0001209191-23-025234.txt : 20230421 0001209191-23-025234.hdr.sgml : 20230421 20230421180216 ACCESSION NUMBER: 0001209191-23-025234 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230419 FILED AS OF DATE: 20230421 DATE AS OF CHANGE: 20230421 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bakal Riva CENTRAL INDEX KEY: 0001880279 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40926 FILM NUMBER: 23837492 MAIL ADDRESS: STREET 1: C/O VIVID SEATS INC. STREET 2: 111 N. CANAL STREET, SUITE 800 CITY: CHICAGO STATE: IL ZIP: 60606 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Vivid Seats Inc. CENTRAL INDEX KEY: 0001856031 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISCELLANEOUS AMUSEMENT & RECREATION [7990] IRS NUMBER: 863355184 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 24 E. WASHINGTON STREET STREET 2: STE. 900 CITY: CHICAGO STATE: IL ZIP: 60602 BUSINESS PHONE: 312-291-9966 MAIL ADDRESS: STREET 1: 24 E. WASHINGTON STREET STREET 2: STE. 900 CITY: CHICAGO STATE: IL ZIP: 60602 4 1 doc4.xml FORM 4 SUBMISSION X0407 4 2023-04-19 0 0001856031 Vivid Seats Inc. SEAT 0001880279 Bakal Riva C/O VIVID SEATS INC. 24 E. WASHINGTON STREET, SUITE 900 CHICAGO IL 60602 0 1 0 0 Chief Strategy Officer 0 Class A Common Stock 2023-04-19 4 M 0 3852 A 36375 D Class A Common Stock 2023-04-20 4 S 0 1145 7.34 D 35230 D Restricted Stock Units 2023-04-19 4 M 0 3852 0.00 D Class A Common Stock 3852 38516 D Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock Sales reported herein were made pursuant to a "mandatory sell to cover" dictated by the RSU award agreement in order to cover tax withholding obligations in connection with the vesting and settlement of RSUs. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.34 to $7.30, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes. The RSUs have vested and settled or will vest and settle, as applicable, in 16 equal quarterly installments beginning on January 19, 2022. The RSUs do not have an expiration date. /s/ Riva Bakal 2023-04-21