Chief Compliance Officer

0001910877-23-000002.txt : 20230213 0001910877-23-000002.hdr.sgml : 20230213 20230213101436 ACCESSION NUMBER: 0001910877-23-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20221231 FILED AS OF DATE: 20230213 DATE AS OF CHANGE: 20230213 EFFECTIVENESS DATE: 20230213 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SONA ASSET MANAGEMENT (US) LLC CENTRAL INDEX KEY: 0001856405 IRS NUMBER: 815123428 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-21820 FILM NUMBER: 23615399 BUSINESS ADDRESS: STREET 1: 800 3RD AVENUE STREET 2: SUITE 1702 CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 646-779-6302 MAIL ADDRESS: STREET 1: 800 3RD AVENUE STREET 2: SUITE 1702 CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false false false 0001856405 XXXXXXXX 12-31-2022 12-31-2022 SONA ASSET MANAGEMENT (US) LLC

800 3RD AVENUE SUITE 1702 NEW YORK NY 10022

13F COMBINATION REPORT 028-21820 000291738 801-112410 0001103882 028-05431 Paloma Partners Management Co N John P Berkery Chief Compliance Officer 508-360-8282 John P Berkery New York NY 02-13-2023 1 275 347300883 false 1 0001910877 028-21819 SONA ASSET MANAGEMENT (UK) LLP INFORMATION TABLE 2 sona13fq42022.xml 7 ACQUISITION CORPORATION SHS CL A G80694105 307200 30000 SH SOLE 1 30000 0 0 7 ACQUISITION CORPORATION *W EXP 11/05/202 G80694113 1332 15000 SH SOLE 1 15000 0 0 ABBVIE INC COM 00287Y109 4525080 28000 SH SOLE 1 28000 0 0 ABG ACQUISITION CORP I CL A SHS G00496102 376670 37331 SH SOLE 1 37331 0 0 ABRI SPAC I INC *W EXP 09/18/202 00085X113 3000 60000 SH SOLE 1 60000 0 0 ACCRETION ACQUISITION CORP *W EXP 03/01/202 00438Y115 2244 120000 SH SOLE 1 120000 0 0 ACCRETION ACQUISITION CORP RIGHT 03/01/2028 00438Y123 1678 24000 SH SOLE 1 24000 0 0 ACTIVISION BLIZZARD INC COM 00507V109 1243938 16250 SH SOLE 1 16250 0 0 AEQUI ACQUISITION CORP *W EXP 11/30/202 00775W110 1844 65859 SH SOLE 1 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CORP *W EXP 02/19/202 G04119122 3450 15000 SH SOLE 1 15000 0 0 PATRICK INDS INC DBCV 1.000% 2/0 703343AB9 67163 6750000 PRN SOLE 1 6750000 0 0 PELOTON INTERACTIVE INC CL A COM 70614W100 206440 26000 SH SOLE 1 26000 0 0 PERCEPTION CAPITAL CORP II *W EXP 10/25/202 G7007D110 1485 75000 SH SOLE 1 75000 0 0 PERIDOT ACQUISITION CORP II SHS CL A G7008B105 576270 57000 SH SOLE 1 57000 0 0 PERIDOT ACQUISITION CORP II *W EXP 04/30/202 G7008B121 532 11400 SH SOLE 1 11400 0 0 PHP VENTURES ACQUISITION COR *W EXP 01/01/202 69291C114 1138 18960 SH SOLE 1 18960 0 0 PIONEER MERGER CORP CL A SHS G7S24C103 2529930 249500 SH SOLE 1 249500 0 0 PLUM ACQUISITION CORP I *W EXP 03/15/202 G7134L118 209 11400 SH SOLE 1 11400 0 0 PLUM ACQUISITION CORP I CLASS A ORD SHS G7134L126 574560 57000 SH SOLE 1 57000 0 0 PONTEM CORPORATION *W EXP 01/05/202 G71707122 5413 67663 SH SOLE 1 67663 0 0 PRENETICS GLOBAL LTD *W EXP 05/18/202 G72245114 16980 106327 SH SOLE 1 106327 0 0 PROOF ACQUISITION CORP I CL A COM 74349W104 457650 45000 SH SOLE 1 45000 0 0 PROOF ACQUISITION CORP I *W EXP 99/99/999 74349W112 691 22500 SH SOLE 1 22500 0 0 PROSPECT CAP CORP COM 74348T102 1118400 160000 SH SOLE 1 160000 0 0 RCF ACQUISITION CORP CL A COM G7330C102 307800 30000 SH SOLE 1 30000 0 0 RCF ACQUISITION CORP *W EXP 99/99/999 G7330C110 1109 15000 SH SOLE 1 15000 0 0 RIGEL RESOURCE ACQ CORP CL A ORD SHS G7573M106 308700 30000 SH SOLE 1 30000 0 0 RIGEL RESOURCE ACQ CORP *W EXP 99/99/999 G7573M114 1500 15000 SH SOLE 1 15000 0 0 RINGCENTRAL INC NOTE3/0 76680RAF4 69100 8000000 PRN SOLE 1 8000000 0 0 ROSE HILL ACQUISITION CORP *W EXP 10/07/202 G7637J123 12000 120000 SH SOLE 1 120000 0 0 ROSECLIFF ACQUISITION CORP I *W EXP 02/11/202 77732R111 2952 98412 SH SOLE 1 98412 0 0 ROSS ACQUISITION CORP II SHS CL A G7641C106 144210 14250 SH SOLE 1 14250 0 0 ROSS ACQUISITION CORP II *W EXP 02/01/202 G7641C114 238 4749 SH SOLE 1 4749 0 0 RUBICON TECHNOLOGIES INC *W EXP 04/01/202 78112J117 1365 30000 SH SOLE 1 30000 0 0 SCION TECH GROWTH II CL A SHS G31070108 759000 75000 SH SOLE 1 75000 0 0 SCION TECH GROWTH II *W EXP 01/28/202 G31070116 90 25000 SH SOLE 1 25000 0 0 SCREAMING EAGLE ACQUISITN CO *W EXP 01/05/202 G79407121 16499 70000 SH SOLE 1 70000 0 0 SEA LTD NOTE 0.250% 9/1 81141RAG5 76979 10500000 PRN SOLE 1 10500000 0 0 SEADRILL 2021 LTD COM G7997W102 5991953 183577 SH SOLE 1 183577 0 0 SEMA4 HOLDINGS CORP *W EXP 07/22/202 81663L119 588 30949 SH SOLE 1 30949 0 0 SEMPER PARATUS ACQUISITION C CLASS A ORD G8028L107 154950 15000 SH SOLE 1 15000 0 0 SEMPER PARATUS ACQUISITION C *W EXP 11/04/202 G8028L131 56 7500 SH SOLE 1 7500 0 0 SHOULDERUP TECHNOLOGY ACQUIS CL A COM 82537G104 459000 45000 SH SOLE 1 45000 0 0 SHOULDERUP TECHNOLOGY ACQUIS *W EXP 11/17/202 82537G112 450 22500 SH SOLE 1 22500 0 0 SILVERGATE CAP CORP CL A 82837P408 3027600 174000 SH SOLE 1 174000 0 0 SIZZLE ACQUISITION CORP COMMON STOCK 83014E109 153300 15000 SH SOLE 1 15000 0 0 SIZZLE ACQUISITION CORP *W EXP 11/02/202 83014E117 2250 7500 SH SOLE 1 7500 0 0 SOCIAL LEVERAGE ACQUISN CORP *W EXP 02/17/202 83363K110 2691 45000 SH SOLE 1 45000 0 0 STONEBRIDGE ACQUISITION CORP *W EXP 03/31/202 G85094129 777 30000 SH SOLE 1 30000 0 0 SUSTAINABLE DEVELP ACQU I CO COM CL A 86934L103 503000 50000 SH SOLE 1 50000 0 0 SUSTAINABLE DEVELP ACQU I CO *W EXP 02/04/202 86934L111 1000 25000 SH SOLE 1 25000 0 0 TAILWIND INTERNATNAL ACQ COR COM CL A G8662F101 756750 75000 SH SOLE 1 75000 0 0 TB SA ACQUISITION CORP CLASS A ORD SHS G8657L105 5745600 570000 SH SOLE 1 570000 0 0 TB SA ACQUISITION CORP *W EXP 03/25/202 G8657L121 5795 189999 SH SOLE 1 189999 0 0 TECH AND ENERGY TRANSITION CLASS A COM 87823R102 285855 28500 SH SOLE 1 28500 0 0 TECH AND ENERGY TRANSITION *W EXP 03/31/202 87823R110 2857 86305 SH SOLE 1 86305 0 0 TEREX CORP NEW COM 880779103 2400864 56200 SH SOLE 1 56200 0 0 TH INTERNATIONAL LIMITED ORDINARY SHARES G8656L106 1390000 500000 SH SOLE 1 500000 0 0 THE REALREAL INC NOTE 1.000% 3/0 88339PAD3 88968 23416000 PRN SOLE 1 23416000 0 0 THRIVE ACQUISITION CORPORATI CLASS A ORD G7158C101 123600 12000 SH SOLE 1 12000 0 0 THRIVE ACQUISITION CORPORATI *W EXP 10/31/202 G7158C119 61 6000 SH SOLE 1 6000 0 0 THUNDER BRIDGE CAP PRTNRS II *W EXP 02/01/202 88605T118 4351 56733 SH SOLE 1 56733 0 0 TIO TECH A CLASS A ORD SHS G8T10C106 9751321 967393 SH SOLE 1 967393 0 0 TIO TECH A *W EXP 04/12/202 G8T10C114 9702 404268 SH SOLE 1 404268 0 0 TKB CRITICAL TECHNOLOGIES 1 CLASS A ORD G88935112 154500 15000 SH SOLE 1 15000 0 0 TKB CRITICAL TECHNOLOGIES 1 *W EXP 10/20/202 G88935120 163 7500 SH SOLE 1 7500 0 0 TWIN RIDGE CAPITAL ACQUIS CO SHS CL A G9151L104 1150260 114000 SH SOLE 1 114000 0 0 TWIN RIDGE CAPITAL ACQUIS CO *W EXP 03/07/202 G9151L120 1144 38000 SH SOLE 1 38000 0 0 TZP STRATEGIES ACQUISTN CORP *W EXP 01/06/202 G91595119 2427 99062 SH SOLE 1 99062 0 0 UNITY SOFTWARE INC NOTE11/1 91332UAB7 57190 7600000 PRN SOLE 1 7600000 0 0 UTA ACQUISITION CORPORATION CLASS A ORD SHS G9473A109 428820 42000 SH SOLE 1 42000 0 0 UTA ACQUISITION CORPORATION *W EXP 10/30/202 G9473A117 2100 21000 SH SOLE 1 21000 0 0 VANGUARD SCOTTSDALE FDS LG-TERM COR BD 92206C813 1271928 16800 SH SOLE 1 16800 0 0 VECTOR ACQUISITION CORP II CL A SHS G9460A104 1151400 114000 SH SOLE 1 114000 0 0 VERADIGM INC NOTE 0.875% 1/0 01988PAF5 133819 9375000 PRN SOLE 1 9375000 0 0 VERTEX ENERGY INC COM 92534K107 6275851 1012234 SH SOLE 1 1012234 0 0 VERTEX ENERGY INC COM 92534K107 2166280 349400 SH SOLE 1 349400 0 0 VMG CONSUMER ACQUISITION COR CLASS A COM 91842V102 182700 18000 SH SOLE 1 18000 0 0 VMG CONSUMER ACQUISITION COR *W EXP 11/03/202 91842V110 360 9000 SH SOLE 1 9000 0 0 VROOM INC NOTE 0.750% 7/0 92918VAB5 5600 1600000 PRN SOLE 1 1600000 0 0 WILLIAMS ROWLAND ACQUISITION *W EXP 12/11/202 96951B110 2683 59479 SH SOLE 1 59479 0 0 WM TECHNOLOGY INC *W EXP 06/16/202 92971A117 5408 54075 SH SOLE 1 54075 0 0