the open of business on May 1,
2023, and its securities will be suspended from trading at such time.
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the
undersigned hereunto duly authorized.
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NORTHVIEW ACQUISITION CORP.
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Date: April 26, 2023
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By:
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/s/ Jack Stover
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Name:
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Jack Stover
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Title:
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Chief Executive Officer
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