000185413900018541392023-06-152023-06-15

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

FORM 8-K

CURRENT REPORT PURSUANT TO

SECTION 13 OR 15(d)

OF THE SECURITIES EXCHANGE ACT OF 1934

Date of Report (Date of Earliest Event Reported): June 15, 2023

ZEVIA PBC

(Exact Name of Registrant as Specified in Its Charter)

Delaware

001-40630

86-2862492

(State or Other Jurisdiction

of Incorporation)

(Commission File Number)

(IRS Employer

Identification No.)

 

 

 

15821 Ventura Blvd., Suite 135, Encino, CA

91436

(Address of Principal Executive Offices)

(Zip Code)

(855) 469-3842

(Registrant’s Telephone Number, Including Area Code)

Former Name or Former Address, if Changed Since Last Report: N/A

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class

 

Trading

Symbol(s)

 

Name of each exchange on which registered

Class A common stock, par value $0.001 per share

 

ZVIA

 

New York Stock Exchange

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).

Emerging growth company

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.

 

 

 

 


 

Item 5.07 Submission of Matters to a Vote of Security Holders.

On June 15, 2023, Zevia PBC (the “Company” or “Zevia”) held its 2023 Annual Meeting of Stockholders (the “Annual Meeting”). As of the record date for the Annual Meeting, there were 49,317,263 shares of Class A Common Stock and 21,260,609 shares of Class B Common Stock of the Company outstanding, each entitled to one vote per share. Results of votes with respect to proposals submitted at the Annual Meeting are as follows:

1.
To elect three (3) Class II members of the Company’s board of directors to serve for a 3-year term until the Company’s 2026 annual meeting of stockholders:

 

Name

 

For

 

 

Against

 

 

Abstain

 

 

Broker Non-Votes

 

David J. Lee

 

 

47,373,049

 

 

 

1,925,107

 

 

 

18,136

 

 

 

11,927,977

 

Rosemary L. Ripley

 

 

46,947,520

 

 

 

2,351,278

 

 

 

17,494

 

 

 

11,927,977

 

Justin Shaw

 

 

45,279,597

 

 

 

3,959,823

 

 

 

76,872

 

 

 

11,927,977

 

 

2.
To ratify the selection of Deloitte & Touche LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2023:

 

For

Against

Abstain

Broker Non-Votes

60,120,379

1,105,898

17,992

 

1


 

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

 

ZEVIA PBC

Date: June 21, 2023

/s/ LORNA R. SIMMS

 Name:

Lorna R. Simms

 Title:

SVP, General Counsel and Corporate Secretary

 

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