EX-99. C 4 d358390dex99c.htm NOTICES TO FUNDS SHAREHOLDERS IN ACCORDANCE WITH RULE 19A-1 Notices to Funds Shareholders In Accordance With Rule 19a-1

Exhibit (C)

MainStay CBRE Global Infrastructure Megatrends Fund (NYSE: MEGI)

 

 June 2022 Distribution Information

 

    

MainStay CBRE Global Infrastructure Megatrends Fund (MEGI) (the “Fund”) is providing this notice to shareholders with important information concerning the distribution declared for June 2022 in the amount of $0.1083 per common share. This notice is intended for informational purposes; no action is required on your part.

The following table sets forth the estimated sources of income of the current distribution, and the cumulative distributions paid this fiscal year to date from the following sources: net investment income, net realized short-term capital gains, net realized long-term capital gains and return of capital or other capital source. All amounts are expressed on a per share of common stock basis and as a percentage of the distribution amount.

  Data as of 6/30/2022

 

   

 

Current

   Percent of   Fiscal YTD     Fiscal YTD Percent of  
    Distribution per   Current   Cumulative   Total Cumulative
  Source   Share   Distribution   Distribution per Share   Distributions

Net Investment Income

   $0.1015   93%   $0.6083   94%

Net Realized Short-Term Capital Gains

   $0.0061   6%   $0.0386   6%

Net Realized Long-Term Capital Gains

   $0.0007   1%   $0.0029   0%#

Return of Capital or Other Capital Sources

   $-   -%   $-   -%

Total per Share

   $0.1083   100%   $0.6498   100%

# Less than 1%.

      

 

  Fund Performance and Distribution Rate Information as of 5/31/2022           

Average annual total return1 (in relation to the net asset value (NAV))

    6.28%        

Annualized current distribution rate expressed as a percentage of month end NAV as of 5/31/2022

    6.28%2        

Cumulative total return3 (in relation to NAV (not annualized)) for the fiscal period ending 5/31/2022

    6.28%        

Cumulative fiscal year distribution rate as a percentage of NAV as of 5/31/2022

    2.62%2        

 

1.

Represents the cumulative total return in relation to the change in NAV from inception (10/27/2021) through 5/31/2022.

2.

The Fund commenced investment operations on 10/27/2021.

3.

Represents the cumulative total return in relation to the change in NAV for the fiscal period 10/27/2021 through 5/31/2022.

 

LOGO

 

    

 

 

 June 2022 Distribution Information

 

    

You should not draw any conclusions about the Fund’s investment performance from the amount of this distribution or from the terms of the Fund’s Managed Distribution Policy.

Please note: The amounts and sources of distributions reported in this 19(a) Notice are only estimated and are not being provided for tax reporting purposes. The actual amounts and sources of income of the amounts for tax reporting purposes will depend on the Fund’s investment experience during the remainder of its fiscal year and may be subject to changes based on tax regulations. The Fund will send you a Form 1099-DIV for the calendar year that will tell you how to report these distributions for federal income tax purposes.

For questions regarding this notice, or for more information regarding the Fund, please contact your investment advisor, or call New York Life Investments at 855–456–9683.

 

 

 

LOGO

Neither New York Life Investment Management LLC, its affiliates, nor its representatives provide tax, legal, or accounting advice. Please contact your own tax advisors.

“New York Life Investments” is both a service mark, and the common trade name, of certain investment advisors affiliated with New York Life Insurance Company. The MainStay Funds® are managed by New York Life Investment Management LLC and distributed by NYLIFE Distributors LLC, 30 Hudson Street, Jersey City, NJ 07302, a wholly owned subsidiary of New York Life Insurance Company. NYLIFE Distributors LLC is a Member FINRA/SIPC.

 

1921280

    MSMEGI02a-06/22

 

    

 

MainStay CBRE Global Infrastructure Megatrends Fund (NYSE: MEGI)

 

 July 2022 Distribution Information

 

    

MainStay CBRE Global Infrastructure Megatrends Fund (MEGI) (the “Fund”) is providing this notice to shareholders with important information concerning the distribution declared for July 2022 in the amount of $0.1083 per common share. This notice is intended for informational purposes; no action is required on your part.

The following table sets forth the estimated sources of income of the current distribution, and the cumulative distributions paid this fiscal year to date from the following sources: net investment income, net realized short-term capital gains, net realized long-term capital gains and return of capital or other capital source. All amounts are expressed on a per share of common stock basis and as a percentage of the distribution amount.

  Data as of 7/31/2022

 

    Current  

 

Percent of

   Fiscal YTD     Fiscal YTD Percent of  
    Distribution per   Current   Cumulative   Total Cumulative
  Source   Share   Distribution   Distribution per Share   Distributions

Net Investment Income

   $0.0981   91%   $0.1996   92%

Net Realized Short-Term Capital Gains

   $0.0102   9%   $0.0163   8%

Net Realized Long-Term Capital Gains

   $-   -%   $0.0007   0%#

Return of Capital or Other Capital Sources

   $-   -%   $-   -%

Total per Share

   $0.1083   100%   $0.2166   100%

# Less than 1%.

      

 

  Fund Performance and Distribution Rate Information as of 6/30/2022           

Average annual total return1 (in relation to the net asset value (NAV))

    -4.77%        

Annualized current distribution rate expressed as a percentage of month end NAV as of 6/30/2022

    7.05%2        

Cumulative total return3 (in relation to NAV (not annualized)) for the fiscal period ending 6/30/2022

    -10.39%        

Cumulative fiscal year distribution rate as a percentage of NAV as of 6/30/2022

    0.59%2        

 

1.

Represents the cumulative total return in relation to the change in NAV from inception (10/27/2021) through 6/30/2022.

2.

The Fund commenced investment operations on 10/27/2021.

3.

Represents the cumulative total return in relation to the change in NAV for the fiscal period 6/1/2022 through 6/30/2022.

 

LOGO

 

    

 

 

 July 2022 Distribution Information

 

    

You should not draw any conclusions about the Fund’s investment performance from the amount of this distribution or from the terms of the Fund’s Managed Distribution Policy.

Please note: The amounts and sources of distributions reported in this 19(a) Notice are only estimated and are not being provided for tax reporting purposes. The actual amounts and sources of income of the amounts for tax reporting purposes will depend on the Fund’s investment experience during the remainder of its fiscal year and may be subject to changes based on tax regulations. The Fund will send you a Form 1099-DIV for the calendar year that will tell you how to report these distributions for federal income tax purposes.

For questions regarding this notice, or for more information regarding the Fund, please contact your investment advisor, or call New York Life Investments at 855–456–9683.

 

 

 

LOGO

Neither New York Life Investment Management LLC, its affiliates, nor its representatives provide tax, legal, or accounting advice. Please contact your own tax advisors.

“New York Life Investments” is both a service mark, and the common trade name, of certain investment advisors affiliated with New York Life Insurance Company. The MainStay Funds® are managed by New York Life Investment Management LLC and distributed by NYLIFE Distributors LLC, 30 Hudson Street, Jersey City, NJ 07302, a wholly owned subsidiary of New York Life Insurance Company. NYLIFE Distributors LLC is a Member FINRA/SIPC.

 

1921280

    MSMEGI18j-07/22

 

    

 

MainStay CBRE Global Infrastructure Megatrends Fund (NYSE: MEGI)

 

 August 2022 Distribution Information

 

    

MainStay CBRE Global Infrastructure Megatrends Fund (MEGI) (the “Fund”) is providing this notice to shareholders with important information concerning the distribution declared for August 2022 in the amount of $0.1083 per common share. This notice is intended for informational purposes; no action is required on your part.

The following table sets forth the estimated sources of income of the current distribution, and the cumulative distributions paid this fiscal year to date from the following sources: net investment income, net realized short-term capital gains, net realized long-term capital gains and return of capital or other capital source. All amounts are expressed on a per share of common stock basis and as a percentage of the distribution amount.

  Data as of 8/31/2022

 

     Current    Percent of  

 

Fiscal YTD

      Fiscal YTD Percent of  
     Distribution per    Current   Cumulative    Total Cumulative
  Source    Share    Distribution   Distribution per Share    Distributions

Net Investment Income

    $0.1014    94%   $0.3010    93%

Net Realized Short-Term Capital Gains

    $0.0054    5%   $0.0217    6%

Net Realized Long-Term Capital Gains

    $0.0015    1%   $0.0022    1%

Return of Capital or Other Capital Sources

    $-    -%   $-    -%

Total per Share

    $0.1083    100%   $0.3249    100%

 

  Fund Performance and Distribution Rate Information as of 7/31/2022           

Average annual total return1 (in relation to the net asset value (NAV))

    -1.42%        

Annualized current distribution rate expressed as a percentage of month end NAV as of 7/31/2022

    6.85%2
        

Cumulative total return3 (in relation to NAV (not annualized)) for the fiscal period ending 7/31/2022

    -7.24%        

Cumulative fiscal year distribution rate as a percentage of NAV as of 7/31/2022

    1.14%4
        

 

1.

Represents the cumulative total return in relation to the change in NAV from inception (10/27/2021) through 7/31/2022.

2.

Represents the current monthly distribution rate annualized as a percentage of NAV as of 7/31/2022.

3.

Represents the cumulative total return in relation to the change in NAV for the current fiscal period 6/1/2022 through 7/31/2022.

4.

Represents the cumulative distribution rate for the current fiscal period 6/1/2022 through 7/31/2022, which is determined by dividing the dollar value of distributions in the period by the NAV as of 7/31/2022.

 

LOGO

 

    

 

 

 August 2022 Distribution Information

 

    

You should not draw any conclusions about the Fund’s investment performance from the amount of this distribution or from the terms of the Fund’s Managed Distribution Policy.

Please note: The amounts and sources of distributions reported in this 19(a) Notice are only estimated and are not being provided for tax reporting purposes. The actual amounts and sources of income of the amounts for tax reporting purposes will depend on the Fund’s investment experience during the remainder of its fiscal year and may be subject to changes based on tax regulations. The Fund will send you a Form 1099-DIV for the calendar year that will tell you how to report these distributions for federal income tax purposes.

For questions regarding this notice, or for more information regarding the Fund, please contact your investment advisor, or call New York Life Investments at 855–456–9683.

 

 

 

LOGO

Neither New York Life Investment Management LLC, its affiliates, nor its representatives provide tax, legal, or accounting advice. Please contact your own tax advisors.

“New York Life Investments” is both a service mark, and the common trade name, of certain investment advisors affiliated with New York Life Insurance Company. The MainStay Funds® are managed by New York Life Investment Management LLC and distributed by NYLIFE Distributors LLC, 30 Hudson Street, Jersey City, NJ 07302, a wholly owned subsidiary of New York Life Insurance Company. NYLIFE Distributors LLC is a Member FINRA/SIPC.

 

1921280

    MSMEGI18k-08/22

 

    

 

MainStay CBRE Global Infrastructure Megatrends Fund (NYSE: MEGI)

 

September 2022 Distribution Information

 

    

MainStay CBRE Global Infrastructure Megatrends Fund (MEGI) (the “Fund”) is providing this notice to shareholders with important information concerning the distribution declared for September 2022 in the amount of $0.1083 per common share. This notice is intended for informational purposes; no action is required on your part.

The following table sets forth the estimated sources of income of the current distribution, and the cumulative distributions paid this fiscal year to date from the following sources: net investment income, net realized short-term capital gains, net realized long-term capital gains and return of capital or other capital source. All amounts are expressed on a per share of common stock basis and as a percentage of the distribution amount.

  Data as of 9/30/2022

 

    

 

Current

    Percent of   Fiscal YTD      Fiscal YTD Percent of  
     Distribution per    Current   Cumulative    Total Cumulative
  Source    Share    Distribution   Distribution per Share    Distributions

Net Investment Income

    $0.1014    94%   $0.3010    93%

Net Realized Short-Term Capital Gains

    $0.0054    5%   $0.0217    6%

Net Realized Long-Term Capital Gains

    $0.0015    1%   $0.0022    1%

Return of Capital or Other Capital Sources

    $-    -%   $-    -%

Total per Share

    $0.1083    100%   $0.3249    100%

 

  Fund Performance and Distribution Rate Information as of 8/31/2022           

Average annual total return1 (in relation to the net asset value (NAV))

    -5.43%           

Annualized current distribution rate expressed as a percentage of month end NAV as of 8/31/2022

    7.18%2
        

Cumulative total return3 (in relation to NAV (not annualized)) for the fiscal period ending 8/31/2022

    -11.02%        

Cumulative fiscal year distribution rate as a percentage of NAV as of 8/31/2022

    1.80%4
        

 

1.

Represents the cumulative total return in relation to the change in NAV from inception (10/27/2021) through 8/31/2022.

2.

Represents the current monthly distribution rate annualized as a percentage of NAV as of 8/31/2022.

3.

Represents the cumulative total return in relation to the change in NAV for the current fiscal period 6/1/2022 through 8/31/2022.

4.

Represents the cumulative distribution rate for the current fiscal period 6/1/2022 through 8/31/2022, which is determined by dividing the dollar value of distributions in the period by the NAV as of 8/31/2022.

 

LOGO

 

    

 

 

 September 2022 Distribution Information

 

    

You should not draw any conclusions about the Fund’s investment performance from the amount of this distribution or from the terms of the Fund’s Managed Distribution Policy.

Please note: The amounts and sources of distributions reported in this 19(a) Notice are only estimated and are not being provided for tax reporting purposes. The actual amounts and sources of income of the amounts for tax reporting purposes will depend on the Fund’s investment experience during the remainder of its fiscal year and may be subject to changes based on tax regulations. The Fund will send you a Form 1099-DIV for the calendar year that will tell you how to report these distributions for federal income tax purposes.

For questions regarding this notice, or for more information regarding the Fund, please contact your investment advisor, or call New York Life Investments at 855–456–9683.

 

 

 

LOGO

Neither New York Life Investment Management LLC, its affiliates, nor its representatives provide tax, legal, or accounting advice. Please contact your own tax advisors.

“New York Life Investments” is both a service mark, and the common trade name, of certain investment advisors affiliated with New York Life Insurance Company. The MainStay Funds® are managed by New York Life Investment Management LLC and distributed by NYLIFE Distributors LLC, 30 Hudson Street, Jersey City, NJ 07302, a wholly owned subsidiary of New York Life Insurance Company. NYLIFE Distributors LLC is a Member FINRA/SIPC.

 

1921280

    MSMEGI02c-09/22

 

    

 

MainStay CBRE Global Infrastructure Megatrends Fund (NYSE: MEGI)

 

 October 2022 Distribution Information

 

    

MainStay CBRE Global Infrastructure Megatrends Fund (MEGI) (the “Fund”) is providing this notice to shareholders with important information concerning the distribution declared for October 2022 in the amount of $0.1083 per common share. This notice is intended for informational purposes; no action is required on your part.

The following table sets forth the estimated sources of income of the current distribution, and the cumulative distributions paid this fiscal year to date from the following sources: net investment income, net realized short-term capital gains, net realized long-term capital gains and return of capital or other capital source. All amounts are expressed on a per share of common stock basis and as a percentage of the distribution amount.

  Data as of 10/31/2022

 

    

 

Current

    Percent of   Fiscal YTD      Fiscal YTD Percent of  
     Distribution per    Current   Cumulative    Total Cumulative
  Source    Share    Distribution   Distribution per Share    Distributions

Net Investment Income

    $0.0815    75%   $0.4834    89%

Net Realized Short-Term Capital Gains

    $0.0249    23%   $0.0525    10%

Net Realized Long-Term Capital Gains

    $0.0019    2%   $0.0056    1%

Return of Capital or Other Capital Sources

    $-      -%   $-      -%

Total per Share

    $0.1083    100%   $0.5415    100%

 

  Fund Performance and Distribution Rate Information as of 9/30/2022           

Average annual total return1 (in relation to the net asset value (NAV))

    –22.94%           

Annualized current distribution rate expressed as a percentage of month end NAV as of 9/30/2022

    8.88%2
        

Cumulative total return3 (in relation to NAV (not annualized)) for the fiscal period ending 9/30/2022

    –27.49%        

Cumulative fiscal year distribution rate as a percentage of NAV as of 9/30/2022

    2.96%4         

 

1.

Represents the cumulative total return in relation to the change in NAV from inception (10/27/2021) through 9/30/2022.

2.

Represents the current monthly distribution rate annualized as a percentage of NAV as of 9/30/2022.

3.

Represents the cumulative total return in relation to the change in NAV for the current fiscal period 6/1/2022 through 9/30/2022.

4.

Represents the cumulative distribution rate for the current fiscal period 6/1/2022 through 9/30/2022, which is determined by dividing the dollar value of distributions in the period by the NAV as of 9/30/2022.

 

LOGO

 

    

 

 

 October 2022 Distribution Information

 

    

You should not draw any conclusions about the Fund’s investment performance from the amount of this distribution or from the terms of the Fund’s Managed Distribution Policy.

Please note: The amounts and sources of distributions reported in this 19(a) Notice are only estimated and are not being provided for tax reporting purposes. The actual amounts and sources of income of the amounts for tax reporting purposes will depend on the Fund’s investment experience during the remainder of its fiscal year and may be subject to changes based on tax regulations. The Fund will send you a Form 1099-DIV for the calendar year that will tell you how to report these distributions for federal income tax purposes.

For questions regarding this notice, or for more information regarding the Fund, please contact your investment advisor, or call New York Life Investments at 855–456–9683.

 

 

 

LOGO

Neither New York Life Investment Management LLC, its affiliates, nor its representatives provide tax, legal, or accounting advice. Please contact your own tax advisors.

“New York Life Investments” is both a service mark, and the common trade name, of certain investment advisors affiliated with New York Life Insurance Company. The MainStay Funds® are managed by New York Life Investment Management LLC and distributed by NYLIFE Distributors LLC, 30 Hudson Street, Jersey City, NJ 07302, a wholly owned subsidiary of New York Life Insurance Company. NYLIFE Distributors LLC is a Member FINRA/SIPC.

 

1921280

    MSMEGI02e-10/22

 

    

 

MainStay CBRE Global Infrastructure Megatrends Fund (NYSE: MEGI)

 

 November 2022 Distribution Information

 

    

MainStay CBRE Global Infrastructure Megatrends Fund (MEGI) (the “Fund”) is providing this notice to shareholders with important information concerning the distribution declared for November 2022 in the amount of $0.1083 per common share. This notice is intended for informational purposes; no action is required on your part.

The following table sets forth the estimated sources of income of the current distribution, and the cumulative distributions paid this fiscal year to date from the following sources: net investment income, net realized short-term capital gains, net realized long-term capital gains and return of capital or other capital source. All amounts are expressed on a per share of common stock basis and as a percentage of the distribution amount.

  Data as of 11/30/2022

 

    

 

Current

    Percent of   Fiscal YTD      Fiscal YTD Percent of  
     Distribution per    Current   Cumulative    Total Cumulative
  Source    Share    Distribution   Distribution per Share    Distributions

Net Investment Income

    $0.0815    75%   $0.4834    89%

Net Realized Short-Term Capital Gains

    $0.0249    23%   $0.0525    10%

Net Realized Long-Term Capital Gains

    $0.0019    2%   $0.0056    1%

Return of Capital or Other Capital Sources

    $-      -%   $-      -%

Total per Share

    $0.1083    100%   $0.5415    100%

 

  Fund Performance and Distribution Rate Information as of 10/31/2022           

Average annual total return1 (in relation to the net asset value (NAV))

    –18.09%           

Annualized current distribution rate expressed as a percentage of month end NAV as of 10/31/2022

    8.43%2
        

Cumulative total return3 (in relation to NAV (not annualized)) for the fiscal period ending 10/31/2022

    –23.09%        

Cumulative fiscal year distribution rate as a percentage of NAV as of 10/31/2022

    3.51%4
        

 

1.

Represents the cumulative total return in relation to the change in NAV from inception (10/27/2021) through 10/31/2022.

2.

Represents the current monthly distribution rate annualized as a percentage of NAV as of 10/31/2022.

3.

Represents the cumulative total return in relation to the change in NAV for the current fiscal period 6/1/2022 through 10/31/2022.

4.

Represents the cumulative distribution rate for the current fiscal period 6/1/2022 through 10/31/2022, which is determined by dividing the dollar value of distributions in the period by the NAV as of 10/31/2022.

 

LOGO

 

    

 

 

 November 2022 Distribution Information

 

    

You should not draw any conclusions about the Fund’s investment performance from the amount of this distribution or from the terms of the Fund’s Managed Distribution Policy.

Please note: The amounts and sources of distributions reported in this 19(a) Notice are only estimated and are not being provided for tax reporting purposes. The actual amounts and sources of income of the amounts for tax reporting purposes will depend on the Fund’s investment experience during the remainder of its fiscal year and may be subject to changes based on tax regulations. The Fund will send you a Form 1099-DIV for the calendar year that will tell you how to report these distributions for federal income tax purposes.

For questions regarding this notice, or for more information regarding the Fund, please contact your investment advisor, or call New York Life Investments at 855–456–9683.

 

 

 

LOGO

Neither New York Life Investment Management LLC, its affiliates, nor its representatives provide tax, legal, or accounting advice. Please contact your own tax advisors.

“New York Life Investments” is both a service mark, and the common trade name, of certain investment advisors affiliated with New York Life Insurance Company. The MainStay Funds® are managed by New York Life Investment Management LLC and distributed by NYLIFE Distributors LLC, 30 Hudson Street, Jersey City, NJ 07302, a wholly owned subsidiary of New York Life Insurance Company. NYLIFE Distributors LLC is a Member FINRA/SIPC.

 

1921280

    MSMEGI02f-11/22