0001209191-23-018620.txt : 20230314 0001209191-23-018620.hdr.sgml : 20230314 20230314182557 ACCESSION NUMBER: 0001209191-23-018620 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230310 FILED AS OF DATE: 20230314 DATE AS OF CHANGE: 20230314 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bakal Riva CENTRAL INDEX KEY: 0001880279 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40926 FILM NUMBER: 23732505 MAIL ADDRESS: STREET 1: C/O VIVID SEATS INC. STREET 2: 111 N. CANAL STREET, SUITE 800 CITY: CHICAGO STATE: IL ZIP: 60606 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Vivid Seats Inc. CENTRAL INDEX KEY: 0001856031 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISCELLANEOUS AMUSEMENT & RECREATION [7990] IRS NUMBER: 863355184 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 24 E. WASHINGTON STREET STREET 2: STE. 900 CITY: CHICAGO STATE: IL ZIP: 60602 BUSINESS PHONE: 312-291-9966 MAIL ADDRESS: STREET 1: 24 E. WASHINGTON STREET STREET 2: STE. 900 CITY: CHICAGO STATE: IL ZIP: 60602 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2023-03-10 0 0001856031 Vivid Seats Inc. SEAT 0001880279 Bakal Riva C/O VIVID SEATS INC. 24 E. WASHINGTON STREET, SUITE 900 CHICAGO IL 60602 0 1 0 0 Chief Strategy Officer Class A Common Stock 2023-03-11 4 M 0 27615 A 40766 D Class A Common Stock 2023-03-13 4 S 0 8243 7.04 D 32523 D Restricted Stock Units 2023-03-11 4 M 0 27615 0.00 D Class A Common Stock 27615 55231 D Restricted Stock Units 2023-03-10 4 A 0 174337 0.00 A Class A Common Stock 174337 174337 D Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock Represents the aggregate number of shares sold by the Reporting Person solely to cover required taxes and fees due upon the vesting and settlement of RSUs. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.04 to $7.16, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes. The RSUs have vested and settled with respect to one third of the RSUs and will vest and settle in equal quarterly installments such that the RSUs will become fully vested on March 11, 2025. The RSUs do not have an expiration date. The RSUs will vest and settle with respect to one third of the RSUs on March 10, 2024 and in equal quarterly installments thereafter such that the RSUs will become fully vested on March 10, 2026. The RSUs do not have an expiration date. /s/ Riva Bakal 2023-03-14