0001104659-24-000877.txt : 20240103
0001104659-24-000877.hdr.sgml : 20240103
20240103163245
ACCESSION NUMBER: 0001104659-24-000877
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20231229
FILED AS OF DATE: 20240103
DATE AS OF CHANGE: 20240103
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Hyman Jerry
CENTRAL INDEX KEY: 0001867396
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-41236
FILM NUMBER: 24507116
MAIL ADDRESS:
STREET 1: 400 SKOKIE BLVD STE 820
CITY: NORTHBROOK
STATE: IL
ZIP: 60062
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Pinstripes Holdings, Inc.
CENTRAL INDEX KEY: 0001852633
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING & DRINKING PLACES [5810]
ORGANIZATION NAME: 07 Trade & Services
IRS NUMBER: 862556699
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0428
BUSINESS ADDRESS:
STREET 1: 1150 WILLOW ROAD
CITY: NORTHBROOK
STATE: IL
ZIP: 60062
BUSINESS PHONE: (847) 480-2323
MAIL ADDRESS:
STREET 1: 1150 WILLOW ROAD
CITY: NORTHBROOK
STATE: IL
ZIP: 60062
FORMER COMPANY:
FORMER CONFORMED NAME: Banyan Acquisition Corp
DATE OF NAME CHANGE: 20210322
4
1
tm241555-1_4seq1.xml
OWNERSHIP DOCUMENT
X0508
4
2023-12-29
0
0001852633
Pinstripes Holdings, Inc.
BYN
0001867396
Hyman Jerry
C/O BANYAN ACQUISITION CORPORATION
400 SKOKIE BLVD, SUITE 820
NORTHBROOK
IL
60062
1
0
1
0
0
Class A Common Stock
2023-12-29
4
D
0
2706406
D
4193594
I
By Banyan Acquisition Sponsor LLC
Class A Common Stock
2023-12-29
4
D
0
1596832
D
2596762
I
By Banyan Acquisition Sponsor LLC
Class A Common Stock
2023-12-29
4
A
0
125000
8.00
A
125000
D
Class B-1 Shares
2023-12-29
4
A
0
896104
A
Class A Common Stock
896104
896104
I
By Banyan Acquisition Sponsor LLC
Class B-2 Shares
2023-12-29
4
A
0
896103
A
Class A Common Stock
896103
896103
I
By Banyan Acquisition Sponsor LLC
In connection with the merger between Banyan Acquisition Corporation ("Banyan") and Pinstripes, Inc. ("Pinstripes"), 2,706,406 shares of Class A Common Stock ("Class A Shares") were forfeited for no consideration.
Pursuant to the second amended and restated certificate of incorporation of Banyan ("Certificate of Incorporation"), 1,596,832 Class A Shares were reissued as 798,417 shares of Class B-1 Stock ("Class B-1 Shares") and 798,415 shares of Class B-2 Stock ("Class B-2 Shares"), each of which will automatically convert into Class A Shares upon achievement of a Class A Share trading price of $12.00 and $14.00, respectively.
Includes 97,687 shares of Class B Common Stock ("Class B Shares") which, pursuant to the Certificate of Incorporation, became subject to the stock price vesting and automatic conversion provisions as Class B-1 Shares.
Includes 97,688 Class B Shares which, pursuant to the Certificate of Incorporation, became subject to the stock price vesting and automatic conversion provisions as Class B-2 Shares.
/s/ Jerry Hyman
2024-01-03