0001104659-24-000877.txt : 20240103 0001104659-24-000877.hdr.sgml : 20240103 20240103163245 ACCESSION NUMBER: 0001104659-24-000877 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231229 FILED AS OF DATE: 20240103 DATE AS OF CHANGE: 20240103 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hyman Jerry CENTRAL INDEX KEY: 0001867396 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-41236 FILM NUMBER: 24507116 MAIL ADDRESS: STREET 1: 400 SKOKIE BLVD STE 820 CITY: NORTHBROOK STATE: IL ZIP: 60062 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Pinstripes Holdings, Inc. CENTRAL INDEX KEY: 0001852633 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING & DRINKING PLACES [5810] ORGANIZATION NAME: 07 Trade & Services IRS NUMBER: 862556699 STATE OF INCORPORATION: DE FISCAL YEAR END: 0428 BUSINESS ADDRESS: STREET 1: 1150 WILLOW ROAD CITY: NORTHBROOK STATE: IL ZIP: 60062 BUSINESS PHONE: (847) 480-2323 MAIL ADDRESS: STREET 1: 1150 WILLOW ROAD CITY: NORTHBROOK STATE: IL ZIP: 60062 FORMER COMPANY: FORMER CONFORMED NAME: Banyan Acquisition Corp DATE OF NAME CHANGE: 20210322 4 1 tm241555-1_4seq1.xml OWNERSHIP DOCUMENT X0508 4 2023-12-29 0 0001852633 Pinstripes Holdings, Inc. BYN 0001867396 Hyman Jerry C/O BANYAN ACQUISITION CORPORATION 400 SKOKIE BLVD, SUITE 820 NORTHBROOK IL 60062 1 0 1 0 0 Class A Common Stock 2023-12-29 4 D 0 2706406 D 4193594 I By Banyan Acquisition Sponsor LLC Class A Common Stock 2023-12-29 4 D 0 1596832 D 2596762 I By Banyan Acquisition Sponsor LLC Class A Common Stock 2023-12-29 4 A 0 125000 8.00 A 125000 D Class B-1 Shares 2023-12-29 4 A 0 896104 A Class A Common Stock 896104 896104 I By Banyan Acquisition Sponsor LLC Class B-2 Shares 2023-12-29 4 A 0 896103 A Class A Common Stock 896103 896103 I By Banyan Acquisition Sponsor LLC In connection with the merger between Banyan Acquisition Corporation ("Banyan") and Pinstripes, Inc. ("Pinstripes"), 2,706,406 shares of Class A Common Stock ("Class A Shares") were forfeited for no consideration. Pursuant to the second amended and restated certificate of incorporation of Banyan ("Certificate of Incorporation"), 1,596,832 Class A Shares were reissued as 798,417 shares of Class B-1 Stock ("Class B-1 Shares") and 798,415 shares of Class B-2 Stock ("Class B-2 Shares"), each of which will automatically convert into Class A Shares upon achievement of a Class A Share trading price of $12.00 and $14.00, respectively. Includes 97,687 shares of Class B Common Stock ("Class B Shares") which, pursuant to the Certificate of Incorporation, became subject to the stock price vesting and automatic conversion provisions as Class B-1 Shares. Includes 97,688 Class B Shares which, pursuant to the Certificate of Incorporation, became subject to the stock price vesting and automatic conversion provisions as Class B-2 Shares. /s/ Jerry Hyman 2024-01-03