X0306 4 2021-03-16 0001535929 Voya Financial, Inc. VOYA 0001852036 Grubka Robert L. 230 PARK AVENUE NEW YORK NY 10169 1 CEO, Health Solutions Common Stock 2021-03-16 4 M 0 27800 37.60 A 44939 D Common Stock 2021-03-16 4 F 0 21549 64.10 D 23390 D Common Stock 2021-03-16 4 S 0 6251 64.1115 D 17139 D Performance-Based Stock Options 37.60 2021-03-16 4 M 0 27800 0 D 2025-12-16 Common Stock 27800 0 D 401(k) Plan Issuer Stock Units Common Stock 1786.8789 1786.8789 D Deferred Savings Plan Issuer Stock Units Common Stock 374 374 D Performance Stock Unit Common Stock 20438 20438 D Restricted Stock Units Common Stock 14098 14098 D These common shares were delivered to the issuer to pay the options' exercise price and applicable tax due upon vesting of the stock options. This transaction was executed in multiple trades at prices ranging from $64.1101 to $64.1370. The price report represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC Staff, the company, or a security holder of the company, full information regarding the shares sold at each separate price. 25% of the options were exercisable on March 31, 2018. 75% of the options were exercisable on June 30, 2018. Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors. The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. Chief Executive Officer, Health Solutions /s/ Rachel Reid, Attorney-in-Fact 2021-03-18