0001493152-21-031325.txt : 20211213 0001493152-21-031325.hdr.sgml : 20211213 20211213190311 ACCESSION NUMBER: 0001493152-21-031325 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211209 FILED AS OF DATE: 20211213 DATE AS OF CHANGE: 20211213 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Monaco Erica L. CENTRAL INDEX KEY: 0001886200 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40943 FILM NUMBER: 211489277 MAIL ADDRESS: STREET 1: C/O BIOFONTERA INC., STREET 2: 120 PRESIDENTIAL WAY, SUITE 330 CITY: WOBURN STATE: MA ZIP: 01801 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Biofrontera Inc. CENTRAL INDEX KEY: 0001858685 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 473765675 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 120 PRESIDENTIAL WAY, STREET 2: SUITE 330 CITY: WOBURN STATE: MA ZIP: 01801 BUSINESS PHONE: 781-245-1325 MAIL ADDRESS: STREET 1: 120 PRESIDENTIAL WAY, STREET 2: SUITE 330 CITY: WOBURN STATE: MA ZIP: 01801 4 1 ownership.xml X0306 4 2021-12-09 0 0001858685 Biofrontera Inc. BFRI 0001886200 Monaco Erica L. 120 PRESIDENTIAL WAY SUITE 330 WOBURN, MA 01801 0 1 0 0 Chief Executive Officer Restricted Stock Units 2021-12-09 4 A 0 56689 0 A Common Stock 56689 56689 D Employee stock option (right to buy) 4.41 2021-12-09 4 A 0 56689 0 A 2031-12-09 Common Stock 56689 56689 D Each restricted stock unit represents a contingent right to receive one share of BFRI common stock. The restricted stock units vest on June 9, 2022. Each vested restricted stock unit will be settled, at the Company's discretion, in shares, cash or a combination of shares and cash within 60 days of the vesting date. The option vests in three equal annual installments beginning on December 9, 2022. /s/ Erica L. Monaco 2021-12-13