EX-99.1 2 nvx-ex99_1.htm EX-99.1 EX-99.1

 

img58969013_0.jpg 

Application for quotation of +securities

 

 

 

 

EXHIBIT 99.1

 

Announcement Summary

 

 

Entity name

NOVONIX LIMITED

 

Announcement Type

New announcement

 

Date of this announcement

Tuesday August 29, 2023

 

The +securities to be quoted are:

img58969013_1.jpg +Securities issued, transferred or re-classified as a result of options being exercised or other +convertible securities being converted

 

Total number of +securities to be quoted

 

 

 ASX +security

 

Number of +securities to

 

 code

Security description

 

be quoted Issue date

 

 

 

 

 

 

 

 NVX

ORDINARY FULLY PAID

 

919,719

29/08/2023

 

 

 

 

 

 

 

Refer to next page for full details of the announcement

 

 

 

 

 

Application for quotation of +securities

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Application for quotation of +securities

 

 

 

 

Part 1 - Entity and announcement details

 

 

 

 

1.1 Name of entity

NOVONIX LIMITED

 

We (the entity named above) apply for +quotation of the following +securities and agree to the matters set out in Appendix 2A of the ASX Listing Rules.

 

1.2 Registered number type

Registration number

ABN

54157690830

 

1.3 ASX issuer code

NVX

 

1.4 The announcement is

img58969013_2.jpg New announcement

 

 

 

1.5 Date of this announcement

29/8/2023

 

 

 

 

Application for quotation of +securities

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Application for quotation of +securities

 

 

 

 

Part 2 - Type of Issue

 

 

2.1
The +securities to be quoted are:

img58969013_3.jpg +Securities issued, transferred or re-classified as a result of options being exercised or other +convertible securities being converted

 

2.2
The +securities to be quoted are:

img58969013_4.jpg Additional +securities in a class that is already quoted on ASX ("existing class")

 

 

 

 

Application for quotation of +securities

3 / 7

 

 

 

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Application for quotation of +securities

 

 

 

 

Part 3B - number and type of +securities to be quoted (existing class) where issue has not previously been notified to ASX in an Appendix 3B

 

Existing +securities converting into additional +securities in an existing class

 

 

 

FROM (Existing Class)

ASX +security code and description

NVXAK : SHARE RIGHTS

 

 

TO (Existing Class)

ASX +security code and description

NVX : ORDINARY FULLY PAID

 

Please state the number of options

 that were exercised or other

+convertible securities that were converted

 

The first date the options were

 exercised or other +convertible securities were converted

 

The last date the options were

 exercised or other +convertible

securities were converted

 

 

29/8/2023

436,403

 

 

 

 

 

Is this all of the options or other +convertible securities on issue of that type (ie have all of those options now been exercised or have all of those convertible securities now been converted)?

img58969013_5.jpg Yes

 

The right of the holder of the options or other +convertible securities to receive the +underlying securities is being satisfied by:

img58969013_6.jpg An issue of new +securities

 

The underlying securities being received by the holder are:

img58969013_7.jpg Intended to be, but are not yet, quoted by ASX

 

Were the options being exercised or other +convertible securities being converted issued under an +employee incentive scheme?

img58969013_8.jpg No

 

 

 

 

 

 

 

 

Issue date

29/8/2023

 

 

Will the +securities to be quoted rank equally in all respects from their issue date with the existing issued

+securities in that class?

img58969013_9.jpg Yes

 

 

 

 

Application for quotation of +securities

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Application for quotation of +securities

 

 

 

Issue details

 

 

 

Number of +securities to be quoted

419,719

 

Are the +securities being issued for a cash consideration?

img58969013_1.jpg No

 

Please describe the consideration being provided for the +securities

Shares issued on the vesting of Director share rights that were awarded, following shareholder approval, are part of Director remuneration.

 

Please provide an estimate (in AUD) of the value of the consideration being provided per +security for the

+securities to be quoted

2.280000

 

Any other information the entity wishes to provide about the +securities to be quoted

 

 

 

 

Existing +securities converting into additional +securities in an existing class

 

 

 

FROM (Existing Class)

ASX +security code and description

NVXAA : OPTION EXPIRING VARIOUS DATES EX VARIOUS PRICES

 

 

TO (Existing Class)

ASX +security code and description

NVX : ORDINARY FULLY PAID

 

Please state the number of options that were exercised or other

+convertible securities that were converted

 

The first date the options were exercised or other +convertible securities were converted

 

The last date the options were exercised or other +convertible securities were converted

 

 

29/8/2023

500,000

 

 

 

 

 

Is this all of the options or other +convertible securities on issue of that type (ie have all of those options now been exercised or have all of those convertible securities now been converted)?

img58969013_10.jpg No

 

The right of the holder of the options or other +convertible securities to receive the +underlying securities is being satisfied by:

img58969013_11.jpg An issue of new +securities

 

The underlying securities being received by the holder are:

img58969013_12.jpg Intended to be, but are not yet, quoted by ASX

 

Were the options being exercised or other +convertible securities being converted issued under an +employee incentive scheme?

img58969013_10.jpg No

 

 

 

 

Application for quotation of +securities

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Application for quotation of +securities

 

 

 

 

 

 

 

 

 

 

Issue date

29/8/2023

 

 

Will the +securities to be quoted rank equally in all respects from their issue date with the existing issued

+securities in that class?

img58969013_13.jpg Yes

 

 

 

 

 

Issue details

 

 

 

Number of +securities to be quoted

500,000

 

Are the +securities being issued for a cash consideration?

img58969013_14.jpg Yes

 

In what currency is the cash consideration being paid?

 

What is the issue price per +security?

 

 

 

AUD - Australian Dollar

 

AUD 0.70000000

 

 

Any other information the entity wishes to provide about the +securities to be quoted

 

 

 

 

 

 

 

Application for quotation of +securities

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Application for quotation of +securities

 

 

 

 

Part 4 - Issued capital following quotation

 

 

 

Following the quotation of the +securities the subject of this application, the issued capital of the entity will comprise:

(A discrepancy in these figures compared to your own may be due to a matter of timing if there is more than one application for quotation/issuance currently with ASX for processing.)

 

4.1 Quoted +securities (total number of each +class of +securities quoted on ASX following the +quotation of the

+securities subject of this application)

 

 

ASX +security code and description

Total number of

+securities on issue

 

 

NVX : ORDINARY FULLY PAID

488,192,020

 

 

4.2 Unquoted +securities (total number of each +class of +securities issued but not quoted on ASX)

 

 

ASX +security code and description

Total number of

+securities on issue

 

 

NVXAD : PERFORMANCE RIGHTS

13,819,268

 

 

NVXAA : OPTION EXPIRING VARIOUS DATES EX VARIOUS PRICES

28,360,001

 

 

NVXAK : SHARE RIGHTS

0

 

 

NVXAL : CONVERTIBLE NOTES

45,221,586

 

 

 

 

 

Application for quotation of +securities

7 / 7