0001104659-23-059208.txt : 20230511 0001104659-23-059208.hdr.sgml : 20230511 20230511165922 ACCESSION NUMBER: 0001104659-23-059208 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211012 FILED AS OF DATE: 20230511 DATE AS OF CHANGE: 20230511 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: IX Acquisition Sponsor, LLC CENTRAL INDEX KEY: 0001851994 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40878 FILM NUMBER: 23911966 BUSINESS ADDRESS: STREET 1: C/O PUGLISI & ASSOCIATES STREET 2: 850 LIBRARY AVE, SUITE 204 CITY: NEWARK STATE: DE ZIP: 19711 BUSINESS PHONE: 3038778314 MAIL ADDRESS: STREET 1: C/O PUGLISI & ASSOCIATES STREET 2: 850 LIBRARY AVE, SUITE 204 CITY: NEWARK STATE: DE ZIP: 19711 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: IX Acquisition Corp. CENTRAL INDEX KEY: 0001852019 STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770] IRS NUMBER: 000000000 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ARCH 124, SALAMANCA STREET CITY: LONDON STATE: X0 ZIP: SE1 7HX BUSINESS PHONE: 44 (0) 203 983 045 MAIL ADDRESS: STREET 1: C/O PUGLISI & ASSOCIATES STREET 2: 850 LIBRARY AVE, SUITE 204 CITY: NEWARK STATE: DE ZIP: 19711 4 1 tm2315192-1_4seq1.xml OWNERSHIP DOCUMENT X0407 4 2021-10-12 0 0001852019 IX Acquisition Corp. IXAQ 0001851994 IX Acquisition Sponsor, LLC C/O IX ACQUISITION CORP. 53 DAVIES STREET LONDON X0 W1K 5JH UNITED KINGDOM 0 0 1 0 0 Class A Ordinary Shares 2023-05-09 4 C 0 4002121 D 4002121 D Class B Ordinary Shares 2021-10-12 4 J 0 1747879 0.00 D Class A Ordinary Shares 1747879 4002121 D Class B Ordinary Shares 2023-05-09 4 C 0 4002121 0.00 D Class A Ordinary Shares 4002121 0 D The Class B ordinary shares, par value $0.0001 per share ("Class B Shares"), of IX Acquisition Corp. ("Issuer") are convertible for the Issuer's Class A ordinary shares, par value $0.0001 per share ("Class A Shares"), on a one-for-one basis, subject to adjustment pursuant to certain anti-dilution rights, for no consideration, and have no expiration date. On October 12, 2021, in connection with the Issuer's initial public offering, Sponsor transferred an aggregate of 1,747,879 Class B Shares to certain anchor investors who purchased units in the Issuer's initial public offering. Such Class B Shares were transferred at the same per share price initially paid by Sponsor for such shares. In accordance with the Issuer's amended and restated memorandum and articles of association, as amended, Sponsor elected to convert its Class B Shares into Class A Shares on a one-for-one basis for no consideration. The securities are held directly by Sponsor. Sponsor is controlled by its manager, IX Acquisition Sponsor Manager, LLC ("Sponsor Manager"). Voting and investment decisions with respect to the securities held by Sponsor have been delegated to the three officers of Sponsor Manager, Noah Aptekar, Karen Bach and Edward Tsun-Wei Chen, and decisions of the officers are made by majority consent. Under the so-called "rule of three," because voting and dispositive decisions are made by a majority of the officers of Sponsor Manager, none of the officers of Sponsor Manager is deemed to be a beneficial owner of the securities reported herein. /s/ Noah Aptekar, Officer of IX Acquisition Sponsor Manager, LLC, Manager of IX Acquisition Sponsor, LLC 2023-05-11