X0306 4 2021-07-27 0001535929 Voya Financial, Inc. VOYA 0001853487 Katz Michael Robert 230 PARK AVENUE NEW YORK NY 10169 1 See Remarks Common Stock 2021-07-27 4 M 0 9968 0 A 17280 D Common Stock 2021-07-27 4 F 0 4229 62.96 D 13051 D Restricted Stock Units 2021-07-27 4 M 0 9968 0 D Common Stock 9968 12060 D Deferred Savings Plan Issuer Stock Units Common Stock 794.063 794.063 D Performance-Based Stock Options Common Stock 56187 56187 D Performance Stock Unit Common Stock 17771 17771 D Delivery of shares of the Company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation. The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in the units to alternative investments in the future. Includes a dividend of 4.229 shares. The options vest based on the conditions set forth in their respective agreements. The stock units will vest based on their respective award agreements. Executive Vice President, Chief Strategy, Planning and Investor Relations Officer /s/ Rachel Reid, Attorney-in-Fact 2021-07-29