0001437749-23-011687.txt : 20230428 0001437749-23-011687.hdr.sgml : 20230428 20230428175623 ACCESSION NUMBER: 0001437749-23-011687 CONFORMED SUBMISSION TYPE: 3/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230201 FILED AS OF DATE: 20230428 DATE AS OF CHANGE: 20230428 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Smith James Alan CENTRAL INDEX KEY: 0001965388 FILING VALUES: FORM TYPE: 3/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-41058 FILM NUMBER: 23868887 MAIL ADDRESS: STREET 1: 505 ODYSSEY WAY CITY: EXPLORATION PARK STATE: FL ZIP: 32953 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Vaxxinity, Inc. CENTRAL INDEX KEY: 0001851657 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 862083865 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 505 ODYSSEY WAY CITY: EXPLORATION PARK STATE: FL ZIP: 32953 BUSINESS PHONE: (254) 244-5739 MAIL ADDRESS: STREET 1: 505 ODYSSEY WAY CITY: EXPLORATION PARK STATE: FL ZIP: 32953 3/A 1 rdgdoc.xml FORM 3/A X0206 3/A 2023-02-01 2023-02-10 0 0001851657 Vaxxinity, Inc. VAXX 0001965388 Smith James Alan 505 ODYSSEY WAY EXPLORATION PARK FL 32953 1 Class A common stock 8058 D Class A common stock 54202 I By IO Fund, LLC The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. This Form 3 amendment is being filed to correct the original Form 3 filed on February 10, 2023, which included an incorrect number of shares owned by the reporting person in Table I due to an administrative error. /s/ Rene Paula Molina, attorney-in-fact for James Alan Smith 2023-04-28