Chief Compliance Officer

0001910877-22-000003.txt : 20221114 0001910877-22-000003.hdr.sgml : 20221114 20221114102609 ACCESSION NUMBER: 0001910877-22-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220930 FILED AS OF DATE: 20221114 DATE AS OF CHANGE: 20221114 EFFECTIVENESS DATE: 20221114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SONA ASSET MANAGEMENT (US) LLC CENTRAL INDEX KEY: 0001856405 IRS NUMBER: 815123428 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-21820 FILM NUMBER: 221381751 BUSINESS ADDRESS: STREET 1: 800 3RD AVENUE STREET 2: SUITE 1702 CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 646-779-6302 MAIL ADDRESS: STREET 1: 800 3RD AVENUE STREET 2: SUITE 1702 CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001856405 XXXXXXXX 09-30-2022 09-30-2022 SONA ASSET MANAGEMENT (US) LLC

800 3RD AVENUE SUITE 1702 NEW YORK NY 10022

13F COMBINATION REPORT 028-21820 0001103882 028-05431 Paloma Partners Management Co N John P Berkery Chief Compliance Officer 508-360-8282 John P Berkery New York NY 11-14-2022 1 342 168503 false 1 0001910877 028-21819 SONA ASSET MANAGEMENT (UK) LLP INFORMATION TABLE 2 sona13fq32022.xml 7 ACQUISITION CORPORATION SHS CL A G80694105 303 30000 SH SOLE 1 30000 0 0 7 ACQUISITION CORPORATION *W EXP 11/05/202 G80694113 2 15000 SH SOLE 1 15000 0 0 ABG ACQUISITION CORP I CL A SHS G00496102 371 37331 SH SOLE 1 37331 0 0 ABRI SPAC I INC *W EXP 09/18/202 00085X113 5 60000 SH SOLE 1 60000 0 0 ACCRETION ACQUISITION CORP *W EXP 03/01/202 00438Y115 6 120000 SH SOLE 1 120000 0 0 ACCRETION ACQUISITION CORP RIGHT 03/01/2028 00438Y123 2 24000 SH SOLE 1 24000 0 0 ACTIVISION BLIZZARD INC COM 00507V109 1208 16250 SH SOLE 1 16250 0 0 AEQUI ACQUISITION CORP COM CL A 00775W102 1651 165400 SH SOLE 1 165400 0 0 AEQUI ACQUISITION CORP *W EXP 11/30/202 00775W110 3 65859 SH SOLE 1 65859 0 0 AESTHER HEALTHCARE ACQSTN 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SOLE 1 90693 0 0 DIGITAL TRANSFORMATN OPT COR *W EXP 03/31/202 25401K115 5 72466 SH SOLE 1 72466 0 0 ENERGEM CORP *W EXP 11/15/202 G30449121 7 65000 SH SOLE 1 65000 0 0 ESGEN ACQUISITION CORP SHS CL A G3R95N103 608 60000 SH SOLE 1 60000 0 0 ESGEN ACQUISITION CORP *W EXP 10/18/202 G3R95N111 2 30000 SH SOLE 1 30000 0 0 EVEREST CONSOLIDATOR ACQ COR CL A COM 29978K102 302 30000 SH SOLE 1 30000 0 0 EVEREST CONSOLIDATOR ACQ COR *W EXP 99/99/999 29978K110 1 15000 SH SOLE 1 15000 0 0 EXECUTIVE NETWORK PARTNERING *W EXP 09/25/202 30158L118 10 10395 SH SOLE 1 10395 0 0 FAST ACQUISITION CORP II CL A 311874101 1119 114000 SH SOLE 1 114000 0 0 FAST ACQUISITION CORP II *W EXP 03/16/202 311874119 15 28500 SH SOLE 1 28500 0 0 FAST RADIUS INC *W EXP 02/11/202 31187R118 1 17314 SH SOLE 1 17314 0 0 FAT PROJECTS ACQUISITION COR *W EXP 08/31/202 G3400W110 6 120000 SH SOLE 1 120000 0 0 FINTECH ECOSYSTEM DEVE CLASS A COM 318136108 654 65000 SH SOLE 1 65000 0 0 FIRST LT ACQUISITION GROUP I *W EXP 03/14/202 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GENESIS GRWT TECH ACQUSTN CO *W EXP 99/99/999 G3R23D128 9 45000 SH SOLE 1 45000 0 0 GIGCAPITAL 5 INC *W EXP 99/99/999 37519U117 4 150000 SH SOLE 1 150000 0 0 GLOBAL CONSUMER ACQUISITN CO *W EXP 05/21/202 37892B116 8 60000 SH SOLE 1 60000 0 0 GLOBAL TECHNOLGY ACQSTN CORP CLASS A ORD G3934N107 303 30000 SH SOLE 1 30000 0 0 GLOBAL TECHNOLGY ACQSTN CORP *W EXP 10/19/202 G3934N115 2 15000 SH SOLE 1 15000 0 0 GOAL ACQUISITIONS CORP *W EXP 02/11/202 38021H115 7 179706 SH SOLE 1 179706 0 0 GOGREEN INVESTMENTS CORP ORD SHS CL A G9461B101 456 45000 SH SOLE 1 45000 0 0 GOGREEN INVESTMENTS CORP *W EXP 05/31/202 G9461B119 3 23220 SH SOLE 1 23220 0 0 GOLDEN FALCON ACQUISITION CO *W EXP 11/04/202 38102H117 1 14925 SH SOLE 1 14925 0 0 GORES HOLDINGS VII INC COM CL A 38286T101 562 57000 SH SOLE 1 57000 0 0 GORES HOLDINGS VII INC *W EXP 02/25/202 38286T119 1 8878 SH SOLE 1 8878 0 0 GORES TECHNOLOGY PARTNERS II CLASS A COM 38287L107 1119 114000 SH SOLE 1 114000 0 0 GORES TECHNOLOGY PARTNERS II *W EXP 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INTELLIGENT MEDI ACQSITN COR CLASS A COM 45828D106 302 30000 SH SOLE 1 30000 0 0 INTELLIGENT MEDI ACQSITN COR *W EXP 11/05/202 45828D114 1 15000 SH SOLE 1 15000 0 0 INTERNATIONAL MEDIA ACQUISIT *W EXP 07/21/202 459867115 6 181277 SH SOLE 1 181277 0 0 INTERPRIVATE II ACQUISITION CL A COM 46064Q108 1122 114000 SH SOLE 1 114000 0 0 INTERPRIVATE II ACQUISITION *W EXP 03/09/202 46064Q116 1 22800 SH SOLE 1 22800 0 0 INTERPRIVATE III FINANCIAL P COM CL A 46064R106 1116 114000 SH SOLE 1 114000 0 0 INTERPRIVATE III FINANCIAL P *W EXP 99/99/999 46064R114 1 22800 SH SOLE 1 22800 0 0 INTERPRIVATE IV INFRATECH PR CLASS A COM 46064T102 1122 114000 SH SOLE 1 114000 0 0 INTERPRIVATE IV INFRATECH PR *W EXP 03/05/202 46064T110 3 22800 SH SOLE 1 22800 0 0 INVESTCORP EUROPE ACQUISITIO CLASS A ORD SHS G4923T105 910 90000 SH SOLE 1 90000 0 0 INVESTCORP EUROPE ACQUISITIO *W EXP 12/15/202 G4923T113 3 45000 SH SOLE 1 45000 0 0 IQIYI INC NOTE 2.000% 4/0 46267XAD0 210 24135000 PRN SOLE 1 24135000 0 0 IQIYI INC NOTE 4.000%12/1 46267XAE8 173 25387000 PRN SOLE 1 25387000 0 0 ISHARES TR IBOXX INV CP ETF 464287242 38419 375000 SH SOLE 1 375000 0 0 ISHARES TR IBOXX HI YD ETF 464288513 8567 120000 SH SOLE 1 120000 0 0 JAGUAR GLOBAL GROWTH CORP I CLASS A ORD SHS G5S11A106 2270 227500 SH SOLE 1 227500 0 0 JAGUAR GLOBAL GROWTH CORP I *W EXP 11/23/202 G5S11A130 7 113750 SH SOLE 1 113750 0 0 JAGUAR GLOBAL GROWTH CORP I RIGHT 01/01/2027 G5S11A155 33 227500 SH SOLE 1 227500 0 0 JATT ACQUISITION CORP *W EXP 07/19/202 G50752123 4 24480 SH SOLE 1 24480 0 0 JAWS MUSTANG ACQUISITION COR SHS CL A G50737108 1416 142500 SH SOLE 1 142500 0 0 JAWS MUSTANG ACQUISITION COR *W EXP 01/30/202 G50737124 5 45000 SH SOLE 1 45000 0 0 KAIROS ACQUISITION CORP *W EXP 11/30/202 G52110106 1 30000 SH SOLE 1 30000 0 0 KALERA PUBLIC LIMITED CO *W EXP 06/27/202 G52251116 14 120000 SH SOLE 1 120000 0 0 KENSINGTON CAPITAL ACQUISITI *W EXP 99/99/999 G5251K129 11 70000 SH SOLE 1 70000 0 0 KISMET ACQUISITION THREE COR *W EXP 06/30/202 G5276C102 0 30000 SH SOLE 1 30000 0 0 KKR ACQUISITION HOLDING I CO COM CLASS A 48253T109 669 67983 SH SOLE 1 67983 0 0 KKR ACQUISITION HOLDING I CO *W EXP 03/17/202 48253T117 62 518949 SH SOLE 1 518949 0 0 KL ACQUISITION CORP COM CL A 49837C109 564 57000 SH SOLE 1 57000 0 0 KLUDEIN I ACQUISITION CORP *W EXP 07/08/202 49878L117 10 84420 SH SOLE 1 84420 0 0 L CATTERTON ASIA ACQUISITION *W EXP 03/08/202 G5346G117 1 23936 SH SOLE 1 23936 0 0 L CATTERTON ASIA ACQUISITION CLASS A ORD SHS G5346G125 565 57000 SH SOLE 1 57000 0 0 LANDCADIA HOLDINGS IV INC CLASS A COM 51477A104 560 57000 SH SOLE 1 57000 0 0 LANDCADIA HOLDINGS IV INC *W EXP 03/29/202 51477A112 2 14250 SH SOLE 1 14250 0 0 LAVA MEDTECH ACQUISITION COR CLASS A COM 519345102 602 60000 SH SOLE 1 60000 0 0 LAVA MEDTECH ACQUISITION COR *W EXP 10/21/202 519345110 2 30000 SH SOLE 1 30000 0 0 LAZARD GROWTH ACQUISITION CO CL A ORD SHS G54035103 1557 157000 SH SOLE 1 157000 0 0 LAZARD GROWTH ACQUISITION CO *W EXP 02/10/202 G54035111 3 58710 SH SOLE 1 58710 0 0 LEVERE HOLDINGS CORP CLASS A ORD SHS G5462L106 564 57000 SH SOLE 1 57000 0 0 LEVERE HOLDINGS CORP *W EXP 03/09/202 G5462L122 1 19000 SH SOLE 1 19000 0 0 LF CAPITAL ACQUISITION CORP CLASS A COM 50202D102 302 30000 SH SOLE 1 30000 0 0 LF CAPITAL ACQUISITION CORP *W EXP 05/19/202 50202D110 1 15000 SH SOLE 1 15000 0 0 LI AUTO INC NOTE 0.250% 5/0 50202MAB8 121 11625000 PRN SOLE 1 11625000 0 0 LIONHEART III CORP CLASS A COM 536262108 605 60000 SH SOLE 1 60000 0 0 LIONHEART III CORP *W EXP 11/09/202 536262116 2 30000 SH SOLE 1 30000 0 0 LOCAL BOUNTI CORP *W EXP 99/99/999 53960E114 49 127168 SH SOLE 1 127168 0 0 LUMENTUM HLDGS INC NOTE 0.250% 3/1 55024UAB5 51 4125000 PRN SOLE 1 4125000 0 0 M3 BRIGADE ACQUISITION II CO COM CL A 553800103 516 52609 SH SOLE 1 52609 0 0 M3 BRIGADE ACQUISITION II CO *W EXP 03/09/202 553800111 1 17536 SH SOLE 1 17536 0 0 MAGNUM OPUS ACQUISITION LTD SHS CL A G5S70A104 960 96719 SH SOLE 1 96719 0 0 MAQUIA CAPITAL ACQUISITION C *W EXP 05/05/202 56564V119 2 81693 SH SOLE 1 81693 0 0 MARBLEGATE ACQUISITION CORP *W EXP 08/31/202 56608A113 3 120000 SH SOLE 1 120000 0 0 MASON INDUSTRIAL TECHNOLGY I COM CL A 57520Y106 490 50000 SH SOLE 1 50000 0 0 MASON INDUSTRIAL TECHNOLGY I *W EXP 99/99/999 57520Y114 1 16666 SH SOLE 1 16666 0 0 MICRON TECHNOLOGY INC COM 595112103 1503 30000 SH SOLE 1 30000 0 0 MIDDLEBY CORP NOTE 1.000% 9/0 596278AB7 150 13125000 PRN SOLE 1 13125000 0 0 MINORITY EQUALITY OPPORTUNIT *W EXP 08/26/202 60436Q118 3 30000 SH SOLE 1 30000 0 0 MISSION ADVANCEMENT CORP CL A 60501L101 280 28500 SH SOLE 1 28500 0 0 MISSION ADVANCEMENT CORP *W EXP 03/05/202 60501L119 0 9500 SH SOLE 1 9500 0 0 MODEL PERFORMANCE ACQU CORP *W EXP 04/29/202 G6246M139 7 119987 SH SOLE 1 119987 0 0 MONEYLION INC *W EXP 09/22/202 60938K114 6 52671 SH SOLE 1 52671 0 0 MONUMENT CIRCLE ACQUISITN CO *W EXP 01/14/202 61531M119 4 60000 SH SOLE 1 60000 0 0 MOTIVE CAPITAL CORP II *W EXP 99/99/999 G6293R114 8 82379 SH SOLE 1 82379 0 0 NABORS ENERGY TRANSITION COR CL A COM 629567108 452 45000 SH SOLE 1 45000 0 0 NABORS ENERGY TRANSITION COR *W EXP 11/17/202 629567116 3 22500 SH SOLE 1 22500 0 0 NERDY INC *W EXP 08/16/202 64081V117 47 118005 SH SOLE 1 118005 0 0 NEUROCRINE BIOSCIENCES INC NOTE 2.250% 5/1 64125CAD1 107 7500000 PRN SOLE 1 7500000 0 0 NEW VISTA ACQUISITION CORP CL A SHS G6529L105 248 25000 SH SOLE 1 25000 0 0 NEW VISTA ACQUISITION CORP *W EXP 02/01/202 G6529L121 1 8333 SH SOLE 1 8333 0 0 NEWCOURT ACQUISITION CORP CLASS A ORD SHS G6448C103 152 15000 SH SOLE 1 15000 0 0 NEWCOURT ACQUISITION CORP *W EXP 04/12/202 G6448C129 0 7500 SH SOLE 1 7500 0 0 NIGHTDRAGON ACQUISITION CORP CLASS A COM 65413D105 560 57000 SH SOLE 1 57000 0 0 NIGHTDRAGON ACQUISITION CORP *W EXP 02/26/202 65413D113 1 11400 SH SOLE 1 11400 0 0 OAK STR HEALTH INC COM 67181A107 826 33700 SH SOLE 1 33700 0 0 OMNICELL COM NOTE 0.250% 9/1 68213NAD1 40 3750000 PRN SOLE 1 3750000 0 0 ONE EQUITY PARTNERS OPEN WTR *W EXP 01/14/202 68237L113 5 60000 SH SOLE 1 60000 0 0 ONYX ACQUISITION CO I SHS CL A G6755Q109 607 60000 SH SOLE 1 60000 0 0 ONYX ACQUISITION CO I *W EXP 11/30/202 G6755Q117 2 30000 SH SOLE 1 30000 0 0 OXUS ACQUISITION CORP *W EXP 99/99/999 G6859L121 2 27031 SH SOLE 1 27031 0 0 P3 HEALTH PARTNERS INC *W EXP 11/19/202 744413113 23 31241 SH SOLE 1 31241 0 0 PARSEC CAPITAL ACQUISITION *W EXP 10/05/202 70184A116 2 75000 SH SOLE 1 75000 0 0 PATHFINDER ACQUISITION CORP *W EXP 02/19/202 G04119122 0 15000 SH SOLE 1 15000 0 0 PATRICK INDS INC DBCV 1.000% 2/0 703343AB9 66 6750000 PRN SOLE 1 6750000 0 0 PELOTON INTERACTIVE INC CL A COM 70614W100 180 26000 SH SOLE 1 26000 0 0 PERCEPTION CAPITAL CORP II CLASS A ORD G7007D102 305 30000 SH SOLE 1 30000 0 0 PERCEPTION CAPITAL CORP II *W EXP 10/25/202 G7007D110 2 75000 SH SOLE 1 75000 0 0 PERIDOT ACQUISITION CORP II SHS CL A G7008B105 565 57000 SH SOLE 1 57000 0 0 PERIDOT ACQUISITION CORP II *W EXP 04/30/202 G7008B121 1 11400 SH SOLE 1 11400 0 0 PHP VENTURES ACQUISITION COR *W EXP 01/01/202 69291C114 1 18960 SH SOLE 1 18960 0 0 PINDUODUO INC NOTE12/0 722304AC6 54 6000000 PRN SOLE 1 6000000 0 0 PIONEER MERGER CORP CL A SHS G7S24C103 2485 249500 SH SOLE 1 249500 0 0 PLUM ACQUISITION CORP I *W EXP 03/15/202 G7134L118 1 11400 SH SOLE 1 11400 0 0 PLUM ACQUISITION CORP I CLASS A ORD SHS G7134L126 565 57000 SH SOLE 1 57000 0 0 PONTEM CORPORATION *W EXP 01/05/202 G71707122 4 67663 SH SOLE 1 67663 0 0 PRENETICS GLOBAL LTD *W EXP 05/18/202 G72245114 48 106327 SH SOLE 1 106327 0 0 PROOF ACQUISITION CORP I CL A COM 74349W104 450 45000 SH SOLE 1 45000 0 0 PROOF ACQUISITION CORP I *W EXP 99/99/999 74349W112 2 22500 SH SOLE 1 22500 0 0 PROPTECH INVESTMENT CORP II *W EXP 12/08/202 743497117 7 45032 SH SOLE 1 45032 0 0 PWP FORWARD ACQUISITION CORP CLASS A COM 74709Q101 280 28500 SH SOLE 1 28500 0 0 PWP FORWARD ACQUISITION CORP *W EXP 03/12/202 74709Q119 1 5700 SH SOLE 1 5700 0 0 QUANERGY SYSTEMS INC *W EXP 02/01/202 74764U112 3 80640 SH SOLE 1 80640 0 0 RCF ACQUISITION CORP CL A COM G7330C102 303 30000 SH SOLE 1 30000 0 0 RCF ACQUISITION CORP *W EXP 99/99/999 G7330C110 2 15000 SH SOLE 1 15000 0 0 RIGEL RESOURCE ACQ CORP CL A ORD SHS G7573M106 303 30000 SH SOLE 1 30000 0 0 RIGEL RESOURCE ACQ CORP *W EXP 99/99/999 G7573M114 4 15000 SH SOLE 1 15000 0 0 ROSE HILL ACQUISITION CORP *W EXP 10/07/202 G7637J123 7 120000 SH SOLE 1 120000 0 0 ROSECLIFF ACQUISITION CORP I *W EXP 02/11/202 77732R111 6 98412 SH SOLE 1 98412 0 0 ROSS ACQUISITION CORP II SHS CL A G7641C106 141 14250 SH SOLE 1 14250 0 0 ROSS ACQUISITION CORP II *W EXP 02/01/202 G7641C114 0 4749 SH SOLE 1 4749 0 0 RXR ACQUISITION CORP CLASS A COM 74981W107 561 57000 SH SOLE 1 57000 0 0 RXR ACQUISITION CORP *W EXP 03/08/202 74981W115 0 11400 SH SOLE 1 11400 0 0 SCION TECH GROWTH I CL A SHS G31067104 1912 191580 SH SOLE 1 191580 0 0 SCION TECH GROWTH II CL A SHS G31070108 746 75000 SH SOLE 1 75000 0 0 SCION TECH GROWTH II *W EXP 01/28/202 G31070116 1 25000 SH SOLE 1 25000 0 0 SCP & CO HEALTHCARE ACQUSTN COM CL A 784065104 675 68400 SH SOLE 1 68400 0 0 SCP & CO HEALTHCARE ACQUSTN *W EXP 01/27/202 784065112 2 34200 SH SOLE 1 34200 0 0 SCREAMING EAGLE ACQUISITN CO *W EXP 01/05/202 G79407121 15 70000 SH SOLE 1 70000 0 0 SEA LTD NOTE 0.250% 9/1 81141RAG5 73 10500000 PRN SOLE 1 10500000 0 0 SEMA4 HOLDINGS CORP *W EXP 07/22/202 81663L119 7 30949 SH SOLE 1 30949 0 0 SEMPER PARATUS ACQUISITION C CLASS A ORD G8028L107 152 15000 SH SOLE 1 15000 0 0 SEMPER PARATUS ACQUISITION C *W EXP 11/04/202 G8028L131 1 7500 SH SOLE 1 7500 0 0 SHOULDERUP TECHNOLOGY ACQUIS CL A COM 82537G104 451 45000 SH SOLE 1 45000 0 0 SHOULDERUP TECHNOLOGY ACQUIS *W EXP 11/17/202 82537G112 2 22500 SH SOLE 1 22500 0 0 SIMON PROPERTY GRP ACQ HOLDI COM CL A 82880R103 1123 114000 SH SOLE 1 114000 0 0 SIMON PROPERTY GRP ACQ HOLDI *W EXP 02/04/202 82880R111 1 22800 SH SOLE 1 22800 0 0 SIZZLE ACQUISITION CORP COMMON STOCK 83014E109 151 15000 SH SOLE 1 15000 0 0 SIZZLE ACQUISITION CORP *W EXP 11/02/202 83014E117 1 7500 SH SOLE 1 7500 0 0 SOCIAL LEVERAGE ACQUISN CORP COM CL A 83363K102 492 50000 SH SOLE 1 50000 0 0 SOCIAL LEVERAGE ACQUISN CORP *W EXP 02/17/202 83363K110 10 45000 SH SOLE 1 45000 0 0 SOMALOGIC INC *W EXP 08/31/202 83444K113 21 48842 SH SOLE 1 48842 0 0 SPINDLETOP HEALTH ACQUISITIO COM CL A 84854Q103 453 45000 SH SOLE 1 45000 0 0 SPINDLETOP HEALTH ACQUISITIO *W EXP 99/99/999 84854Q111 2 22500 SH SOLE 1 22500 0 0 STONEBRIDGE ACQUISITION CORP *W EXP 03/31/202 G85094129 1 30000 SH SOLE 1 30000 0 0 SUSTAINABLE DEVELP ACQU I CO COM CL A 86934L103 492 50000 SH SOLE 1 50000 0 0 SUSTAINABLE DEVELP ACQU I CO *W EXP 02/04/202 86934L111 1 25000 SH SOLE 1 25000 0 0 TAILWIND INTERNATNAL ACQ COR COM CL A G8662F101 744 75000 SH SOLE 1 75000 0 0 TAILWIND INTERNATNAL ACQ COR *W EXP 03/01/202 G8662F119 1 25000 SH SOLE 1 25000 0 0 TB SA ACQUISITION CORP CLASS A ORD SHS G8657L105 5643 570000 SH SOLE 1 570000 0 0 TB SA ACQUISITION CORP *W EXP 03/25/202 G8657L121 10 189999 SH SOLE 1 189999 0 0 TCW SPECIAL PURPOSE ACQU COR COM CL A 87301L106 559 57000 SH SOLE 1 57000 0 0 TCW SPECIAL PURPOSE ACQU COR *W EXP 99/99/999 87301L114 24 402264 SH SOLE 1 402264 0 0 TECH AND ENERGY TRANSITION CLASS A COM 87823R102 280 28500 SH SOLE 1 28500 0 0 TECH AND ENERGY TRANSITION *W EXP 03/31/202 87823R110 4 86305 SH SOLE 1 86305 0 0 TENET HEALTHCARE CORP COM NEW 88033G407 1741 33750 SH SOLE 1 33750 0 0 TEREX CORP NEW COM 880779103 2421 81400 SH SOLE 1 81400 0 0 THE REALREAL INC NOTE 1.000% 3/0 88339PAD3 52 11625000 PRN SOLE 1 11625000 0 0 THRIVE ACQUISITION CORPORATI CLASS A ORD G7158C101 122 12000 SH SOLE 1 12000 0 0 THRIVE ACQUISITION CORPORATI *W EXP 10/31/202 G7158C119 0 6000 SH SOLE 1 6000 0 0 THUNDER BRIDGE CAP PRTNRS II *W EXP 02/01/202 88605T118 6 56733 SH SOLE 1 56733 0 0 TIO TECH A CLASS A ORD SHS G8T10C106 9582 967393 SH SOLE 1 967393 0 0 TIO TECH A *W EXP 04/12/202 G8T10C114 28 404268 SH SOLE 1 404268 0 0 TKB CRITICAL TECHNOLOGIES 1 CLASS A ORD G88935112 152 15000 SH SOLE 1 15000 0 0 TKB CRITICAL TECHNOLOGIES 1 *W EXP 10/20/202 G88935120 1 7500 SH SOLE 1 7500 0 0 TURMERIC ACQUISITION CORP *W EXP 10/08/202 G9127T124 1 42612 SH SOLE 1 42612 0 0 TWIN RIDGE CAPITAL ACQUIS CO SHS CL A G9151L104 1131 114000 SH SOLE 1 114000 0 0 TWIN RIDGE CAPITAL ACQUIS CO *W EXP 03/07/202 G9151L120 2 38000 SH SOLE 1 38000 0 0 TWITTER INC COM 90184L102 3288 75000 SH SOLE 1 75000 0 0 TZP STRATEGIES ACQUISTN CORP *W EXP 01/06/202 G91595119 9 99062 SH SOLE 1 99062 0 0 UTA ACQUISITION CORPORATION CLASS A ORD SHS G9473A109 421 42000 SH SOLE 1 42000 0 0 UTA ACQUISITION CORPORATION *W EXP 10/30/202 G9473A117 5 21000 SH SOLE 1 21000 0 0 VECTOR ACQUISITION CORP II CL A SHS G9460A104 1130 114000 SH SOLE 1 114000 0 0 VERTEX ENERGY INC COM 92534K107 6316 1013759 SH SOLE 1 1013759 0 0 VERTEX ENERGY INC COM 92534K107 2177 349400 SH SOLE 1 349400 0 0 VICARIOUS SURGICAL INC *W EXP 08/05/202 92561V117 13 30137 SH SOLE 1 30137 0 0 VMG CONSUMER ACQUISITION COR CLASS A COM 91842V102 180 18000 SH SOLE 1 18000 0 0 VMG CONSUMER ACQUISITION COR *W EXP 11/03/202 91842V110 1 9000 SH SOLE 1 9000 0 0 WILLIAMS ROWLAND ACQUISITION *W EXP 12/11/202 96951B110 4 59479 SH SOLE 1 59479 0 0 WM TECHNOLOGY INC *W EXP 06/16/202 92971A117 18 54075 SH SOLE 1 54075 0 0 ZENDESK INC NOTE 0.625% 6/1 98936JAD3 111 11250000 PRN SOLE 1 11250000 0 0 Z-WORK ACQUISITION CORP COM CL A 98880C102 247 25000 SH SOLE 1 25000 0 0 Z-WORK ACQUISITION CORP *W EXP 01/04/202 98880C110 0 8333 SH SOLE 1 8333 0 0