0001209191-23-004495.txt : 20230123 0001209191-23-004495.hdr.sgml : 20230123 20230123180910 ACCESSION NUMBER: 0001209191-23-004495 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230119 FILED AS OF DATE: 20230123 DATE AS OF CHANGE: 20230123 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Wagner Jonathan Miles CENTRAL INDEX KEY: 0001880369 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40926 FILM NUMBER: 23545461 MAIL ADDRESS: STREET 1: C/O VIVID SEATS INC. STREET 2: 111 N. CANAL STREET, SUITE 800 CITY: CHICAGO STATE: IL ZIP: 60606 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Vivid Seats Inc. CENTRAL INDEX KEY: 0001856031 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISCELLANEOUS AMUSEMENT & RECREATION [7990] IRS NUMBER: 863355184 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 24 E. WASHINGTON STREET STREET 2: STE. 900 CITY: CHICAGO STATE: IL ZIP: 60602 BUSINESS PHONE: 312-291-9966 MAIL ADDRESS: STREET 1: 24 E. WASHINGTON STREET STREET 2: STE. 900 CITY: CHICAGO STATE: IL ZIP: 60602 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2023-01-19 0 0001856031 Vivid Seats Inc. SEAT 0001880369 Wagner Jonathan Miles C/O VIVID SEATS INC. 24 E. WASHINGTON STREET, SUITE 900 CHICAGO IL 60602 0 1 0 0 Chief Technology Officer Class A Common Stock 2023-01-19 4 M 0 6250 A 23731 D Class A Common Stock 2023-01-20 4 S 0 2124 7.88 D 21607 D Restricted Stock Units 2023-01-19 4 M 0 6250 0.00 D Class A Common Stock 6250 68750 D Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock Represents the aggregate number of shares sold by the Reporting Person solely to cover required taxes and fees due upon the vesting and settlement of RSUs. The RSUs have vested and settled or will vest and settle, as applicable, in 16 equal quarterly installments beginning on January 19, 2022. The RSUs do not have an expiration date. /s/ Jonathan Miles Wagner 2023-01-23 EX-24 2 poa.txt POA DOCUMENT POWER OF ATTORNEY With respect to holdings of and transactions in securities issued by Vivid Seats Inc. (the "Company"), the undersigned hereby constitutes and appoints the individuals named on Schedule A attached hereto and as may be amended from time to time, or any of them signing singly, with full power of substitution and resubstitution, to act as the undersigned's true and lawful attorney-in-fact to: 1. execute for and on behalf of the undersigned, Schedules 13D and 13G in accordance with Section 13 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), and the rules thereunder, and Forms 3, 4, and 5 in accordance with Section 16 of the Exchange Act and the rules thereunder; 2. do and perform any and all acts for and on behalf of the undersigned which may be necessary or desirable to complete and execute any such Schedule 13D or 13G or Form 3, 4, or 5, complete and execute any amendment or amendments thereto, and timely file such schedule or form with the SEC and any stock exchange or similar authority; and 3. take any other action of any type whatsoever in connection with the foregoing which, in the opinion of such attorney-in-fact, may be of benefit to, in the best interest of, or legally required by, the undersigned, it being understood that the documents executed by such attorney-in-fact on behalf of the undersigned pursuant to this Power of Attorney shall be in such form and shall contain such terms and conditions as such attorney-in-fact may approve in such attorney-in-fact's discretion. The undersigned hereby grants to each such attorney-in-fact full power and authority to do and perform any and every act and thing whatsoever requisite, necessary, or proper to be done in the exercise of any of the rights and powers herein granted, as fully to all intents and purposes as the undersigned might or could do if personally present, with full power of substitution and resubstitution or revocation, hereby ratifying and confirming all that such attorney-in-fact, or such attorneys-in-fact substitute or substitutes, shall lawfully do or cause to be done by virtue of this Power of Attorney and the rights and powers herein granted. The undersigned acknowledges that the foregoing attorneys-in-fact, in serving in such capacity at the request of the undersigned, are not assuming, nor is the Company assuming, any of the undersigned's responsibilities to comply with Section 13 and Section 16 of the Exchange Act. This Power of Attorney shall remain in full force and effect until the undersigned is no longer required to file Schedule 13D and 13G and Forms 3, 4, and 5 with respect to the undersigned's holdings of and transactions in securities issued by the Company, unless earlier revoked by the undersigned in a signed writing delivered to the foregoing attorneys-in-fact. IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed as of this 23rd day of January, 2023 /s/ Jonathan Miles Wagner Name: Jonathan Miles Wagner ----------------------- Schedule A Individuals Appointed as Attorney-in-Fact with Full Power of Substitution and Resubstitution: 1. Emily Epstein 2. Lawrence Fey