0001213900-23-095308.txt : 20231213 0001213900-23-095308.hdr.sgml : 20231213 20231213122741 ACCESSION NUMBER: 0001213900-23-095308 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210812 FILED AS OF DATE: 20231213 DATE AS OF CHANGE: 20231213 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Abri Ventures I, LLC CENTRAL INDEX KEY: 0001876697 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-40723 FILM NUMBER: 231483469 BUSINESS ADDRESS: STREET 1: 9663 SANTA MONICA BOULEVARD STREET 2: NO. 1091 CITY: BEVERLY HILLS STATE: CA ZIP: 90210 BUSINESS PHONE: 424-732-1021 MAIL ADDRESS: STREET 1: 9663 SANTA MONICA BOULEVARD STREET 2: NO. 1091 CITY: BEVERLY HILLS STATE: CA ZIP: 90210 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Collective Audience, Inc. CENTRAL INDEX KEY: 0001854583 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MANAGEMENT CONSULTING SERVICES [8742] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 85 BROAD STREET 16-079 CITY: NEW YORK STATE: NY ZIP: 10004 BUSINESS PHONE: (808) 829-1057 MAIL ADDRESS: STREET 1: 85 BROAD STREET 16-079 CITY: NEW YORK STATE: NY ZIP: 10004 FORMER COMPANY: FORMER CONFORMED NAME: Abri SPAC I, Inc. DATE OF NAME CHANGE: 20210331 4/A 1 ownership.xml X0508 4/A 2021-08-12 2021-09-09 0 0001854583 Collective Audience, Inc. CAUD 0001876697 Abri Ventures I, LLC 3411 SILVERSIDE ROAD, TATNALL BLDG. #104 WILMINGTON DE 19810 0 0 1 0 0 Common Stock 2021-08-12 4 P 0 276250 10.00 A 1713750 D Common Stock 2021-08-23 4 J 0 4020 0 D 1709730 D Common Stock 2021-08-23 4 P 0 18348 10 A 1728078 D Common Stock 2023-04-11 4 S 0 75000 10.78 D 1653078 D Common Stock 2023-11-02 4 S 0 40000 26.96 D 1613078 D Warrants 11.50 2021-08-12 4 P 0 276250 A 2024-11-02 2028-11-02 Common Stock 276250 276250 D Warrants 11.50 2021-08-23 4 P 0 294598 A 2024-11-02 2028-11-02 Common Stock 18348 294598 D Reflects the purchase price for Units (the "Private Placement Units") consisting of one share of Common Stock and one warrant to purchase one share of Common Stock (the "Warrant") at a purchase price of $10.00 per Private Placement Unit pursuant to the Private Placement Unites Purchase Agreement dated August 10, 2021 entered into between the Issuer and the Reporting Person. No portion of the purchase price for the Private Placement Units was allocated to the Warrants. As contemplated in connection with the initial public offering of the Issuer, 4,020 shares of Common Stock of the Issuer were returned by the reporting person to the Issuer for no consideration and cancelled because the underwriters' over-allotment option was not exercised in full. Amended to correct Amount of Securities Beneficially Owned on August 23, 2021 included in column 5. Amounts reflect the imputed price based on the Nasdaq Official Closing Price of the Issuer's Common Stock as reported by Nasdaq on the trading day prior to the date reported as the transaction did not involve a cash payment. /s/ Jeffrey Tirman, Authorized Person of Abri Ventures I, LLC 2023-12-13