0001493152-24-028074.txt : 20240716 0001493152-24-028074.hdr.sgml : 20240716 20240716195210 ACCESSION NUMBER: 0001493152-24-028074 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240712 FILED AS OF DATE: 20240716 DATE AS OF CHANGE: 20240716 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Luebbert Hermann CENTRAL INDEX KEY: 0001886492 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40943 FILM NUMBER: 241120748 MAIL ADDRESS: STREET 1: C/O BIOFONTERA INC., STREET 2: 120 PRESIDENTIAL WAY, SUITE 330 CITY: WOBURN STATE: MA ZIP: 01801 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Biofrontera Inc. CENTRAL INDEX KEY: 0001858685 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] ORGANIZATION NAME: 03 Life Sciences IRS NUMBER: 473765675 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 120 PRESIDENTIAL WAY, STREET 2: SUITE 330 CITY: WOBURN STATE: MA ZIP: 01801 BUSINESS PHONE: 781-245-1325 MAIL ADDRESS: STREET 1: 120 PRESIDENTIAL WAY, STREET 2: SUITE 330 CITY: WOBURN STATE: MA ZIP: 01801 4 1 ownership.xml X0508 4 2024-07-12 0 0001858685 Biofrontera Inc. BFRI 0001886492 Luebbert Hermann 120 PRESIDENTIAL WAY SUITE 330 WOBURN MA 01801 1 1 0 0 CEO & Chairman 0 Restricted Stock Units 2024-07-12 4 A 0 275000 0 A Common Stock 275000 275000 D Employee stock option (right to buy) 1.38 2024-07-12 4 A 0 275000 0 A 2034-07-12 Common Stock 275000 290211 D Each restricted stock unit represents a contingent right to receive one share of BFRI common stock. The reporting person received the restricted stock units as an award for no consideration. The restricted stock units vest over one year in two equal installments, the first of which will be on the six month anniversary of the grant date and the second of which will be on the one-year anniversary of the grant date. Each vested restricted stock unit will be settled, at the Company's discretion, in shares, cash or a combination of shares and cash within 60 days of the vesting date. The option vests in three virtually equal annual installments beginning on July 12, 2025. All share amounts have been adjusted for the reverse stock split that occurred on June 28, 2023. /s/ Daniel Hakansson, Attorney-in-fact for Hermann Luebbert 2024-07-16